Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:cond-mat/0411092 · Physical Review B

Physics of cuprates with the two-band Hubbard model: The validity of the one-band Hubbard model

Alexandru Macridin, Mark Jarrell, Thomas Maier, G. A. Sawatzky

Published Apr 29, 2005• 95 citations
arXivHTMLPDF

Abstract

We calculate the properties of the two-band Hubbard model using the dynamical cluster approximation. The phase diagram resembles the generic phase diagram of the cuprates, showing a strong asymmetry with respect to electron- and hole-doped regimes, in agreement with experiment. Asymmetric features are also seen in one-particle spectral functions and in the charge, spin, and $d$-wave pairing-susceptibility functions. We address the possible reduction of the two-band model to a low-energy single-band one, as it was suggested by Zhang and Rice. Comparing the two-band Hubbard model properties with the single-band Hubbard model ones, we have found similar low-energy physics provided that the next-nearest-neighbor hopping term ${t}^{\ensuremath{'}}$ has a significant value $({t}^{\ensuremath{'}}∕t\ensuremath{\approx}0.3)$. The parameter ${t}^{\ensuremath{'}}$ is the main culprit for the electron-hole asymmetry. However, a significant value of ${t}^{\ensuremath{'}}$ cannot be provided in a strict Zhang and Rice [Phys. Rev. B 37, R3759 (1988); 41, 7243 (1990)] picture where the extra holes added into the system bind to the existing Cu holes forming local singlets. We note that by considering approximate singlet states, such as plaquette states, reasonable values of ${t}^{\ensuremath{'}}$, which capture qualitatively the physics of the two-band model, can be obtained. We conclude that a single-band $t\text{\ensuremath{-}}{t}^{\ensuremath{'}}\text{\ensuremath{-}}U$ Hubbard model captures the basic physics of the cuprates concerning superconductivity, antiferromagnetism, pseudogap, and electron-hole asymmetry, but is not suitable for a quantitative analysis or to describe physical properties involving energy scales larger than about 0.5 eV.

DOI
10.1103/physrevb.71.134527

Related papers

Correlation strength, gaps, and particle-hole asymmetry in high- T c cuprates: A dynamical mean field study of the three-band copper-oxide model

Luca de’ Medici, Xin Wang, Massimo Capone +1 more

The three-band model relevant to high-temperature copper-oxide superconductors is solved using single-site dynamical mean field theory and a tight-binding parametrization of the copper and oxygen bands. For a band filling of one hole per unit cell the metal/charge-transfer-insulator phase diagram is determined. The electron spectral function, optical conductivity, and quasiparticle mass enhancement are computed as functions of electron and hole doping for parameters such that at one hole per cell the paramagnetic phase is insulating and for parameters such that at one hole per unit cell the paramagnetic phase is metallic. The optical conductivity is computed using the Peierls phase approximation for the optical matrix elements. The calculation includes the physics of ``Zhang-Rice singlets.'' The effects of antiferromagnetism on the magnitude of the gap and the relation between correlation strength and doping-induced changes in state density are determined. Three-band and one-band models are compared. The two models are found to yield quantitatively consistent results for all energies less than about 4 eV including energies in the vicinity of the charge-transfer gap. Parameters on the insulating side of the metal/charge-transfer insulator phase boundary lead to gaps which are too large and near-gap conductivities which are too small relative to data. The results place the cuprates clearly in the intermediate correlation regime, on the paramagnetic metal side of the metal/charge-transfer insulator phase boundary.

arXiv:0804.2250•Physical Review B•Aug 4, 2009•58 citations

Fidelity study of the superconducting phase diagram in the two-dimensional single-band Hubbard model

Chunjing Jia, Brian Moritz, Cheng-Chien Chen +2 more

Extensive numerical studies have demonstrated that the two-dimensional single-band Hubbard model contains much of the key physics in cuprate high-temperature superconductors. However, there is no definitive proof that the Hubbard model truly possesses a superconducting ground state or, if it does, of how it depends on model parameters. To answer these longstanding questions, we study an extension of the Hubbard model including an infinite-range $d$-wave pair field term, which precipitates a superconducting state in the $d$-wave channel. Using exact diagonalization on 16-site square clusters, we study the evolution of the ground state as a function of the strength of the pairing term. This is achieved by monitoring the fidelity metric of the ground state, as well as determining the ratio between the two largest eigenvalues of the $d$-wave pair/spin/charge-density matrices. The calculations show a $d$-wave superconducting ground state in doped clusters bracketed by a strong antiferromagnetic state at half filling controlled by the Coulomb repulsion $U$ and a weak short-range checkerboard charge ordered state at larger hole doping controlled by the next-nearest-neighbor hopping ${t}^{\ensuremath{'}}$. We also demonstrate that negative ${t}^{\ensuremath{'}}$ plays an important role in facilitating $d$-wave superconductivity.

