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arXiv:2410.01705 · Physical review. B./Physical review. B

Pairing boost from enhanced spin-fermion coupling in the pseudogap regime

Yang Yu, Sergei Iskakov, Emanuel Gull, Karsten Held, Friedrich Krien

Published Jun 16, 2025• 3 citations
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Abstract

We perform a fluctuation analysis of the pairing interaction in the hole-doped Hubbard model within the dynamical cluster approximation. Our analysis reveals that spin-fluctuation-mediated pairing differs qualitatively in the over- and underdoped regimes. In the underdoped regime, spin fluctuations open a pseudogap. We show that in this regime the spin-fermion coupling mediates a giant attraction between antinodal fermions. This explains why superconductivity survives at underdoping in the Hubbard model and cuprates, despite the lack of coherent fermionic quasiparticles in the pseudogap regime.

DOI
10.1103/jbz7-wjtd

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We perform a fluctuation analysis of the pairing interaction in the hole-doped Hubbard model within the dynamical cluster approximation. Our analysis reveals that spin-fluctuation-mediated pairing differs qualitatively in the over- and underdoped regimes. In the underdoped regime, spin fluctuations open a pseudogap. We show that in this regime the spin-fermion coupling mediates a giant attraction between antinodal fermions. This explains why superconductivity survives at underdoping in the Hubbard model and cuprates, despite the lack of coherent fermionic quasiparticles in the pseudogap regime.
We investigate the microscopic origin of the pseudogap in the weakly doped 2D Hubbard model using Quantum Monte Carlo within the dynamical cluster approximation. We compare our results with proposed scenarios for the pseudogap. All our numerical evidence is in favor of spin-charge separation as described in the resonating valence bond picture as the cause of the pseudogap behavior. Scenarios of "preformed pairs", the coupling of quasiparticles to antiferromagnetic spin-fluctuations and stripes are inconsistent with our results.
Abstract We investigate the interplay between the pseudogap state and d-wave superconductivity in the two-dimensional doped Hubbard model by employing an eight-site cluster dynamical mean-field theory method. By tuning electron hopping parameters, the strong-coupling pseudogap in the two-dimensional Hubbard model can be either enhanced or suppressed in the doped Mott insulator regime. We find that in underdoped cases, the closing of pseudogap leads to a significant enhancement of superconductivity, indicating competition between the two in the underdoped regime. In contrast, at large dopings, suppressing the pseudogap is accompanied by a concurrent decrease in the superconducting transition temperature T c, which can be attributed to a reduction in antiferromagnetic correlations behind both the pseudogap and superconductivity. We elucidate this evolving relationship between pseudogap and superconductivity across different doping regimes.
The dynamics of a microscopic cuprate model, namely, the two-dimensional Hubbard model, is studied with a cluster extension of the dynamical mean-field theory. We find a nontrivial structure of the frequency-dependent self-energies, which describes an unprecedented interplay between the pseudogap and superconductivity. We show that these properties are well described by quasiparticles hybridizing with (hidden) fermionic excitations, emergent from the strong electronic correlations. The hidden fermion enhances superconductivity via a mechanism distinct from a conventional boson-mediated pairing, and originates the normal-state pseudogap. Though the hidden fermion is elusive in experiments, it can solve many experimental puzzles.
We analyze the pseudogap phenomenon of hole-doped cuprates via a Feynman-diagrammatic inspection of the Hubbard model. Our approach captures the pivotal interplay between Mott localization and Fermi surface topology beyond weak-coupling spin fluctuations, which open a spectral gap near hot spots. We show that strong coupling and particle-hole asymmetry give rise to another mechanism: the spin-fermion vertex develops a large imaginary part. While its real part always suppresses the electronic lifetime, the imaginary part has a twofold effect. For antinodal fermions a gap opening is boosted; conversely, around the node Fermi arcs are protected.
We study the attractive Hubbard model within the dynamical mean-field theory, to elucidate how the pseudogap and superconductivity at strong attractive interaction are related to those found in the repulsive Hubbard model, and thereby to bridge cold fermions and cuprate high-temperature superconductors from a microscopic point of view. We propose that a unified understanding is obtained by investigating single-particle excitation dynamics, in which emergent and hidden fermions coupled to quasiparticles consistently account for the numerical results in both attractive and repulsive cases. In the attractive case, the quasiparticle dynamics is observable by virtually breaking a tightly bound pair, where we find two qualitatively different regions crossing over each other within the strong-coupling superconductivity phase. Among them, the region close to the critical temperature shares characteristic dynamics with the repulsive interaction case, where the normal and anomalous parts of the self-energy show strong low-energy peaks while they are hidden in the quasiparticle spectral weight. These prominent self-energy peaks are understood by the coupling of the quasiparticle to the hidden fermionic excitation, emergent from a strong-coupling effect. The pseudogap above the critical temperature is also accounted for by the same hidden fermion.
We study the fluctuations responsible for pairing in the d -wave superconducting state of the two-dimensional Hubbard model at intermediate coupling within a cluster dynamical mean-field theory with a numerically exact quantum impurity solver. By analyzing how momentum- and frequency-dependent fluctuations generate the d -wave superconducting state in different representations, we identify antiferromagnetic fluctuations as the pairing glue of superconductivity in both the underdoped and the overdoped regime. Nevertheless, in the intermediate coupling regime, the predominant magnetic fluctuations may differ significantly from those described by conventional spin fluctuation theory.