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arXiv:cond-mat/0108087 · Physical review. B, Condensed matter

Plaquette boson-fermion model of cuprates

Ehud Altman, Assa Auerbach

Published Feb 14, 2002• 172 citations
arXivHTMLPDF

Abstract

The strongly interacting Hubbard model on the square lattice is reduced to the low energy plaquette boson fermion model (PBFM). The four bosons (an antiferromagnon triplet and a d-wave hole pair), and the fermions are defined by the lowest plaquette eigenstates. We apply the contractor renormalization method of Morningstar and Weinstein to compute the boson effective interactions. The range-3 truncation error is found to be very small, signaling short hole-pair and magnon coherence lengths. The pair-hopping and magnon interactions are comparable, which explains the rapid destruction of antiferromagnetic order with emergence of superconductivity, and validates a key assumption of the projected SO(5) theory. A vacuum crossing at larger doping marks a transition into the overdoped regime. With hole fermions occupying small Fermi pockets and Andreev coupled to hole pair bosons, the PBFM yields several testable predictions for photoemission, tunneling asymmetry, and entropy measurements.

DOI
10.1103/physrevb.65.104508

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The strongly interacting Hubbard model on the square lattice is reduced to the low energy plaquette boson fermion model (PBFM). The four bosons (an antiferromagnon triplet and a d-wave hole pair), and the fermions are defined by the lowest plaquette eigenstates. We apply the contractor renormalization method of Morningstar and Weinstein to compute the boson effective interactions. The range-3 truncation error is found to be very small, signaling short hole-pair and magnon coherence lengths. The pair-hopping and magnon interactions are comparable, which explains the rapid destruction of antiferromagnetic order with emergence of superconductivity, and validates a key assumption of the projected SO(5) theory. A vacuum crossing at larger doping marks a transition into the overdoped regime. With hole fermions occupying small Fermi pockets and Andreev coupled to hole pair bosons, the PBFM yields several testable predictions for photoemission, tunneling asymmetry, and entropy measurements.
We present an infinite-dimensional lattice of two-by-two plaquettes, the quadruple Bethe lattice, with Hubbard interaction and solve it exactly by means of the cluster dynamical mean-field theory. It exhibits a ddd-wave superconducting phase that is related to a highly degenerate point in the phase diagram of the isolated plaquette at that the ground states of the particle number sectors N=2,3,and4N=2,\phantom{\rule{4pt}{0ex}}3,\phantom{\rule{4.pt}{0ex}}\text{and}\phantom{\rule{4.pt}{0ex}}4N=2,3,and4 cross. The superconducting gap is formed by the renormalized lower Slater peak of the correlated, hole-doped Mott insulator. We engineer parts of the interaction and find that pair hoppings between X/YX/YX/Y momenta are the main two-particle correlations of the superconducting phase. The suppression of the superconductivity is caused by the diminishing of pair hopping correlations in the overdoped regime and by the charge blocking in the underdoped one. The optimal doping is $\ensuremath{\sim}0.15$ at which the underlying normal state shows a Lifshitz transition. Tuning intra- and interplaquette hoppings allows to disentangle superconductivity from antiferromagnetism as the latter requires larger interplaquette hoppings. We expect our results to provide additional insight into the nature of the superconductivity in cuprates.
We implement the contractor-renormalization method to study the checkerboard Hubbard model on various finite-size clusters as function of the inter-plaquette hopping ${t}^{\ensuremath{'}}$ and the on-site repulsion UUU at low hole doping. We find that the pair-binding energy and the spin gap exhibit a pronounced maximum at intermediate values of ${t}^{\ensuremath{'}}$ and UUU, thus indicating that moderate inhomogeneity of the type considered here substantially enhances the formation of hole pairs. The rise of the pair-binding energy for ${t}^{\ensuremath{'}}<{t}_{\text{max}}^{\ensuremath{'}}$ is kinetic-energy driven and reflects the strong resonating valence-bond correlations in the ground state that facilitate the motion of bound pairs as compared to single holes. Conversely, as ${t}^{\ensuremath{'}}$ is increased beyond ${t}_{\text{max}}^{\ensuremath{'}}$ antiferromagnetic magnons proliferate and reduce the potential energy of unpaired holes and with it the pairing strength. For the periodic clusters that we study the estimated phase-ordering temperature at ${t}^{\ensuremath{'}}={t}_{\text{max}}^{\ensuremath{'}}$ is a factor of 2--6 smaller than the pairing temperature.