arXiv:1012.4013•Physical Review B•Sep 9, 2011•24 citations

Phase diagram and single-particle spectrum of CuO2high-Tclayers: variational cluster approach to the three-band Hubbard model

Enrico Arrigoni, Markus Aichhorn, Maria Daghofer +1 more

A detailed numerical study of the three-band Hubbard (3BH) model in the underdoped region is carried out, both in the hole- as well as in the electron-doped case, by means of the variational cluster approach. The phase diagram and the low-energy single-particle spectrum are found to be very similar to recent results for the single-band Hubbard model with next-nearest-neighbor hoppings t '. In particular, we obtain a mixed antiferromagnetic+superconducting phase at low doping with a first-order transition to a pure superconducting phase accompanied by phase separation. Despite the fact that the physically relevant and generally accepted parameters ( t pp / t pd , t pd /Δ pd ) of our 3BH-model are not in the small regime, required for a 'downward' projection onto a single-band model, in the single-particle spectrum a clear Zhang–Rice (ZR) singlet band (with a projection on d- and p-orbitals consistent with the phase factor of the ZR singlet wave function) can be seen. It displays an incoherent and a coherent part, in which holes enter upon doping around (π/2, π/2). The latter is very similar to the coherent quasi-particle band crossing the Fermi surface in the t – t '– U single-band model, with generally accepted values of the parameters. Doped electrons go instead into the upper Hubbard band, first filling the regions of the Brillouin zone around (π, 0). This fact can be related to the enhanced robustness of the antiferromagnetic phase as a function of electron doping compared to hole doping.

arXiv:0902.0535•New Journal of Physics•May 29, 2009•52 citations

Strong coupling diagram technique for the three-band Hubbard model

A. Sherman

Strong coupling diagram technique equations are derived for hole Green’s functions of the three-band Hubbard model, which describes Cu–O planes of high-[Formula: see text] cuprates. The equations are self-consistently solved in the approximation, in which the series for the irreducible part in powers of the oxygen–copper hopping constant is truncated to two lowest-order terms. For parameters used for hole-doped cuprates, the calculated energy spectrum consists of lower and upper Hubbard subbands of predominantly copper nature, oxygen bands with a small admixture of copper states and the Zhang–Rice states of mixed nature, which are located between the lower Hubbard subband and oxygen bands. The spectrum contains also pseudogaps near transition frequencies of Hubbard atoms on copper sites.

arXiv:1510.03624•International Journal of Modern Physics B•Mar 28, 2016•0 citations

Optical, magnetic, and single-particle excitations in the multiband Hubbard model for cuprate superconductors

J. Wagner, Werner R. Hanke, Douglas J. Scalapino

On the basis of exact diagonalizations, a comparative study of two-particle optical and magnetic, as well as single-particle, excitations is presented for a two-dimensional (2D) multiorbital Hubbard model. For reasonable parameter sets appropriate for the cuprate superconductors, the single-particle excitations display strongly correlated states related to the Zhang-Rice Cu-O singlet construction. These states define the gap (to the upper Hubbard band) at half-filling and become partially occupied by doping holes in our 2\ifmmode\times\else\texttimes\fi{}2 unit-cell system. The optical results, which are the first quantitative calculations performed for realistic parameters of the three-band Hubbard model, clearly show three allowed optical transitions: (i) itinerant motion of the Cu-O singlets, having (for doping concentrations x\ensuremath{\ne}0) a spectral Drude distribution around \ensuremath{\omega}=0 with spectral weight proportional to x; (ii) unbinding of the O hole from the Cu spin in the singlet. This gives, in particular, a strong absorption peak due to singlet\ensuremath{\rightarrow}nonbonding oxygen transitions, again with relative weight \ensuremath{\sim}x.It is roughly centered at \ensuremath{\omega}\ensuremath{\sim}${\mathit{J}}_{\mathrm{Kondo}}$, where ${\mathit{J}}_{\mathrm{Kondo}}$ is the Kondo coupling and \ensuremath{\Delta} the bare Cu-O charge-transfer energy. It is this singlet unbinding that results in the by far dominant absorption structure between Drude and higher-energy Cu-O transitions and not the often discussed ``mid-infrared'' absorption due to transitions between different singlet states. (iii) Cu-O charge-transfer processes at energy \ensuremath{\sim}\ensuremath{\Delta}+${\mathit{U}}_{\mathit{p}\mathit{d}}$. They show a pronounced excitonic effect due to the p-d interaction ${\mathit{U}}_{\mathit{p}\mathit{d}}$ and have a reduced spectral weight shifted to higher energies for increased dopings. Findings (i)--(iii) are in general accordance with recent experimental data. Our study of the low-energy absorption is complemented with a numerical scaling analysis of the Drude weight in 1D, where, in particular, we find an interesting violation of Lenz's law for 4n-site Hubbard rings. Finally, the magnetic structure factor is calculated for the 2D case. For finite doping it contains a peak at 2${\mathit{J}}_{\mathrm{Kondo}}$, which should be detectable in experiment.

