We compute high-resolution angle-resolved photoemission spectroscopy of the Hubbard model using the unbiased determinant quantum Monte Carlo algorithm, revealing an asymmetry between electron and hole doping. Electron doping exhibits more coherent quasiparticles and stronger antiferromagnetic correlations compared to hole doping. At low doping, a nodal-antinodal dichotomy on the Fermi surface is observed, similar to cuprate experiments. The dichotomy reflects the momentum dependence of the Mott gap, as manifested in both the spectral function and the self-energy. For hole doping, we observe a transition towards the pseudogap, without signature of pocket formation. The simulated nuclear magnetic resonance pseudogap temperatures do not necessarily agree with the temperature determined by spectroscopy. These findings collectively suggest the pseudogap is a smooth crossover driven by strong correlations.
Exact diagrammatic quantum Monte Carlo (DiagMC) results for the nearest-neighbor Hubbard model motivate a closer study of the pseudogap. Using the improved two-particle self-consistent approach (TPSC+), we analyze Energy (EDC) and Momentum Distribution Curves (MDC) simultaneously. We show that Fermi-liquid terminology breaks down in the pseudogap regime, requiring a distinction between true and false Fermi surfaces and zero-energy quasiparticle (ZEQ) lines. A false Fermi surface has a momentum-space spectral maximum but a frequency-space depression at zero energy, while a false ZEQ line violates the standard quasiparticle condition
∂Σ′(k,ω)/∂ω∣ω=0<0.The pseudogap is driven by critical thermal spin fluctuations, which occur in two dimensions because of the Mermin-Wagner theorem. Commensurate fluctuations first open an antinodal pseudogap, leaving true Fermi arcs. With decreasing temperature, the Fermi surface evolves into hole- and electron-like false Fermi surfaces. Incommensurate fluctuations generate hot spots near the diagonal, where the pseudogap persists to the quantum critical point (QCP), whereas at
kAN it disappears before the QCP doping. There, the spectrum has two precursor antiferromagnetic (AFM) bands, both in the unoccupied (
ω>0) region. We benchmark TPSC+ against DiagMC results for the Matsubara spectral proxy
−Im[G(k,iπT)]/π. TPSC+ underestimates pseudogap suppression in the strong-interaction regime, reproducing DiagMC behavior at lower temperatures or doping. This proxy is equivalent to the spectral function with thermal broadening
η=πT, which obscures features when
πT is not the smallest energy scale. Using
A(k,0), we find that hole-like Fermi surfaces emerge at any interaction strength at low temperature, even at weak coupling.
We present an analytically solvable model for correlated electrons, which is able to capture the major Fermi surface modifications occurring in both hole- and electron-doped cuprates as a function of doping. The proposed Hamiltonian qualitatively reproduces the results of numerically demanding many-body calculations, here obtained using the dynamical vertex approximation. Our analytical theory provides a transparent description of a precise mechanism, capable of driving the formation of disconnected segments along the Fermi surface (the highly debated "Fermi arcs"), as well as the opening of a pseudogap in hole and electron doping. This occurs through a specific mechanism: The electronic states on the Fermi arcs remain intact, while the Fermi surface part where the gap opens transforms into a Luttinger arc.
Abstract The spectral properties of the doped t – t ’ Hubbard model, using parameters typical for high-temperature cuprate superconductors, and the mechanism of d-wave pairing remain among the longstanding problems of many-body fermionic materials. We used a strong-coupling Green’s function expansion around a correlated reference system, namely a particle-hole-symmetric undoped Hubbard lattice with
t′=0 t ′ = 0 , which can be treated numerically exactly using sign-problem-free lattice Quantum Monte Carlo calculations. This reference system exhibits a large antiferromagnetic Mott-Hubbard-Slater gap in the electronic spectrum. We investigate how the Mott-like spectrum is reconstructed under finite doping and nonzero
t′ t ′ using a dual-fermion-inspired perturbation expansion. For a large next-nearest-neighbor hopping
t′=−0.3t t ′ = − 0.3 t , characteristic of cuprate families with T c around 100 K, the electronic spectral function reveals a strongly renormalized flat-band feature with a pseudogap near the antinodal point. The superconducting response of this system to a small
dx2−y2 d x 2 − y 2 -like external field shows a pseudogap at the antinodal point in the normal part of the Nambu Green’s function, associated with “bad-fermion” behavior in the normal phase. At the same time, the anomalous Green’s function exhibits a d-wave-like structure with zero response at the nodal point of the Brillouin zone.
We perform a fluctuation analysis of the pairing interaction in the hole-doped Hubbard model within the dynamical cluster approximation. Our analysis reveals that spin-fluctuation-mediated pairing differs qualitatively in the over- and underdoped regimes. In the underdoped regime, spin fluctuations open a pseudogap. We show that in this regime the spin-fermion coupling mediates a giant attraction between antinodal fermions. This explains why superconductivity survives at underdoping in the Hubbard model and cuprates, despite the lack of coherent fermionic quasiparticles in the pseudogap regime.
In the hole-doped cuprates, the pseudogap refers to a suppression of the density of states at low energies, in the absence of superconducting long-range order. Numerous calculations of the Hubbard model show a pseudogap in the single-particle spectra, with striking similarities to photoemission and tunneling experiments on cuprates. However, no clear mechanism has been established. Here, we solve the Hubbard model on
2×2 clusters by exact diagonalization, with integration over twisted boundary conditions. A pseudogap is found in the single-particle density of states with the following characteristics: a decreasing energy scale and onset temperature for increased hole-doping, closure at a critical hole doping near 15\%, absence upon electron-doping, particle-hole asymmetry indicated by the location of the gap center, and persistence in the strong-coupling limit of
U/t→∞. Studying the many-body excitation spectrum reveals that the pseudogap in single-particle spectra is due to orthogonality between bare electrons and the lowest energy excitations for
U/t≳8.