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arXiv:cond-mat/0508747 · Physical Review B

Nonperturbative behavior of the quantum phase transition to a nematic Fermi fluid

Michael J. Lawler, Daniel Gustavo Barci, Victoria Fernández, Eduardo Fradkin, Luis E. Oxman

Published Feb 1, 2006• 115 citations
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Abstract

We discuss shape (Pomeranchuk) instabilities of the Fermi surface of a two-dimensional Fermi system using bosonization. We consider in detail the quantum critical behavior of the transition of a two-dimensional Fermi fluid to a nematic state which breaks spontaneously the rotational invariance of the Fermi liquid. We show that higher dimensional bosonization reproduces the quantum critical behavior expected from the Hertz-Millis analysis, and verify that this theory has dynamic critical exponent $z=3$. Going beyond this framework, we study the behavior of the fermion degrees of freedom directly, and show that at quantum criticality as well as in the quantum nematic phase (except along a set of measure zero of symmetry-dictated directions) the quasiparticles of the normal Fermi liquid are generally wiped out. Instead, they exhibit short-ranged spatial correlations that decay faster than any power law, with the law $\ensuremath{\mid}x{\ensuremath{\mid}}^{\ensuremath{-}1}\mathrm{exp}(\ensuremath{-}\mathrm{const}\phantom{\rule{0.3em}{0ex}}\ensuremath{\mid}x{\ensuremath{\mid}}^{1∕3})$ and we verify explicitly the vanishing of the fermion residue utilizing this expression. In contrast, the fermion autocorrelation function has the behavior $\ensuremath{\mid}t{\ensuremath{\mid}}^{\ensuremath{-}1}\mathrm{exp}(\ensuremath{-}\mathrm{const}\phantom{\rule{0.3em}{0ex}}\ensuremath{\mid}t{\ensuremath{\mid}}^{\ensuremath{-}2∕3})$. In this regime we also find that, at low frequency, the single-particle fermion density of states behaves as ${N}^{*}(\ensuremath{\omega})={N}^{*}(0)+B{\ensuremath{\omega}}^{2∕3}\mathrm{ln}\ensuremath{\omega}+\ensuremath{\cdots}$, where ${N}^{*}(0)$ is larger than the free Fermi value, $N(0)$, and $B$ is a constant. These results confirm the non-Fermi liquid nature of both the quantum critical theory and of the nematic phase.

