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Effective Field Theories for Metallic Quantum Critical Points

Shouvik Sur

Published Oct 15, 2015• 0 citations
Publisher

Abstract

In this thesis we study the scaling properties of unconventional metals that arise at quantum critical points using low-energy effective field theories. Due to high rate of scatterings between electrons and critical fluctuations of the order parameter associated with spontaneous symmetry breaking, Landau’s Fermi liquid theory breaks down at the critical points. The theories that describe these critical points generally flow into strong coupling regimes at low energy in two space dimensions. Here we develop and utilize renormalization group methods that are suitable for the interacting non-Fermi liquids. We focus on the critical points arising at excitonic, and commensurate spin and charge density wave transitions. By controlled analyses we find stable non-Fermi liquid and marginal Fermi liquid states, and extract the scaling behaviour. The field theories for the non-Fermi liquids are characterized by symmetry groups, local curvature of the Fermi surface, the dispersion of the order parameter fluctuations, and dimensions of space and Fermi surface.

DOI
10.71548/8886

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ProQuest LLC eBooks•Jan 1, 2009•0 citations

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In this thesis we study the scaling properties of unconventional metals that arise at quantum critical points using low-energy effective field theories. Due to high rate of scatterings between electrons and critical fluctuations of the order parameter associated with spontaneous symmetry breaking, Landau’s Fermi liquid theory breaks down at the critical points. The theories that describe these critical points generally flow into strong coupling regimes at low energy in two space dimensions. Here we develop and utilize renormalization group methods that are suitable for the interacting non-Fermi liquids. We focus on the critical points arising at excitonic, and commensurate spin and charge density wave transitions. By controlled analyses we find stable non-Fermi liquid and marginal Fermi liquid states, and extract the scaling behaviour. The field theories for the non-Fermi liquids are characterized by symmetry groups, local curvature of the Fermi surface, the dispersion of the order parameter fluctuations, and dimensions of space and Fermi surface.
The physics of interacting Fermi systems is extremely sensitive to the energy scale. Of particular interest is the low energy regime where correlation induced collective behavior emerges. The theory of interacting Fermi systems is confronted with the occurrence of very different phenomena along a continuum of scales calling for methods capable of computing physical observables as a function of energy scale. In this thesis, we perform a comprehensive renormalization group analysis of two and three-dimensional Fermi systems at low and zero temperature. We examine systems with spontaneous symmetry-breaking and quantum critical behavior by deriving and solving flow equations within the functional renormalization group framework. We extend the Hertz-Millis theory of quantumphase transitions in itinerant fermion systems to phases with discrete and continuous symmetry-breaking, and to quantum critical points where the zero temperature theory is associated with a non-Gaussian fixed point. The order parameter is implemented by a bosonic Hubbard-Stratonovich field, which - for continuous symmetry-breaking - splits into two components corresponding to longitudinal and transversal Goldstone fluctuations. We compute the finite temperature phase boundary near the quantum critical point explicitly including non-Gaussian fluctuations. We then set up a coupled fermion-boson renormalization group theory that captures the mutual interplay of gapless fermions with massless order parameter fluctuations when approaching a quantum critical point. As a first application, we compute the complete set of quantum critical exponents at the semimetal-to-superfluid quantum phase transition of attractively interacting Dirac fermions in two dimensions. Both, the order parameter propagator and the fermion propagator become nonanalytic functions of momenta destroying the Fermi liquid behavior. We finally compute the effects of quantum fluctuations in the superfluid ground state of an attractively interacting Fermi system, employing the attractive Hubbard model as a prototype. The flow equations capture the influence of longitudinal and Goldstone order parameter fluctuations on non-universal quantities such as the fermionic gap and the fermion-boson vertex, as well as the exact universal infrared asymptotics present in every fermionic superfluid.
"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."