Physical review. B, Condensed matter•May 1, 1991•97 citations

Anomalous superconductivity and its competition with antiferromagnetism in doped Mott insulators

S. S. Kancharla, Bumsoo Kyung, David Sénéchal +4 more

Proximity to a Mott insulating phase is likely to be an important physical ingredient of a theory that aims to describe high-temperature superconductivity in the cuprates. Quantum cluster methods are well suited to describe the Mott phase. Hence, as a step toward a quantitative theory of the competition between antiferromagnetism and $d$-wave superconductivity in the cuprates, we use cellular dynamical mean-field theory to compute zero-temperature properties of the two-dimensional square lattice Hubbard model. The $d$-wave order parameter is found to scale like the superexchange coupling $J$ for on-site interaction $U$ comparable to or larger than the bandwidth. The order parameter also assumes a dome shape as a function of doping, while, by contrast, the gap in the single-particle density of states decreases monotonically with increasing doping. In the presence of a finite second neighbor hopping ${t}^{\ensuremath{'}}$, the zero-temperature phase diagram displays the electron-hole asymmetric competition between antiferromagnetism and superconductivity that is observed experimentally in the cuprates. Adding realistic third neighbor hopping ${t}^{\ensuremath{''}}$ improves the overall agreement with the experimental phase diagram. Since band parameters can vary depending on the specific cuprate considered, the sensitivity of the theoretical phase diagram to band parameters challenges the commonly held assumption that the doping vs ${T}_{c}∕{T}_{c}^{\mathit{max}}$ phase diagram of the cuprates is universal. The calculated angle-resolved photoemission spectrum displays the observed electron-hole asymmetry. The tendency to homogeneous coexistence of the superconducting and antiferromagnetic order parameters is stronger than observed in most experiments but consistent with many theoretical results and with experiments in some layered high-temperature superconductors. Clearly, our calculations reproduce important features of $d$-wave superconductivity in the cuprates that would otherwise be considered anomalous from the point of view of the standard Bardeen--Cooper--Schrieffer approach. At strong coupling, $d$-wave superconductivity and antiferromagnetism naturally appear as two equally important competing instabilities of the normal phase of the same underlying Hamiltonian.

