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arXiv:cond-mat/0401090 · Physical Review Letters

Strongly Correlated Superconductivity and Pseudogap Phase near a Multiband Mott Insulator

Massimo Capone, Michele Fabrizio, Claudio Castellani, Erio Tosatti

Published Jul 22, 2004• 79 citations
arXivHTMLPDF

Abstract

Near a Mott transition, strong electron correlations may enhance Cooper pairing. This is demonstrated in the dynamical mean field theory solution of a twofold-orbital degenerate Hubbard model with an inverted on-site Hund rule exchange, favoring local spin-singlet configurations. Close to the Mott insulator (which here is a local version of a valence bond insulator) a pseudogap non-Fermi-liquid metal, a superconductor, and a normal metal appear, in striking similarity with the physics of cuprates. The strongly correlated s-wave superconducting state has a larger Drude weight than the corresponding normal state. The role of the impurity Kondo problem is underscored.

DOI
10.1103/physrevlett.93.047001

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Near a Mott transition, strong electron correlations may enhance Cooper pairing. This is demonstrated in the dynamical mean field theory solution of a twofold-orbital degenerate Hubbard model with an inverted on-site Hund rule exchange, favoring local spin-singlet configurations. Close to the Mott insulator (which here is a local version of a valence bond insulator) a pseudogap non-Fermi-liquid metal, a superconductor, and a normal metal appear, in striking similarity with the physics of cuprates. The strongly correlated s-wave superconducting state has a larger Drude weight than the corresponding normal state. The role of the impurity Kondo problem is underscored.
We solve by dynamical mean field theory a toy model that has a phase diagram strikingly similar to that of high-Tc{T}_{c}Tc​ superconductors: a bell-shaped superconducting region adjacent to the Mott insulator and a normal phase that evolves from a conventional Fermi liquid to a pseudogapped semimetal as the Mott transition is approached. Guided by the physics of the impurity model that is self-consistently solved within dynamical mean field theory, we introduce an analytical ansatz to model the dynamical behavior across the various phases which fits the numerical data very accurately. The ansatz is based on the assumption that the wave-function renormalization, which is very severe, especially in the pseudogap phase close to the Mott transition, is perfectly canceled by the vertex corrections in the Cooper pairing channel. A remarkable outcome is that a superconducting state can develop even from a pseudogapped normal state in which there are no low-energy quasiparticles. The overall physical scenario that emerges, although unraveled in a specific model and in an infinite-coordination Bethe lattice, can be interpreted in terms of arguments general enough to suggest that it can be realized in other correlated systems.
An intricate interplay between superconductivity, pseudogap, and Mott transition, either bandwidth driven or doping driven, occurs in materials. Layered organic conductors and cuprates offer two prime examples. We provide a unified perspective of this interplay in the two-dimensional Hubbard model within cellular dynamical mean-field theory on a 2×2 plaquette and using the continuous-time quantum Monte Carlo method as impurity solver. Both at half filling and at finite doping, the metallic normal state close to the Mott insulator is unstable to d-wave superconductivity. Superconductivity can destroy the first-order transition that separates the pseudogap phase from the overdoped metal, yet that normal state transition leaves its marks on the dynamic properties of the superconducting phase. For example, as a function of doping one finds a rapid change in the particle-hole asymmetry of the superconducting density of states. In the doped Mott insulator, the dynamical mean-field superconducting transition temperature T(c)(d) does not scale with the order parameter when there is a normal-state pseudogap. T(c)(d) corresponds to the local pair formation temperature observed in tunneling experiments and is distinct from the pseudogap temperature.