In this thesis, we perform a comprehensive renormalization group analysis of two- and three-dimensional Fermi systems at low and zero temperature. We examine systems with spontaneous symmetry-breaking and quantum critical behavior by deriving and solving flow equations within the functional renormalization group framework. We extend the Hertz-Millis theory of quantum phase transitions in itinerant fermion systems to phases with discrete and continuous symmetry-breaking, and to quantum critical points where the zero temperature theory is associated with a non-Gaussian fixed point. We compute the finite temperature phase boundary near the quantum critical point explicitly including non-Gaussian fluctuations. We then set up a coupled fermion-boson renormalization group theory that captures the mutual interplay of gapless fermions with massless order parameter fluctuations when approaching a quantum critical point. As a first application, we compute the complete set of quantum critical exponents at the semimetal-to-superfluid quantum phase transition of attractively interacting Dirac fermions in two dimensions. Both, the order parameter propagator and the fermion propagator become non-analytic functions of momenta destroying the Fermi liquid behavior. We finally compute the effects of quantum fluctuations in the superfluid ground state of an attractively interacting Fermi system, employing the attractive Hubbard model as a prototype. The flow equations capture the influence of longitudinal and Goldstone order parameter fluctuations on non-universal quantities such as the fermionic gap and the fermion-boson vertex, as well as the exact universal infrared asymptotics present in every fermionic superfluid.
When a 2D superconductor is subjected to a strong in-plane magnetic field, Zeeman polarization of the Fermi surface can give rise to inhomogeneous FFLO order with a spatially modulated gap. Further increase of the magnetic field eventually drives the system into a normal metal state. Here, we perform a renormalization group analysis of this quantum phase transition, starting from an appropriate low-energy theory recently introduced in Phys. Rev. B 93, 085112 (2016). We compute one-loop flow equations within the controlled dimensional regularization scheme with fixed dimension of Fermi surface, expanding in $\ensuremath{\epsilon}=5/2\ensuremath{-}d$. We find a new stable non-Fermi-liquid fixed point and discuss its critical properties. One of the most interesting aspects of the FFLO non-Fermi-liquid scenario is that the quantum critical point is potentially naked, with the scaling regime observable down to arbitrary low temperatures. In order to study this possibility, we perform a general analysis of competing instabilities, which suggests that only charge density wave order is enhanced in the vicinity of the quantum critical point.
In metals, low-energy effective theories are characterized by a set of coupling functions. Among them, the angle-dependent Fermi momentum specifies the size and shape of Fermi surface. Since the Fermi momentum grows incessantly under the renormalization group flow, a metallic fixed point is defined only modulo a rescaling of Fermi momentum. In this paper, we discuss the physical consequences of this projective nature of fixed points for non-Fermi liquids with hot Fermi surfaces. The first is the absence of a unique dynamical critical exponent that dictates the relative scaling between energy and momentum. The second is mismatches between the scaling dimensions of couplings and their relevancy. Nonetheless, each projective fixed point is characterized by a few marginal and relevant coupling functions, and the notion of universality survives. We illustrate our findings by charting the space of projective fixed points and extracting their universal properties for the Ising-nematic quantum critical metal beyond the patch theory. To control the theory, we use the dimensional regularization scheme that tunes the co-dimension of Fermi surface. Near the upper critical dimension, two exactly marginal coupling functions span the space of stable projective fixed points: functions that specify the shape of the Fermi surface and the angle-dependent Fermi velocity. All other coupling functions, including the Landau functions and the universal pairing interaction, are fixed by those two marginal functions. With decreasing dimensions, the forward scattering remains irrelevant while the pairing interaction becomes relevant near two dimensions. In two dimensions, it is expected that the universal superconducting fluctuations lower the symmetry of the non-Fermi liquid realized above the superconducting transition temperatures from the loop U(1) group to a proper subgroup.
Abstract Non-Fermi liquid and unconventional quantum critical points (QCP) with strong fractionalization are two exceptional phenomena beyond the classic condensed matter doctrines, both of which could occur in strongly interacting quantum many-body systems. This work demonstrates that using a controlled method one can construct a non-Fermi liquid within a considerable energy window based on the unique physics of unconventional QCPs. We will focus on the ‘nearly-marginal non-Fermi liquid’, defined as a state whose fermion self-energy scales as Σ f (i ω ) ∼ i sgn( ω )| ω | α with α close to 1 in a considerable energy window. The nearly-marginal non-fermi liquid is obtained by coupling an electron fermi surface to unconventional QCPs that are beyond the Landau’s paradigm. This mechanism relies on the observation that the anomalous dimension η of the order parameter of these unconventional QCPs can be close to 1, which is significantly larger than conventional Landau phase transitions, for example the Wilson–Fisher fixed points. The fact that η ∼ 1 justifies a perturbative renormalization group calculation proposed earlier. Various candidate QCPs that meet this desired condition are proposed.