arXiv:cond-mat/0508205•Physical Review B•May 23, 2008•184 citations
We calculate the properties of the two-band Hubbard model using the dynamical cluster approximation. The phase diagram resembles the generic phase diagram of the cuprates, showing a strong asymmetry with respect to electron- and hole-doped regimes, in agreement with experiment. Asymmetric features are also seen in one-particle spectral functions and in the charge, spin, and ddd-wave pairing-susceptibility functions. We address the possible reduction of the two-band model to a low-energy single-band one, as it was suggested by Zhang and Rice. Comparing the two-band Hubbard model properties with the single-band Hubbard model ones, we have found similar low-energy physics provided that the next-nearest-neighbor hopping term t\ensuremath′{t}^{\ensuremath{'}}t\ensuremath′ has a significant value (t\ensuremath′∕t\ensuremath≈0.3)({t}^{\ensuremath{'}}∕t\ensuremath{\approx}0.3)(t\ensuremath′∕t\ensuremath≈0.3). The parameter t\ensuremath′{t}^{\ensuremath{'}}t\ensuremath′ is the main culprit for the electron-hole asymmetry. However, a significant value of t\ensuremath′{t}^{\ensuremath{'}}t\ensuremath′ cannot be provided in a strict Zhang and Rice [Phys. Rev. B 37, R3759 (1988); 41, 7243 (1990)] picture where the extra holes added into the system bind to the existing Cu holes forming local singlets. We note that by considering approximate singlet states, such as plaquette states, reasonable values of t\ensuremath′{t}^{\ensuremath{'}}t\ensuremath′, which capture qualitatively the physics of the two-band model, can be obtained. We conclude that a single-band t\ensuremath-t\ensuremath′\ensuremath-Ut\text{\ensuremath{-}}{t}^{\ensuremath{'}}\text{\ensuremath{-}}Ut\ensuremath-t\ensuremath′\ensuremath-U Hubbard model captures the basic physics of the cuprates concerning superconductivity, antiferromagnetism, pseudogap, and electron-hole asymmetry, but is not suitable for a quantitative analysis or to describe physical properties involving energy scales larger than about 0.5 eV.
The three-band model relevant to high-temperature copper-oxide superconductors is solved using single-site dynamical mean field theory and a tight-binding parametrization of the copper and oxygen bands. For a band filling of one hole per unit cell the metal/charge-transfer-insulator phase diagram is determined. The electron spectral function, optical conductivity, and quasiparticle mass enhancement are computed as functions of electron and hole doping for parameters such that at one hole per cell the paramagnetic phase is insulating and for parameters such that at one hole per unit cell the paramagnetic phase is metallic. The optical conductivity is computed using the Peierls phase approximation for the optical matrix elements. The calculation includes the physics of ``Zhang-Rice singlets.'' The effects of antiferromagnetism on the magnitude of the gap and the relation between correlation strength and doping-induced changes in state density are determined. Three-band and one-band models are compared. The two models are found to yield quantitatively consistent results for all energies less than about 4 eV including energies in the vicinity of the charge-transfer gap. Parameters on the insulating side of the metal/charge-transfer insulator phase boundary lead to gaps which are too large and near-gap conductivities which are too small relative to data. The results place the cuprates clearly in the intermediate correlation regime, on the paramagnetic metal side of the metal/charge-transfer insulator phase boundary.
Extensive numerical studies have demonstrated that the two-dimensional single-band Hubbard model contains much of the key physics in cuprate high-temperature superconductors. However, there is no definitive proof that the Hubbard model truly possesses a superconducting ground state or, if it does, of how it depends on model parameters. To answer these longstanding questions, we study an extension of the Hubbard model including an infinite-range ddd-wave pair field term, which precipitates a superconducting state in the ddd-wave channel. Using exact diagonalization on 16-site square clusters, we study the evolution of the ground state as a function of the strength of the pairing term. This is achieved by monitoring the fidelity metric of the ground state, as well as determining the ratio between the two largest eigenvalues of the ddd-wave pair/spin/charge-density matrices. The calculations show a ddd-wave superconducting ground state in doped clusters bracketed by a strong antiferromagnetic state at half filling controlled by the Coulomb repulsion UUU and a weak short-range checkerboard charge ordered state at larger hole doping controlled by the next-nearest-neighbor hopping ${t}^{\ensuremath{'}}$. We also demonstrate that negative ${t}^{\ensuremath{'}}$ plays an important role in facilitating ddd-wave superconductivity.
A detailed numerical study of the three-band Hubbard (3BH) model in the underdoped region is carried out, both in the hole- as well as in the electron-doped case, by means of the variational cluster approach. The phase diagram and the low-energy single-particle spectrum are found to be very similar to recent results for the single-band Hubbard model with next-nearest-neighbor hoppings t '. In particular, we obtain a mixed antiferromagnetic+superconducting phase at low doping with a first-order transition to a pure superconducting phase accompanied by phase separation. Despite the fact that the physically relevant and generally accepted parameters ( t pp / t pd , t pd /Δ pd ) of our 3BH-model are not in the small regime, required for a 'downward' projection onto a single-band model, in the single-particle spectrum a clear Zhang–Rice (ZR) singlet band (with a projection on d- and p-orbitals consistent with the phase factor of the ZR singlet wave function) can be seen. It displays an incoherent and a coherent part, in which holes enter upon doping around (π/2, π/2). The latter is very similar to the coherent quasi-particle band crossing the Fermi surface in the t – t '– U single-band model, with generally accepted values of the parameters. Doped electrons go instead into the upper Hubbard band, first filling the regions of the Brillouin zone around (π, 0). This fact can be related to the enhanced robustness of the antiferromagnetic phase as a function of electron doping compared to hole doping.
