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arXiv:cond-mat/9803045 · Journal of Physics Condensed Matter

Instability of a Landau - Fermi liquid as the Mott insulator is approached

Nobuo Furukawa, Thomas Maurice Rice

Published Jun 15, 1998• 24 citations
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Abstract

We examine a two-dimensional Fermi liquid with a Fermi surface which touches the Umklapp surface first at the four points as the electron density is increased. Umklapp processes at the four patches near lead the renormalization group equations to scale to strong coupling, resembling the behaviour of a two-leg ladder at half-filling. The incompressible character of the fixed point causes a breakdown of Landau theory at these patches. A further increase in density spreads the incompressible regions so that the open Fermi surface shrinks to four disconnected segments. This non-Landau state, in which parts of the Fermi surface are truncated to form an insulating spin liquid, has many features in common with phenomenological models recently proposed for the cuprate superconductors.

DOI
10.1088/0953-8984/10/23/001

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We examine a two-dimensional Fermi liquid with a Fermi surface which touches the Umklapp surface first at the four points as the electron density is increased. Umklapp processes at the four patches near lead the renormalization group equations to scale to strong coupling, resembling the behaviour of a two-leg ladder at half-filling. The incompressible character of the fixed point causes a breakdown of Landau theory at these patches. A further increase in density spreads the incompressible regions so that the open Fermi surface shrinks to four disconnected segments. This non-Landau state, in which parts of the Fermi surface are truncated to form an insulating spin liquid, has many features in common with phenomenological models recently proposed for the cuprate superconductors.
We study the renormalization-group (RG) flow of interactions in the two-dimensional ${t\ensuremath{-}t}^{\ensuremath{'}}$ Hubbard model near half-filling in an N-patch representation of the whole Fermi surface. Starting from weak to intermediate couplings the flows are to strong coupling, with different characters depending on the choice of parameters. In a large parameter region elastic umklapp scatterings drive an instability which on parts of the Fermi surface exhibits the key signatures of an insulating spin liquid (ISL), as proposed by Furukawa, Rice, and Salmhofer [Phys. Rev. Lett. 81, 3195 (1998)] rather than a conventional symmetry-broken state. The ISL is characterized by both strong d-wave pairing and antiferromagnetic correlations; however, it is insulating due to the vanishing local charge compressibility and a spin liquid because of the spin gap arising from the pairing correlations. We find that the unusual RG flow, which we interpret in terms of an ISL, is a consequence of a Fermi surface close to the saddle points at the Brillouin-zone boundaries which provides an intrinsic and mutually reinforcing coupling between pairing and umklapp channels.
We study a two-dimensional Fermi liquid with a Fermi surface containing the saddle points $(\ensuremath{\pi},0)$ and $(0,\ensuremath{\pi})$. Including Cooper and Peierls channel contributions leads to a one-loop renormalization group flow to strong coupling for short range repulsive interactions. In a certain parameter range the characteristics of the fixed point, opening of a spin and charge gap, and dominant pairing correlations are similar to those of a two-leg ladder at half-filling. We argue that an increase of the electron density leads to a truncation of the Fermi surface to only four disconnected arcs.
We use exact diagonalization to determine the spectrum of reduced Hamiltonians based on renormalization group flows to strong coupling. For the half-filled two-leg Hubbard ladder we reproduce the known insulating d-Mott ground state with spin and charge gaps. For the saddle point regions of the two-dimensional Hubbard model near half filling we find a crossover to a similar strong coupling state, which truncates the Fermi surface near the saddle points. At lower scales d-wave superconductivity appears on the remaining Fermi surface.
Resorting to a recently developed theoretical device called dimensional regularization for quantum criticality with a Fermi surface, we examine a metal-insulator quantum phase transition from a Landau's Fermi-liquid state to a U(1) spin-liquid phase with a spinon Fermi surface in two dimensions. Unfortunately, we fail to approach the spin-liquid Mott quantum critical point from the U(1) spin-liquid state within the dimensional regularization technique. Self-interactions between charge fluctuations called holons are not screened, which shows a run-away renormalization group flow, interpreted as holons remain gapped. This leads us to consider another fixed point, where the spinon Fermi surface can be destabilized across the Mott transition. Based on this conjecture, we reveal the nature of the spin-liquid Mott quantum critical point: Dimensional reduction to one dimension occurs for spin dynamics described by spinons. As a result, Landau damping for both spin and charge dynamics disappear in the vicinity of the Mott quantum critical point. When the flavor number of holons is over its critical value, an interacting fixed point appears to be identified with an inverted XYXYXY universality class, controlled within the dimensional regularization technique. On the other hand, a fluctuation-driven first order metal-insulator transition results when it is below the critical number. We propose that the destabilization of a spinon Fermi surface and the emergence of one-dimensional spin dynamics near the spin-liquid Mott quantum critical point can be checked out by spin susceptibility with a 2kF2{k}_{F}2kF​ transfer momentum, where kF{k}_{F}kF​ is a Fermi momentum in the U(1) spin-liquid state: The absence of Landau damping in U(1) gauge fluctuations gives rise to a divergent behavior at zero temperature while it vanishes in the presence of a spinon Fermi surface.
We study the effect of doping away from half-filling in weakly (but finitely) interacting N-leg Hubbard ladders using renormalization-group and bosonization techniques. For a small on-site repulsion U, the N-leg Hubbard ladders are equivalent to an N-band model, where at half-filling the Fermi velocities are ${v}_{1}{=v}_{N}<{v}_{2}{=v}_{N\ensuremath{-}1}<\ensuremath{\cdot}\ensuremath{\cdot}\ensuremath{\cdot}.$ We then obtain a hierarchy of energy scales, where the band pairs $(j,N+1\ensuremath{-}j)$ are successively frozen out. The low-energy Hamiltonian is then the sum of N/2N/2N/2 [or $(N\ensuremath{-}1)/2$ for N odd] two-leg ladder Hamiltonians without gapless excitations (plus a single chain for N odd with one gapless spin mode)---similar to the N-leg Heisenberg spin ladders. The energy scales lead to a hierarchy of gaps. Upon doping away from half-filling, the holes first enter the band(s) with the smallest gap: For odd N, the holes enter first the nonbonding band (N+1)/2(N+1)/2(N+1)/2 and the phase is a Luttinger liquid, while for even N, the holes enter first the band pair (N/2,N/2+1)(N/2,N/2+1)(N/2,N/2+1) and the phase is a Luther-Emery liquid, similar to numerical treatments of the $t\ensuremath{-}J$ model, i.e., at and close to half-filling, the phases of the Hubbard ladders for small and large U are the same. For increasing doping, hole pairs subsequently enter at critical dopings the other band pairs $(j,N+1\ensuremath{-}j)$ (accompanied by a diverging compressibility): The Fermi surface is successively opened by doping, starting near the wave vector $(\ensuremath{\pi}/2,\ensuremath{\pi}/2).$ Explicit calculations are given for the cases N=3N=3N=3 and 4.
We consider a model composed of Landau quasiparticle states with patched Fermi surfaces (FS) sandwiched by states with flat FS to simulate the "cold" spot regions in cuprates. We calculate the one-particle irreducible function and the self-energy up to two-loop order. Using renormalization group arguments, we show that in the forward scattering channel, the renormalized coupling constant is never infrared stable due to the flat FS sectors. Furthemore, we show that the self-energy scales with energy as Re ∑~ω ln ω as ω→0, and thus the Fermi liquid state within each FS patch is turned into a marginal Fermi liquid.