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arXiv:cond-mat/0510564 · Physical Review B

Bandwidth-control versus doping-control Mott transition in the Hubbard model

Ki‐Seok Kim

Published Sep 27, 2006• 5 citations
arXivHTMLPDF

Abstract

We reinvestigate the bandwidth-control and doping-control Mott transitions (BCMT and DCMT) from a spin liquid Mott insulator to a Fermi liquid metal based on the slave-rotor representation of the Hubbard model [Florens and Georges, Phys. Rev. B 66, 165111 (2002); 70, 035114 (2004)] where the Mott transitions are described by softening of bosonic collective excitations. We find that the nature of the insulating phase away from half filling is different from that of half filling in the respect that a charge density wave coexists with a topological order (spin liquid) away from half filling because the condensation of vortices generically breaks translational symmetry in the presence of ``dual magnetic fields'' resulting from hole doping while the topological order remains stable owing to gapless excitations near the Fermi surface. Performing a renormalization group analysis, we discuss the role of dissipative gauge fluctuations due to the Fermi surface in both the BCMT and the DCMT.

DOI
10.1103/physrevb.74.115122

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We reinvestigate the bandwidth-control and doping-control Mott transitions (BCMT and DCMT) from a spin liquid Mott insulator to a Fermi liquid metal based on the slave-rotor representation of the Hubbard model [Florens and Georges, Phys. Rev. B 66, 165111 (2002); 70, 035114 (2004)] where the Mott transitions are described by softening of bosonic collective excitations. We find that the nature of the insulating phase away from half filling is different from that of half filling in the respect that a charge density wave coexists with a topological order (spin liquid) away from half filling because the condensation of vortices generically breaks translational symmetry in the presence of ``dual magnetic fields'' resulting from hole doping while the topological order remains stable owing to gapless excitations near the Fermi surface. Performing a renormalization group analysis, we discuss the role of dissipative gauge fluctuations due to the Fermi surface in both the BCMT and the DCMT.
Abstract We present a T = 0 K renormalization group (RG) phase diagram for the electronic Hubbard model in two dimensions on the square lattice at half filling. The RG procedure treats quantum fluctuations in the single particle occupation number nonperturbatively via the unitarily decoupling of one electronic state at every RG step. The resulting phase diagram thus possesses the quantum fluctuation energy scale (ω) as one of its axes. A relation is derived between ω and the effective temperature scale upto which gapless, as well as emergent gapped phases can be obtained. We find that the normal and insulating phases of the half-filled Hubbard model correspond, for any on-site repulsion, to a marginal Fermi liquid normal phase and a topologically-ordered gapped Mott insulating liquid respectively. The marginal Fermi liquid is found to arise from singular forward scattering in directions normal to the nested Fermi surface, while singular backscattering events lead to Mott liquid state. The transition between these two phases involves passage through a pseudogapped phase bookended by Fermi surface topology-changing Lifshitz transitions. The pseudogap phase is observed to arise from the electronic differentiation encoded within the nested Fermi surface, and involves the gradual gapping of the Fermi surface from antinodes to nodes via charge and spin excitations that are mutually entangled. We obtain effective Hamiltonians for various phases, as well as wavefunctions for the low-energy many-body eigenstates of the Mott liquid. Benchmarking of the ground-state energy per particle and the double-occupancy fraction for the Mott liquid against existing numerical results yields excellent agreement. Presence of a Néel ordering symmetry-breaking perturbation in the RG leads to an antiferromagnetic spin-ordered charge insulating Mott state. Our results thus offer novel insights on a variety of aspects of the Mott–Hubbard problem, and can be extended to the doped system.
We present a theoretical approach to describing the Mott transition of electrons on a two-dimensional lattice that begins with the low-energy effective theory of the Fermi liquid. The approach to the Mott transition must be characterized by the suppression of density and current fluctuations that correspond to specific shape deformations of the Fermi surface. We explore the nature of the Mott insulator and the corresponding Mott transition when these shape fluctuations of the Fermi surface are suppressed without making any a priori assumptions about other Fermi surface shape fluctuations. Building on insights from the theory of the Mott transition of bosons, we implement this suppression by identifying and condensing vortex degrees of freedom in the phase of the low-energy electron operator. We show that the resulting Mott insulator is a quantum spin liquid with a spinon Fermi surface coupled to a U(1)U(1)U(1) gauge field, which is usually described within a slave particle formulation. Our approach thus provides a coarse-grained treatment of the Mott transition and the proximate spin liquid that is nevertheless equivalent to the standard slave particle construction. This alternate point of view provides further insight into the novel physics of the Mott transition and the spin liquid state that is potentially useful. We describe a generalization that suppresses spin antisymmetric fluctuations of the Fermi surface that leads to a spin-gapped charge metal previously also discussed in terms of slave particle constructions.