The Hubbard model in the strong-coupling regime is mainly studied by Kondo-lattice theory or 1/d expansion theory, with d the spatial dimensionality. In two dimensions and higher, the ground state within the Hilbert subspace with no order parameter is a normal Fermi liquid except for n=1 and U/W=+infinity, with n the electron density per unit cell, U the on-site repulsion, and W the bandwidth; the cooperation between the Kondo effect, which favors a local singlet on each unit cell, and a resonating-valence-bond effect, which favors a local singlet on each pair of nearest-neighbor unit cells, stabilizes the Fermi liquid, whose ground state is a singlet as a whole, in the strong-coupling regime. In the whole Hilbert space with no restriction, the normal Fermi liquid is unstable at least against a magnetic or superconducting state. This analysis confirms an early Fermi-liquid theory of high-temperature superconductivity, F. J. Ohkawa, Jpn. J. Appl. Phys. 26, L652 (1987). The ground state for n=1 and U/W=+infinity is a Mott insulator. Actual metal-insulator transitions cannot be explained within the Hubbard model. In order to explain them, the electron-phonon interaction, multi-band or multi-orbital effects, and effects of disorder should be considered beyond the Hubbard model. The crossover between local-moment magnetism and itinerant-electron magnetism corresponds to that between a localized spin and a normal Fermi liquid in the Kondo effect and it is simply a Mott metal-insulator crossover.
We study a two-orbital attractive Hubbard model with a repulsive Hund's exchange coupling JJJ as an idealized model for a two-band superconductor. This framework is motivated by a system where a large isotropic electron-phonon coupling drives the on-site Hubbard repulsion UUU negative, while leaving the exchange term unaffected. We focus on the intra-orbital (intra-band) singlet superconducting phase and we solve the model at zero temperature and half-filling using Dynamical Mean-Field Theory. Already at J=0J=0J=0, the two-orbital model features a superconductor-insulator transition as ∣U∣\vert U\vert∣U∣ grows, as opposed to the single-orbital case which remains superconducting for any U<0U < 0U<0. We find that a finite JJJ strengthens the effect of the attractive UUU, both in the normal state and, more significantly, in the superconducting state. However, this pushes the system towards an effectively stronger coupling, hence to a faster transition to the insulating state. Remarkably, the transition from a superconductor to an insulator occurs with a vanishing quasi-particle weight ZZZ and in a scenario that recalls strongly correlated superconductivity close to a Mott transition, even though the present model is dominated by attractive interactions.
A single Anderson impurity model recently predicted, through its unstable fixed point, the phase diagram of a two-band model correlated conductor, well confirmed by dynamical mean-field theory in infinite dimensions. We study here the one-dimensional version of the same model and extract its phase diagram in the opposite limit of reduced dimensionality. As expected for one dimension, the Mott metal-insulator transition at half filling is replaced by a dimerized insulator-undimerized Mott insulator transition, while away from half filling the strongly correlated superconductivity for inverted Hund's rule exchange in infinite dimensions is replaced by dominant pairing fluctuations. Many other aspects of the one-dimensional system, in particular, the field theories and their symmetries, are remarkably the same as those of the Anderson impurity, whose importance appears enhanced.
High-temperature superconductivity emerges upon doping a state of matter that is insulating because of interactions. A widely studied model considers one orbital per CuO2{\mathrm{CuO}}_{2}CuO2​ unit cell on a square lattice with a strong intraorbital repulsion that leads to a so-called Mott-Hubbard insulator. Here we solve a model that takes into account, within each unit cell, two oxygen orbitals where there is no electron-electron repulsion and a copper orbital with strong electron-electron repulsion. The insulating phase is a so-called charge-transfer insulator, not a Mott-Hubbard insulator. Using cluster dynamical mean-field theory with continuous-time quantum Monte Carlo as an impurity solver and 12 atoms per cluster, we report the normal and superconducting phase diagram of this model as a function of doping, interaction strength, and temperature. As expected, the three-orbital model is consistent with the experimental observation that doped holes are located predominantly on oxygens, a result that goes beyond the one-orbital model. Nevertheless, the phase boundary between pseudogap and correlated metal, the Widom line, and the origin of the pairing energy (kinetic vs potential) are similar to the one-orbital model, demonstrating that these are emergent phenomena characteristic of doped Mott insulators, independently of many microscopic details. Broader implications are discussed.