Strong coupling diagram technique equations are derived for hole Green’s functions of the three-band Hubbard model, which describes Cu–O planes of high-[Formula: see text] cuprates. The equations are self-consistently solved in the approximation, in which the series for the irreducible part in powers of the oxygen–copper hopping constant is truncated to two lowest-order terms. For parameters used for hole-doped cuprates, the calculated energy spectrum consists of lower and upper Hubbard subbands of predominantly copper nature, oxygen bands with a small admixture of copper states and the Zhang–Rice states of mixed nature, which are located between the lower Hubbard subband and oxygen bands. The spectrum contains also pseudogaps near transition frequencies of Hubbard atoms on copper sites.
On the basis of exact diagonalizations, a comparative study of two-particle optical and magnetic, as well as single-particle, excitations is presented for a two-dimensional (2D) multiorbital Hubbard model. For reasonable parameter sets appropriate for the cuprate superconductors, the single-particle excitations display strongly correlated states related to the Zhang-Rice Cu-O singlet construction. These states define the gap (to the upper Hubbard band) at half-filling and become partially occupied by doping holes in our 2\ifmmode\times\else\texttimes\fi{}2 unit-cell system. The optical results, which are the first quantitative calculations performed for realistic parameters of the three-band Hubbard model, clearly show three allowed optical transitions: (i) itinerant motion of the Cu-O singlets, having (for doping concentrations x\ensuremath{\ne}0) a spectral Drude distribution around \ensuremath{\omega}=0 with spectral weight proportional to x; (ii) unbinding of the O hole from the Cu spin in the singlet. This gives, in particular, a strong absorption peak due to singlet\ensuremath{\rightarrow}nonbonding oxygen transitions, again with relative weight \ensuremath{\sim}x.It is roughly centered at \ensuremath{\omega}\ensuremath{\sim}JKondo{\mathit{J}}_{\mathrm{Kondo}}JKondo​, where JKondo{\mathit{J}}_{\mathrm{Kondo}}JKondo​ is the Kondo coupling and \ensuremath{\Delta} the bare Cu-O charge-transfer energy. It is this singlet unbinding that results in the by far dominant absorption structure between Drude and higher-energy Cu-O transitions and not the often discussed ``mid-infrared'' absorption due to transitions between different singlet states. (iii) Cu-O charge-transfer processes at energy \ensuremath{\sim}\ensuremath{\Delta}+Upd{\mathit{U}}_{\mathit{p}\mathit{d}}Upd​. They show a pronounced excitonic effect due to the p-d interaction Upd{\mathit{U}}_{\mathit{p}\mathit{d}}Upd​ and have a reduced spectral weight shifted to higher energies for increased dopings. Findings (i)--(iii) are in general accordance with recent experimental data. Our study of the low-energy absorption is complemented with a numerical scaling analysis of the Drude weight in 1D, where, in particular, we find an interesting violation of Lenz's law for 4n-site Hubbard rings. Finally, the magnetic structure factor is calculated for the 2D case. For finite doping it contains a peak at 2JKondo{\mathit{J}}_{\mathrm{Kondo}}JKondo​, which should be detectable in experiment.
Proximity to a Mott insulating phase is likely to be an important physical ingredient of a theory that aims to describe high-temperature superconductivity in the cuprates. Quantum cluster methods are well suited to describe the Mott phase. Hence, as a step toward a quantitative theory of the competition between antiferromagnetism and ddd-wave superconductivity in the cuprates, we use cellular dynamical mean-field theory to compute zero-temperature properties of the two-dimensional square lattice Hubbard model. The ddd-wave order parameter is found to scale like the superexchange coupling JJJ for on-site interaction UUU comparable to or larger than the bandwidth. The order parameter also assumes a dome shape as a function of doping, while, by contrast, the gap in the single-particle density of states decreases monotonically with increasing doping. In the presence of a finite second neighbor hopping ${t}^{\ensuremath{'}}$, the zero-temperature phase diagram displays the electron-hole asymmetric competition between antiferromagnetism and superconductivity that is observed experimentally in the cuprates. Adding realistic third neighbor hopping ${t}^{\ensuremath{''}}$ improves the overall agreement with the experimental phase diagram. Since band parameters can vary depending on the specific cuprate considered, the sensitivity of the theoretical phase diagram to band parameters challenges the commonly held assumption that the doping vs Tc∕Tcmax{T}_{c}∕{T}_{c}^{\mathit{max}}Tc​∕Tcmax​ phase diagram of the cuprates is universal. The calculated angle-resolved photoemission spectrum displays the observed electron-hole asymmetry. The tendency to homogeneous coexistence of the superconducting and antiferromagnetic order parameters is stronger than observed in most experiments but consistent with many theoretical results and with experiments in some layered high-temperature superconductors. Clearly, our calculations reproduce important features of ddd-wave superconductivity in the cuprates that would otherwise be considered anomalous from the point of view of the standard Bardeen--Cooper--Schrieffer approach. At strong coupling, ddd-wave superconductivity and antiferromagnetism naturally appear as two equally important competing instabilities of the normal phase of the same underlying Hamiltonian.