We study how to incorporate Mott physics in the BCS-type superconductor, motivated by the fact that high Tc{T}_{c}Tc​ superconductivity results from a Mott insulator via hole doping. The U(1) slave-rotor representation was proposed to take local-density fluctuations into account nonperturbatively, describing the Mott-Hubbard transition at half filling. Since this decomposition cannot control local pairing fluctuations, the U(1) slave-rotor representation does not give a satisfactory treatment for charge fluctuations. Extending the U(1) slave-rotor representation, we introduce an SU(2) slave-rotor representation to allow not only local-density fluctuations but also local pairing excitations. We find an SU(2) slave-rotor gauge theory of the Hubbard model in terms of two kinds of collective boson excitations associated with density and pairing fluctuations that interact with gapless fermion excitations via SU(2) gauge fluctuations. An interesting observation in this effective description is that phase fluctuations of fermion pairs arise as SU(2) gauge fluctuations. Thus, fermion-pairing excitations can be controlled by the dynamics of collective bosons in the SU(2) slave-rotor gauge theory. Performing the standard saddle-point analysis based on the SU(2) slave-rotor action, we find an interesting phase described by partial freezing of charge fluctuations near the Mott-Hubbard critical point, where local-density-fluctuation modes are condensed but local pair-excitation modes are gapped. Partial freezing of charge fluctuations causes fermion pairing to be incoherent as a result of reconciliation of superconductivity and Mott physics. The nature of this nonsuperconducting phase is identified with an anomalous metal due to the presence of incoherent pairing.
We study the phases of doped spin S=1∕2S=1∕2S=1∕2 quantum antiferromagnets on the square lattice as they evolve from paramagnetic Mott insulators with valence bond solid (VBS) order at doping $\ensuremath{\delta}=0$ to superconductors at moderate $\ensuremath{\delta}$. The interplay between density-wave and VBS order and superconductivity is efficiently described by the quantum dimer model, which acts as an effective theory for the total spin S=0S=0S=0 sector. We extend the dimer model to include fermionic S=1∕2S=1∕2S=1∕2 excitations and show that its mean-field, static gauge-field saddle points have projective symmetries (PSG's) similar to those of ``slave''-particle U(1) and SU(2) gauge theories. We account for the nonperturbative effects of gauge fluctuations by a duality mapping of the S=0S=0S=0 dimer model. The dual theory of vortices has a PSG identical to that found in a previous paper [L. Balents et al., preceding paper, Phys. Rev. B 71, 144508 (2005)] by a duality analysis of bosons on the square lattice. The previous theory therefore also describes fluctuations across superconducting, supersolid, and Mott insulating phases of the present electronic model. Finally, with the aim of describing neutron scattering experiments, we present a phenomenological model for collective S=1S=1S=1 excitations and their coupling to superflow and density-wave fluctuations.
We investigate the evolution of the Mott insulators in the triangular lattice Hubbard Model, as a function of hole doping $\ensuremath{\delta}$ in both the strong and intermediate coupling limits. Using the advanced density matrix renormalization group (DMRG) method, at light hole doping $\ensuremath{\delta}\ensuremath{\lesssim}10%$, we find a significant difference between strong and intermediate couplings. Notably, at intermediate coupling an unusual metallic state emerges, with short ranged spin correlations but long ranged spin-chirality order. Moreover, no clear Fermi surface or wave vector is observed, this chiral metal also exhibits staggered loop current, which breaks the translational symmetry. These features disappear on increasing interaction strength or on further doping. At strong coupling, the 120 degree magnetic order of the insulating magnet persists for light doping, and produces hole pockets with a well-defined Fermi surface. On further doping, $\ensuremath{\delta}\ensuremath{\approx}10%\ensuremath{\sim}20%$ SDW order and coherent hole Fermi pockets are found at both strong and intermediate couplings. At even higher doping $\ensuremath{\delta}\ensuremath{\gtrsim}20%$, the SDW order is suppressed and the spin-singlet Cooper pair correlations are simultaneously enhanced. We also briefly comment on the strong particle-hole asymmetry of the model.
Continuous Wigner-Mott transition at ν=1/5ν=1/5ν=1/5
Electrons can organize themselves into charge-ordered states to minimize the effects of long-ranged Coulomb interactions. In the presence of a lattice, commensurability constraints lead to the emergence of incompressible Wigner-Mott insulators at various rational electron fillings, ν =p/qν~=p/qν =p/q. The mechanism for quantum fluctuation-mediated melting of the Mott insulators with increasing electron kinetic energy remains an outstanding problem. Here, using matrix product state techniques, we analyze the bandwidth-tuned transition out of the Wigner-Mott insulator at ν=1/5ν=1/5ν=1/5 in an extended Hubbard model on infinite cylinders of varying circumference. For the two-leg ladder, the transition from the Mott insulator to the Luttinger liquid proceeds via a distinct intermediate phase with gapless Cooper-pairs and gapped electronic excitations. The resulting Luther-Emery liquid is the analog of a strongly fluctuating superconductor. We place these results in the context of a low-energy bosonization based theory for the transition. On the five-leg cylinder, we provide numerical evidence for a direct continuous transition between the Wigner-Mott insulator and a metallic phase across which the spin and charge-gaps vanish simultaneously. We comment on the connections to ongoing experiments in dual-gated bilayer moiré transition metal dichalcogenide materials.