DOI
10.1103/physrevb.73.085101

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We discuss shape (Pomeranchuk) instabilities of the Fermi surface of a two-dimensional Fermi system using bosonization. We consider in detail the quantum critical behavior of the transition of a two-dimensional Fermi fluid to a nematic state which breaks spontaneously the rotational invariance of the Fermi liquid. We show that higher dimensional bosonization reproduces the quantum critical behavior expected from the Hertz-Millis analysis, and verify that this theory has dynamic critical exponent z=3z=3z=3. Going beyond this framework, we study the behavior of the fermion degrees of freedom directly, and show that at quantum criticality as well as in the quantum nematic phase (except along a set of measure zero of symmetry-dictated directions) the quasiparticles of the normal Fermi liquid are generally wiped out. Instead, they exhibit short-ranged spatial correlations that decay faster than any power law, with the law \ensuremath∣x\ensuremath∣\ensuremath−1exp(\ensuremath−const\ensuremath∣x\ensuremath∣1∕3)\ensuremath{\mid}x{\ensuremath{\mid}}^{\ensuremath{-}1}\mathrm{exp}(\ensuremath{-}\mathrm{const}\phantom{\rule{0.3em}{0ex}}\ensuremath{\mid}x{\ensuremath{\mid}}^{1∕3})\ensuremath∣x\ensuremath∣\ensuremath−1exp(\ensuremath−const\ensuremath∣x\ensuremath∣1∕3) and we verify explicitly the vanishing of the fermion residue utilizing this expression. In contrast, the fermion autocorrelation function has the behavior \ensuremath∣t\ensuremath∣\ensuremath−1exp(\ensuremath−const\ensuremath∣t\ensuremath∣\ensuremath−2∕3)\ensuremath{\mid}t{\ensuremath{\mid}}^{\ensuremath{-}1}\mathrm{exp}(\ensuremath{-}\mathrm{const}\phantom{\rule{0.3em}{0ex}}\ensuremath{\mid}t{\ensuremath{\mid}}^{\ensuremath{-}2∕3})\ensuremath∣t\ensuremath∣\ensuremath−1exp(\ensuremath−const\ensuremath∣t\ensuremath∣\ensuremath−2∕3). In this regime we also find that, at low frequency, the single-particle fermion density of states behaves as N∗(\ensuremathω)=N∗(0)+B\ensuremathω2∕3ln\ensuremathω+\ensuremath⋯{N}^{*}(\ensuremath{\omega})={N}^{*}(0)+B{\ensuremath{\omega}}^{2∕3}\mathrm{ln}\ensuremath{\omega}+\ensuremath{\cdots}N∗(\ensuremathω)=N∗(0)+B\ensuremathω2∕3ln\ensuremathω+\ensuremath⋯, where N∗(0){N}^{*}(0)N∗(0) is larger than the free Fermi value, N(0)N(0)N(0), and BBB is a constant. These results confirm the non-Fermi liquid nature of both the quantum critical theory and of the nematic phase.
Interactions in Fermi systems can generate a Pomeranchuk instability leading to orientational symmetry breaking, that is, nematic order. In a metallic system close to such an instability the Fermi surface is easily deformed by anisotropic perturbations and exhibits enhanced collective fluctuations. We analyze fluctuation effects in the quantum critical regime near a d-wave Pomeranchuk instability in two dimensions. Density correlations with a d-wave form factor and the dynamical forward scattering interaction diverge near the instability. The singular forward scattering leads to large self-energy contributions, which destroy Fermi liquid behavior over the whole Fermi surface except at “cold spots” on the Brillouin zone diagonal. The decay rate of single-particle excitations, which is related to the width of the peaks in the spectral function, exceeds the excitation energy in the low-energy limit. The dispersion of the spectra flattens strongly near those portions of the Fermi surface which are remote from the zone diagonal. The decay rate for DC transport is linear in temperature except at the cold spots. We discuss the possible relevance of d-wave Fermi surface fluctuations for the “strange metal” behavior observed in the normal phase of cuprates.
Interactions in Fermi systems can induce a "Pomeranchuk instability" leading to orientational symmetry breaking, that is, nematic order. In a metallic system close to such an instability the Fermi surface is easily deformed by anisotropic perturbations, and exhibits enhanced collective fluctuations. We discuss electrons on a square lattice near a Pomeranchuk instability with d-wave symmetry. The strong response of such a system to a small orthorhombic perturbation can explain naturally the large in-plane anisotropy of electronic and magnetic properties observed in detwinned YBCO crystals. Fluctuations in a quantum critical regime near the instability provide a mechanism for non-Fermi liquid behavior. They lead to a singular forward scattering interaction, which destroys fermionic quasi-particles on the whole Fermi surface except at "cold spots" on the Brillouin zone diagonal. The decay rate for DC transport is linear in temperature except at the cold spots, where conventional Fermi liquid behavior survives. In clean systems this gives rise to a T 3/2 temperature dependence of the DC resistivity, as observed in some overdoped cuprates. In the presence of disorder, the resistivity is linear in T at low temperatures.
We analyze the behavior of an itinerant two-dimensional Fermi system near a charge nematic (n=2)(n=2)(n=2) Pomeranchuk instability in terms of the Landau Fermi-liquid (FL) theory. A key object of our study is the fully renormalized vertex function ${\ensuremath{\Gamma}}^{\ensuremath{\Omega}}$, related to the Landau interaction function. We derive ${\ensuremath{\Gamma}}^{\ensuremath{\Omega}}$ for a model case of the long-range interaction in the nematic channel. Already within the random-phase approximation (RPA), the vertex is singular near the instability. The full vertex, obtained by resumming the ladder series composed of the RPA vertices, differs from the RPA result by a multiplicative renormalization factor ${Z}_{\ensuremath{\Gamma}}$, related to the single-particle residue ZZZ and effective-mass renormalization ${m}^{\ensuremath{\ast}}/m$. We employ the Pitaevski-Landau identities, which express the derivatives of the self-energy in terms of ${\ensuremath{\Gamma}}^{\ensuremath{\Omega}}$, to obtain and solve a set of coupled nonlinear equations for ${Z}_{\ensuremath{\Gamma}}$, ZZZ, and ${m}^{\ensuremath{\ast}}/m$. We show that near the transition the system enters a critical FL regime, where ${Z}_{\ensuremath{\Gamma}}\ensuremath{\sim}Z\ensuremath{\propto}{(1+{g}_{c,2})}^{1/2}$ and ${m}^{\ensuremath{\ast}}/m\ensuremath{\approx}1/Z$, where gc,2{g}_{c,2}gc,2​ is the n=2n=2n=2 charge Landau component which approaches $\ensuremath{-}1$ at the instability. We construct the Landau function of the critical FL and show that all but gc,2{g}_{c,2}gc,2​ Landau components diverge at the critical point. We also show that in the critical regime the one-loop result for the self-energy $\ensuremath{\Sigma}(K)\ensuremath{\propto}\ensuremath{\int}dPG(P)D(K\ensuremath{-}P)$ is asymptotically exact if one identifies the effective interaction DDD with the RPA form of ${\ensuremath{\Gamma}}^{\ensuremath{\Omega}}$.
"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."
We develop a microscopic theory of the electronic nematic phase proximate to an isotropic Fermi liquid in both two and three dimensions. Explicit expressions are obtained for the small amplitude collective excitations in the ordered state; remarkably, the nematic Goldstone mode (the director wave) is overdamped except along special directions dictated by symmetry. At the quantum critical point we find a dynamical exponent of z=3,z=3,z=3, implying stability of the Gaussian fixed point. The leading perturbative effect of the overdamped Goldstone modes leads to a breakdown of Fermi-liquid theory in the nematic phase and to strongly angle-dependent electronic self energies around the Fermi surface. Other metallic liquid-crystal phases, e.g., a quantum hexatic, behave analogously.
We discuss the quantum phase transition between a quantum nematic metallic state to an electron metallic smectic state in terms of an order-parameter theory coupled to fermionic quasiparticles. Both commensurate and incommensurate smectic (or stripe) cases are studied. Close to the quantum critical point (QCP), the spectrum of fluctuations of the nematic phase has low-energy ``fluctuating stripes.'' We study the quantum critical behavior and find evidence that, contrary to the classical case, the gauge-type of coupling between the nematic and smectic is irrelevant at this QCP. The collective modes of the electron smectic (or stripe) phase are also investigated. The effects of the low-energy bosonic modes on the fermionic quasiparticles are studied perturbatively, for both a model with full rotational symmetry and for a system with an underlying lattice, which has a discrete point group symmetry. We find that at the nematic-smectic critical point, due to the critical smectic fluctuations, the dynamics of the fermionic quasiparticles near several points on the Fermi surface, around which it is reconstructed, are not governed by a Landau Fermi liquid theory. Surprisingly, the quasiparticles in the smectic phase also exhibit non-Fermi liquid behavior. We also present a detailed analysis of the dynamical susceptibilities in the electron nematic phase close to this QCP (the fluctuating stripe regime) and in the electronic smectic phase.