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Quantum Liquid Crystal Phases in Strongly Correlated Fermionic Systems

Kai Sun

Published Jan 1, 2009• 0 citations
OpenAlex

Abstract

"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."

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Fluctuating stripes in strongly correlated electron systems and the nematic-smectic quantum phase transition

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We discuss the quantum phase transition between a quantum nematic metallic state to an electron metallic smectic state in terms of an order-parameter theory coupled to fermionic quasiparticles. Both commensurate and incommensurate smectic (or stripe) cases are studied. Close to the quantum critical point (QCP), the spectrum of fluctuations of the nematic phase has low-energy ``fluctuating stripes.'' We study the quantum critical behavior and find evidence that, contrary to the classical case, the gauge-type of coupling between the nematic and smectic is irrelevant at this QCP. The collective modes of the electron smectic (or stripe) phase are also investigated. The effects of the low-energy bosonic modes on the fermionic quasiparticles are studied perturbatively, for both a model with full rotational symmetry and for a system with an underlying lattice, which has a discrete point group symmetry. We find that at the nematic-smectic critical point, due to the critical smectic fluctuations, the dynamics of the fermionic quasiparticles near several points on the Fermi surface, around which it is reconstructed, are not governed by a Landau Fermi liquid theory. Surprisingly, the quasiparticles in the smectic phase also exhibit non-Fermi liquid behavior. We also present a detailed analysis of the dynamical susceptibilities in the electron nematic phase close to this QCP (the fluctuating stripe regime) and in the electronic smectic phase.

arXiv:0805.3526•Physical Review B•Aug 20, 2008•54 citations

Effective Field Theories for Metallic Quantum Critical Points

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Liquid crystal phases of ultracold dipolar fermions on a lattice

