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arXiv:cond-mat/0208361 · Physical Review B

Bosonic effective action for interacting fermions

CHRISTOF WETTERICH

Published Feb 5, 2007• 28 citations
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Abstract

We compare different versions of a bosonic description for systems of interacting fermions, with particular emphasis on the free-energy functional. The bosonic effective action makes the issue of symmetries particularly transparent. A systematic expansion for the bosonic effective action starts with a solution to the lowest-order Schwinger-Dyson or gap equation. We propose a two-particle irreducible formulation of an exact functional renormalization group equation for computations beyond leading order. On this basis we suggest a renormalized gap equation. This approach is compared with functional renormalization in a partially bosonized setting.

DOI
10.1103/physrevb.75.085102

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We compare different versions of a bosonic description for systems of interacting fermions, with particular emphasis on the free-energy functional. The bosonic effective action makes the issue of symmetries particularly transparent. A systematic expansion for the bosonic effective action starts with a solution to the lowest-order Schwinger-Dyson or gap equation. We propose a two-particle irreducible formulation of an exact functional renormalization group equation for computations beyond leading order. On this basis we suggest a renormalized gap equation. This approach is compared with functional renormalization in a partially bosonized setting.
We propose a nonperturbative renormalization-group (NPRG) approach to fermion systems in the two-particle-irreducible (2PI) effective action formalism, based on an exact RG equation for the Luttinger-Ward functional. This approach enables us to describe phases with spontaneously broken symmetries while satisfying the Mermin-Wagner theorem. We show that it is possible to choose the Hartree-Fock random phase approximation theory as initial condition of the RG flow and argue that the 2PI-NPRG is not restricted to the weak-coupling limit. An expansion of the Luttinger-Ward functional about the minimum of the 2PI effective action including only the two-particle 2PI vertex leads to nontrivial RG equations where interactions between fermions and collective excitations naturally emerge.
We develop a new formulation of the functional renormalization group (RG) for interacting fermions. Our approach unifies the purely fermionic formulation based on the Grassmannian functional integral, which has been used in recent years by many authors, with the traditional Wilsonian RG approach to quantum systems pioneered by Hertz [Phys. Rev. B 14, 1165 (1976)], which attempts to describe the infrared behavior of the system in terms of an effective bosonic theory associated with the soft modes of the underlying fermionic problem. In our approach, we decouple the interaction by means of a suitable Hubbard-Stratonovich transformation (following the Hertz approach), but do not eliminate the fermions; instead, we derive an exact hierarchy of RG flow equations for the irreducible vertices of the resulting coupled field theory involving both fermionic and bosonic fields. The freedom of choosing a momentum transfer cutoff for the bosonic soft modes in addition to the usual band cutoff for the fermions opens the possibility of new RG schemes. In particular, we show how the exact solution of the Tomonaga-Luttinger model (i.e., one-dimensional fermions with linear energy dispersion and interactions involving only small momentum transfers) emerges from the functional RG if one works with a momentum transfer cutoff. Then the Ward identities associated with the local particle conservation at each Fermi point are valid at every stage of the RG flow and provide a solution of an infinite hierarchy of flow equations for the irreducible vertices. The RG flow equation for the irreducible single-particle self-energy can then be closed and can be reduced to a linear integrodifferential equation, the solution of which yields the result familiar from bosonization. We suggest new truncation schemes of the exact hierarchy of flow equations, which might be useful even outside the weak coupling regime.
We consider pairing phenomena in the framework of the exact renormalization group. We introduce a boson field to describe pairing effects, and take a simple ansatz for the effective action. We derive a set of approx. flow equations for the effective coupling including boson and fermionic fluctuations. The initial conditions are obtained by renormalizing the interaction to fit the scattering length in vacuum. At some crit. value of the running scale, the numerical solns. show a phase transition to a gapped phase. Std. results are recovered if we omit the boson loops. [on SciFinder (R)]
After a brief review of the definition and properties of the quantum effective Hamiltonian action, we describe its renormalization flow by a functional renormalization group equation. This equation can be used for a nonperturbative quantization and study of theories with bare Hamiltonians that are not quadratic in the momenta. As an example, the vacuum energy and gap of quantum mechanical models are computed. Extensions of this framework to quantum field theories are discussed. In particular, one possible Lorentz-covariant approach for simple scalar field theories is developed. Fermionic degrees of freedom, being naturally described by a first order formulation, can easily be accommodated in this approach.
Partial bosonization of the two-dimensional Hubbard model focuses the functional renormalization flow on channels in which interactions become strong and local order sets in. We compare the momentum structure of the four-fermion vertex, obtained on the basis of a patching approximation, to an effective bosonic description. For parameters in the antiferromagnetic phase near the onset of local antiferromagnetic order, the interaction of the electrons is indeed well described by the exchange of collective bosonic degrees of freedom. The residual four-fermion vertex after the subtraction of the bosonic-exchange contribution is small. We propose that similar partial bosonization techniques can improve the accuracy of renormalization flow studies also for the case of competing order.
We describe a Wick ordered functional renormalization group method for interacting Fermi systems, where the effective low-energy action is generated from the bare action of the microscopic model by a differential flow equation. We apply this renormalization group approach to a prototypical two-dimensional lattice electron system, the Hubbard model on a square lattice. The flow equation for the effective interactions is evaluated numerically on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signaled by the diverging interactions, the flow of the singlet superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities are computed. This and similar RG calculations by others conclusively establish the existence of d-wave superconductivity in the Hubbard model.