We report results of large-scale ground-state density matrix renormalization group (DMRG) calculations on t-[Formula: see text]-J cylinders with circumferences 6 and 8. We determine a rough phase diagram that appears to approximate the two-dimensional (2D) system. While for many properties, positive and negative [Formula: see text] values ([Formula: see text]) appear to correspond to electron- and hole-doped cuprate systems, respectively, the behavior of superconductivity itself shows an inconsistency between the model and the materials. The [Formula: see text] (hole-doped) region shows antiferromagnetism limited to very low doping, stripes more generally, and the familiar Fermi surface of the hole-doped cuprates. However, we find [Formula: see text] strongly suppresses superconductivity. The [Formula: see text] (electron-doped) region shows the expected circular Fermi pocket of holes around the [Formula: see text] point and a broad low-doped region of coexisting antiferromagnetism and d-wave pairing with a triplet p component at wavevector [Formula: see text] induced by the antiferromagnetism and d-wave pairing. The pairing for the electron low-doped system with [Formula: see text] is strong and unambiguous in the DMRG simulations. At larger doping another broad region with stripes in addition to weaker d-wave pairing and striped p-wave pairing appears. In a small doping region near [Formula: see text] for [Formula: see text], we find an unconventional type of stripe involving unpaired holes located predominantly on chains spaced three lattice spacings apart. The undoped two-leg ladder regions in between mimic the short-ranged spin correlations seen in two-leg Heisenberg ladders.
Despite its apparent simplicity, the two-dimensional Hubbard model for locally interacting fermions on a square lattice is widely considered as a promising approach for the understanding of Cooper pair formation in the quasi two-dimensional high-Tc cuprate materials. In the present work this model is investigated by means of the functional renormalization group, based on an exact flow equation for the effective average action. In addition to the fermionic degrees of freedom of the Hubbard Hamiltonian, bosonic fields are introduced which correspond to the different possible collective orders of the system, for example magnetism and superconductivity. The interactions between bosons and fermions are determined by means of the method of “rebosonization” (or “flowing bosonization”), which can be described as a continuous, scale-dependent Hubbard-Stratonovich transformation. This method allows an efficient parameterization of the momentumdependent effective two-particle interaction between fermions (four-point vertex), and it makes it possible to follow the flow of the running couplings into the regimes exhibiting spontaneous symmetry breaking, where bosonic fluctuations determine the types of order which are present on large length scales. Numerical results for the phase diagram are presented, which include the mutual influence of different, competing types of order.
We calculate the properties of the two-band Hubbard model using the dynamical cluster approximation. The phase diagram resembles the generic phase diagram of the cuprates, showing a strong asymmetry with respect to electron- and hole-doped regimes, in agreement with experiment. Asymmetric features are also seen in one-particle spectral functions and in the charge, spin, and ddd-wave pairing-susceptibility functions. We address the possible reduction of the two-band model to a low-energy single-band one, as it was suggested by Zhang and Rice. Comparing the two-band Hubbard model properties with the single-band Hubbard model ones, we have found similar low-energy physics provided that the next-nearest-neighbor hopping term ${t}^{\ensuremath{'}}$ has a significant value $({t}^{\ensuremath{'}}∕t\ensuremath{\approx}0.3)$. The parameter ${t}^{\ensuremath{'}}$ is the main culprit for the electron-hole asymmetry. However, a significant value of ${t}^{\ensuremath{'}}$ cannot be provided in a strict Zhang and Rice [Phys. Rev. B 37, R3759 (1988); 41, 7243 (1990)] picture where the extra holes added into the system bind to the existing Cu holes forming local singlets. We note that by considering approximate singlet states, such as plaquette states, reasonable values of ${t}^{\ensuremath{'}}$, which capture qualitatively the physics of the two-band model, can be obtained. We conclude that a single-band $t\text{\ensuremath{-}}{t}^{\ensuremath{'}}\text{\ensuremath{-}}U$ Hubbard model captures the basic physics of the cuprates concerning superconductivity, antiferromagnetism, pseudogap, and electron-hole asymmetry, but is not suitable for a quantitative analysis or to describe physical properties involving energy scales larger than about 0.5 eV.
The Hubbard model is an iconic model in quantum many-body physics and has been intensely studied, especially since the discovery of high-temperature cuprate superconductors. Combining the complementary capabilities of two computational methods, we found superconductivity in both the electron- and hole-doped regimes of the two-dimensional Hubbard model with next-nearest-neighbor hopping. In the electron-doped regime, superconductivity was weaker and was accompanied by antiferromagnetic Néel correlations at low doping. The strong superconductivity on the hole-doped side coexisted with stripe order, which persisted into the overdoped region with weaker hole-density modulation. These stripe orders varied in fillings between 0.6 and 0.8. Our results suggest the applicability of the Hubbard model with next-nearest hopping for describing cuprate high–transition temperature ( T c ) superconductivity.