We compute high-resolution angle-resolved photoemission spectroscopy of the Hubbard model using the unbiased determinant quantum Monte Carlo algorithm, revealing an asymmetry between electron and hole doping. Electron doping exhibits more coherent quasiparticles and stronger antiferromagnetic correlations compared to hole doping. At low doping, a nodal-antinodal dichotomy on the Fermi surface is observed, similar to cuprate experiments. The dichotomy reflects the momentum dependence of the Mott gap, as manifested in both the spectral function and the self-energy. For hole doping, we observe a transition towards the pseudogap, without signature of pocket formation. The simulated nuclear magnetic resonance pseudogap temperatures do not necessarily agree with the temperature determined by spectroscopy. These findings collectively suggest the pseudogap is a smooth crossover driven by strong correlations.
Using the dynamical cluster approximation and quantum Monte Carlo simulations we calculate the single-particle spectra of the Hubbard model with next-nearest neighbor hopping . In the underdoped region, we find that the pseudogap along the zone diagonal in the electron doped systems is due to long-range antiferromagnetic correlations. The physics in the proximity of (0, pi) is dramatically influenced by t' and determined by the short range correlations. The effect t' of on the low-energy angle-resolved photoemission spectroscopy spectra is weak except close to the zone edge. The short range correlations are sufficient to yield a pseudogap signal in the magnetic susceptibility and produce a concomitant gap in the single-particle spectra near (pi, pi/2), but not necessarily at a location in the proximity of the Fermi surface.
This is a short review of the theoretical work on the two-dimensional Hubbard model performed in Sherbrooke in the last few years. It is written on the occasion of the twentieth anniversary of the discovery of high-temperature superconductivity. We discuss several approaches, how they were benchmarked and how they agree sufficiently with each other that we can trust that the results are accurate solutions of the Hubbard model. Then comparisons are made with experiment. We show that the Hubbard model does exhibit d-wave superconductivity and antiferromagnetism essentially where they are observed for both hole- and electron-doped cuprates. We also show that the pseudogap phenomenon comes out of these calculations. In the case of electron-doped high temperature superconductors, comparisons with angle-resolved photoemission experiments are nearly quantitative. The value of the pseudogap temperature observed for these compounds in recent photoemission experiments had been predicted by theory before it was observed experimentally. Additional experimental confirmation would be useful. The theoretical methods that are surveyed include mostly the two-particle self-consistent approach, variational cluster perturbation theory (or variational cluster approximation), and cellular dynamical mean-field theory.
The pseudogap phase occurring in cuprate and organic superconductors is analyzed based on the dynamical cluster approximation approach to the Hubbard model. In this method a cluster embedded in a self-consistent bath is studied. With increasing Coulomb repulsion,
U, the antinodal point [$\mathbf{k}=(\ensuremath{\pi},0)$] displays a gradual suppression of spectral density of states around the Fermi energy which is not observed at the nodal point [$\mathbf{k}=(\ensuremath{\pi}/2,\ensuremath{\pi}/2)$]. The opening of the antinodal pseudogap is found to be related to the internal structure of the cluster and the much weaker bath-cluster couplings at the antinodal than nodal point. The role played by internal cluster correlations is elucidated from a simple four-level model. For small
U, the cluster levels form Kondo singlets with their baths leading to a peak in the spectral density. As
U is increased a localized state is formed localizing the electrons in the cluster. If this cluster localized state is nondegenerate, the Kondo effect is destroyed and a pseudogap opens up in the spectra at the antinodal point. The pseudogap can be understood in terms of destructive interference between different paths for electrons hopping between the cluster and the bath. However, electrons at the nodal points remain in Kondo states up to larger
U since they are more strongly coupled to the bath. The strong correlation between the $(\ensuremath{\pi},0)$ and the $(0,\ensuremath{\pi})$ cluster levels in the localized state leads to a large correlation energy gain, which is important for localizing electrons and opening up a pseudogap at the antinodal point. Such a scenario is in contrast with two independent Mott transitions found in two-band systems with different bandwidths in which the localized cluster electron does not correlate strongly with any other cluster electron for intermediate
U. The important intracluster sector correlations are associated with the resonating valence bond character of the cluster ground state containing
d-wave singlet pairs. The low-energy excitations determining the pseudogap have suppressed
d-wave pairing, indicating that the pseudogap can be related to breaking very short-range
d-wave pairs. Geometrical frustration on the anisotropic triangular lattice relevant to $\ensuremath{\kappa}$-(BEDT-TTF)
2X leads to a switch in the character of the ground state of the cluster at intermediate hopping ratios ${t}^{\ensuremath{'}}/t\ensuremath{\sim}0.7$. Electron doping of the frustrated square lattice destroys the pseudogap, in agreement with photoemission experiments on cuprates, due to a larger Schrieffer-Wolff exchange coupling,
JK, and a stronger cluster-bath coupling for the antinodal point.
We calculate the properties of the two-band Hubbard model using the dynamical cluster approximation. The phase diagram resembles the generic phase diagram of the cuprates, showing a strong asymmetry with respect to electron- and hole-doped regimes, in agreement with experiment. Asymmetric features are also seen in one-particle spectral functions and in the charge, spin, and
d-wave pairing-susceptibility functions. We address the possible reduction of the two-band model to a low-energy single-band one, as it was suggested by Zhang and Rice. Comparing the two-band Hubbard model properties with the single-band Hubbard model ones, we have found similar low-energy physics provided that the next-nearest-neighbor hopping term ${t}^{\ensuremath{'}}$ has a significant value $({t}^{\ensuremath{'}}∕t\ensuremath{\approx}0.3)$. The parameter ${t}^{\ensuremath{'}}$ is the main culprit for the electron-hole asymmetry. However, a significant value of ${t}^{\ensuremath{'}}$ cannot be provided in a strict Zhang and Rice [Phys. Rev. B 37, R3759 (1988); 41, 7243 (1990)] picture where the extra holes added into the system bind to the existing Cu holes forming local singlets. We note that by considering approximate singlet states, such as plaquette states, reasonable values of ${t}^{\ensuremath{'}}$, which capture qualitatively the physics of the two-band model, can be obtained. We conclude that a single-band $t\text{\ensuremath{-}}{t}^{\ensuremath{'}}\text{\ensuremath{-}}U$ Hubbard model captures the basic physics of the cuprates concerning superconductivity, antiferromagnetism, pseudogap, and electron-hole asymmetry, but is not suitable for a quantitative analysis or to describe physical properties involving energy scales larger than about 0.5 eV.
We examine the electronic states in the hole- and electron-doped cuprates by using the t-t′-t″-J model. Numerically exact diagonalization method is employed for a 20-site square lattice under twisted boundary conditions. The density of states in the underdoped region clearly shows a pseudogap behavior near the Fermi level in both hole and electron dopings. In hole doping, the edge of the pseudogap in the occupied side exhibits a large weight that comes from a flat band near k=(π,0). In contrast, the weight near the gap edge in electron doping is larger for the unoccupied side than for the occupied side.