In the hole-doped cuprates, the pseudogap refers to a suppression of the density of states at low energies, in the absence of superconducting long-range order. Numerous calculations of the Hubbard model show a pseudogap in the single-particle spectra, with striking similarities to photoemission and tunneling experiments on cuprates. However, no clear mechanism has been established. Here, we solve the Hubbard model on $2\times2$ clusters by exact diagonalization, with integration over twisted boundary conditions. A pseudogap is found in the single-particle density of states with the following characteristics: a decreasing energy scale and onset temperature for increased hole-doping, closure at a critical hole doping near 15\%, absence upon electron-doping, particle-hole asymmetry indicated by the location of the gap center, and persistence in the strong-coupling limit of $U/t \to \infty$ . Studying the many-body excitation spectrum reveals that the pseudogap in single-particle spectra is due to orthogonality between bare electrons and the lowest energy excitations for $U/t \gtrsim 8$ .In the hole-doped cuprates, the pseudogap refers to a suppression of the density of states at low energies, in the absence of superconducting long-range order. Numerous calculations of the Hubbard model show a pseudogap in the single-particle spectra, with striking similarities to photoemission and tunneling experiments on cuprates. However, no clear mechanism has been established. Here, we solve the Hubbard model on $2\times2$ clusters by exact diagonalization, with integration over twisted boundary conditions. A pseudogap is found in the single-particle density of states with the following characteristics: a decreasing energy scale and onset temperature for increased hole-doping, closure at a critical hole doping near 15\%, absence upon electron-doping, particle-hole asymmetry indicated by the location of the gap center, and persistence in the strong-coupling limit of $U/t \to \infty$. Studying the many-body excitation spectrum reveals that the pseudogap in single-particle spectra is due to orthogonality between bare electrons and the lowest energy excitations for $U/t \gtrsim 8$.

arXiv:2010.12601Oct 23, 20200 citations

Spin scattering turns complex at strong coupling: the key to pseudogap and Fermi arcs in the Hubbard model

Friedrich Krien, Paul Worm, Patrick Chalupa-Gantner +2 more

We analyze the pseudogap phenomenon of hole-doped cuprates via a Feynman-diagrammatic inspection of the Hubbard model. Our approach captures the pivotal interplay between Mott localization and Fermi surface topology beyond weak-coupling spin fluctuations, which open a spectral gap near hot spots. We show that strong coupling and particle-hole asymmetry give rise to another mechanism: the spin-fermion vertex develops a large imaginary part. While its real part always suppresses the electronic lifetime, the imaginary part has a twofold effect. For antinodal fermions a gap opening is boosted; conversely, around the node Fermi arcs are protected.We analyze the pseudogap phenomenon of hole-doped cuprates via a Feynman-diagrammatic inspection of the Hubbard model. Our approach captures the pivotal interplay between Mott localization and Fermi surface topology beyond weak-coupling spin fluctuations, which open a spectral gap near hot spots. We show that strong coupling and particle-hole asymmetry give rise to another mechanism: the spin-fermion vertex develops a large imaginary part. While its real part always suppresses the electronic lifetime, the imaginary part has a twofold effect. For antinodal fermions a gap opening is boosted; conversely, around the node Fermi arcs are protected.

Jul 14, 20214 citations

Numerical study on pseudogap phenomena in high-Tc cuprates

Tôru Sakai, Yoshinori Takahashi

Journal of Physics and Chemistry of SolidsJun 1, 20021 citation

On pseudogap phase as precursor to a superconducting dome in high-Tc cuprates: Non-analytic T* as a function of doping

Felix A. Buot

We generalize the condition under which a quantum material exhibiting a pseudogap phase is a precursor to a superconducting (SC) dome. The result reveals the non-analytic T* as a function of doping. A well-known example is the high-Tc cuprates. Essentially, the SC dome is generated under two conditions: (1) that the pseudogap T* is a decreasing function of doping, due to the decrease in size of extended pairing of doped holes with doping, and most importantly, (2) that the rate of configurational-ordering parameter is an increasing function of doping as a result of the decrease in extended length of the disordered pairs. The theory behind these hinges on a novel strong entanglement and confinement hole pairing (ECHP) mechanism that unravels the microscopic features of the entire phase diagram of both electron and hole-doped high-Tc cuprates, recently discussed in the by Buot et al. The ECHP configurational ordering (CO) at the underdoped and overdoped regions qualitatively agrees with spin texture experiments, and strongly suggests that strange metal phase can only occur in the overdoped region, in agreement with experiments.We generalize the condition under which a quantum material exhibiting a pseudogap phase is a precursor to a superconducting (SC) dome. The result reveals the non-analytic T* as a function of doping. A well-known example is the high-Tc cuprates. Essentially, the SC dome is generated under two conditions: (1) that the pseudogap T* is a decreasing function of doping, due to the decrease in size of extended pairing of doped holes with doping, and most importantly, (2) that the rate of configurational-ordering parameter is an increasing function of doping as a result of the decrease in extended length of the disordered pairs. The theory behind these hinges on a novel strong entanglement and confinement hole pairing (ECHP) mechanism that unravels the microscopic features of the entire phase diagram of both electron and hole-doped high-Tc cuprates, recently discussed in the by Buot et al. The ECHP configurational ordering (CO) at the underdoped and overdoped regions qualitatively agrees with spin texture experiments, and strongly suggests that strange metal phase can only occur in the overdoped region, in agreement with experiments.

cond-mat.supr-conCross-listedarXiv:2606.11056Jun 10, 2026

2\times2

clusters by exact diagonalization, with integration over twisted boundary conditions. A pseudogap is found in the single-particle density of states with the following characteristics: a decreasing energy scale and onset temperature for increased hole-doping, closure at a critical hole doping near 15\%, absence upon electron-doping, particle-hole asymmetry indicated by the location of the gap center, and persistence in the strong-coupling limit of

U/t \to \infty

. Studying the many-body excitation spectrum reveals that the pseudogap in single-particle spectra is due to orthogonality between bare electrons and the lowest energy excitations for

U/t \gtrsim 8