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•Oct 28, 2019•0 citations

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•Jan 1, 2022•0 citations
"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."
We discuss the quantum phase transition between a quantum nematic metallic state to an electron metallic smectic state in terms of an order-parameter theory coupled to fermionic quasiparticles. Both commensurate and incommensurate smectic (or stripe) cases are studied. Close to the quantum critical point (QCP), the spectrum of fluctuations of the nematic phase has low-energy ``fluctuating stripes.'' We study the quantum critical behavior and find evidence that, contrary to the classical case, the gauge-type of coupling between the nematic and smectic is irrelevant at this QCP. The collective modes of the electron smectic (or stripe) phase are also investigated. The effects of the low-energy bosonic modes on the fermionic quasiparticles are studied perturbatively, for both a model with full rotational symmetry and for a system with an underlying lattice, which has a discrete point group symmetry. We find that at the nematic-smectic critical point, due to the critical smectic fluctuations, the dynamics of the fermionic quasiparticles near several points on the Fermi surface, around which it is reconstructed, are not governed by a Landau Fermi liquid theory. Surprisingly, the quasiparticles in the smectic phase also exhibit non-Fermi liquid behavior. We also present a detailed analysis of the dynamical susceptibilities in the electron nematic phase close to this QCP (the fluctuating stripe regime) and in the electronic smectic phase.
In this thesis we study the scaling properties of unconventional metals that arise at quantum critical points using low-energy effective field theories. Due to high rate of scatterings between electrons and critical fluctuations of the order parameter associated with spontaneous symmetry breaking, Landau’s Fermi liquid theory breaks down at the critical points. The theories that describe these critical points generally flow into strong coupling regimes at low energy in two space dimensions. Here we develop and utilize renormalization group methods that are suitable for the interacting non-Fermi liquids. We focus on the critical points arising at excitonic, and commensurate spin and charge density wave transitions. By controlled analyses we find stable non-Fermi liquid and marginal Fermi liquid states, and extract the scaling behaviour. The field theories for the non-Fermi liquids are characterized by symmetry groups, local curvature of the Fermi surface, the dispersion of the order parameter fluctuations, and dimensions of space and Fermi surface.
This thesis is devoted to the study of quantum liquid crystal phases in metallic systems and itinerant Fermi systems with dipole-dipole interactions. It is based on published works of Refs. [65, 193, 68, 67, 66]. In the first part of the Thesis, I present the construction of a generalization of the the McMillan- de Gennes theory of nematic-smectic thermal phase transition of classical liquid crystals to describe an analogous quantum phase transition in metallic systems. This theory qualitatively can also describe similar quantum phase transitions in high Tc superconductors. Recent experimental advances in cooling atoms with large electric or magnetic moment[125] make possible the study of novel quantum phases that arise due to the anisotropic and long-range nature of the dipole-dipole interactions. In the next part of the Thesis I present a Landau Fermi liquid theory of one-component Fermi systems with electric or magnetic dipolar interactions. I use this theory to construct an order parameter theory and predict elongated Fermi surface(FS) along the polarization axis. I calculate the temperature and interaction dependence of FS distortions. For a two-component system with magnetic dipole-dipole interactions I predict the existence of “spin textures” in momentum space and of prolate/oblate deformed FS’s. This constitutes a new phase of matter I called ferronematic. Possible observation of this phase in ultracold Fermi gases with large mangnetic moments
Motivated by the search for quantum liquid crystal phases in a gas of ultracold atoms and molecules, we study the density-wave and nematic instabilities of dipolar fermions on the two-dimensional square lattice (in the $x\text{\ensuremath{-}}y$ plane) with dipoles pointing to the zzz direction. We determine the phase diagram using two complementary methods, the Hartree-Fock mean-field theory and the linear-response analysis of compressibility. Both give consistent results. In addition to the staggered $(\ensuremath{\pi},\ensuremath{\pi})$ density wave, over a finite range of densities and hopping parameters, the ground state of the system first becomes nematic and then smectic, when the dipolar interaction strength is increased. Both phases are characterized by the same broken fourfold (C4)({C}_{4})(C4​) rotational symmetry. The difference is that the nematic phase has a closed Fermi surface but the smectic does not. The transition from the nematic to the smectic phase is associated with a jump in the nematic order parameter. This jump is closely related to the Van Hove singularities. We derive the kinetic equation for collective excitations in the normal isotropic phase and find that the zero sound mode is strongly Landau damped and thus is not a well-defined excitation. Experimental implications of our results are discussed.
This Thesis explores the formation of novel phases in Dirac systems that are driven by strong many-body interactions and collective quantum fluctuations. The central focus is the half-filled honeycomb lattice, which is the prototypical Dirac semimetal with low-energy excitations described by Dirac fermions. Of particular interest are exotic phases of matter that are not favoured at mean-field but are stabilised by fluctuations. Self-consistent path integral techniques are used to demonstrate that extended repulsive interactions favour charge order that breaks translational and other lattice symmetries. This charge order outcompetes interaction induced topological insulating phases, which are dominant at the mean-field level. The interacting quantum critical point was found to be near the critical point of a topological Lifshitz transition. Interacting Dirac fermions exhibit perhaps the simplest example of fermionic quantum criticality. Gross-Neveu-Yukawa field theories describe the universality class of semimetal-insulator transitions, which are driven by on-site and nearest neighbour repulsive interactions on the honeycomb lattice. The Dirac fermions couple to the dynamical order parameter fields and play a crucial role in determining the universal behaviour. Naturally, this variety of criticality is outside of the Ginzburg-Landau-Wilson paradigm. This idea is extended to include the translational symmetry breaking charge order. Here it is found that the breaking of crystal symmetries corresponds to Lorentz violating effective field theories. The criticality is analysed with the renormalisation group. The low energy excitations at the topological transition are gapless semi-Dirac fermionic quasiparticles that disperse linearly in one direction and quadratically in the other. The instabilities induced by generic short-range repulsions are investigated. The criticality of this anisotropic system is analysed with the renormalisation group in two spatial dimensions, and it is found to exhibit anisotropic order parameter correlations.
The physics of strongly interacting particles is often extraordinarily rich, leading to the \textit{emergence} of fundamentally new phases and phenomena that cannot exist in the absence of correlations. This thesis is devoted to the study of different classes of quantum systems with such strong correlations. Programmable quantum simulators based on Rydberg atom arrays have recently emerged as versatile platforms to probe quantum many-body phases and their dynamics. In Chapter 2, we start with theories of quantum phase transitions (QPTs) in one-dimensional chains of Rydberg atoms. We demonstrate the existence of a novel QPT in the universality class of the Z3\mathbb{Z}^{}_3Z3​ chiral clock model, calculate its critical exponents, and discuss their measurement with the quantum Kibble-Zurek mechanism. Proceeding to two dimensions, Chapter 3 describes the zero-temperature phase diagram of a square-lattice Rydberg atom array, revealing several experimentally realizable density-wave-ordered phases and QPTs. For a different geometry, namely, the kagome lattice studied in Chapter 4, we identify a regime that constitutes a likely candidate for hosting a phase with long-range quantum entanglement and topological order. Based on mappings to dimer models and gauge theories, we argue for the existence of a quantum spin liquid phase that has proved elusive in solid-state materials. In the next part of this thesis, we focus on similarly strongly correlated phases in the realm of quantum materials. Motivated by recent observations of an enhanced thermal Hall response in the high-temperature cuprate superconductors, in Chapter 5, we study the thermal Hall conductivity, κxy\kappa^{}_{xy}κxy​, of chiral spin-liquid ans\"{a}tze on the square lattice, focusing on the contribution from neutral (bosonic or fermionic) spinons. Thereafter, going beyond mean-field theory, we consider the corrections due to emergent gauge fields, which yield a response of opposite sign to that of the fermionic matter. We additionally consider the contribution of phonons to κxy\kappa^{}_{xy}κxy​ and establish its relation to the spinon Hall viscosity. Thermal Hall measurements also leave intriguing fingerprints in Kitaev materials like α\alphaα-RuCl3_33​, and in this context, Chapter 6 investigates the unquantized κxy\kappa_{xy}κxy​ obtained in a gapless spinon Fermi surface state.