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Accuracy of quantum master equations for rapidly driven open quantum systems

Sinan Altinisik

Published Jan 1, 2026• 0 citations
Publisher

Abstract

Quantum master equations are an invaluable and highly successful tool for the approximate, yet accurate, description of undriven open quantum systems weakly coupled to their environment. In contrast, results on the description of the equally important case of driven open quantum systems using quantum master equations remain scarce. Existing approaches typically impose restrictions on the driving protocol, including, for instance, Floquet master equations for periodic driving and adiabatic master equations for slow driving. However, no generally accepted formulation for arbitrary driving has yet been established. A promising candidate from which all existing approaches can be derived by approximations based on protocol constraints is the driven Redfield master equation. Strikingly, it has received very little attention so far. A main reason is that, in analogy to its undriven counterpart, the driven Redfield master equation notoriously violates complete positivity. In the undriven case, this problem can be successfully addressed using the rotating wave approximation (RWA). For approaches derived from the driven Redfield master equation for specific protocols, such as Floquet master equations and adiabatic master equations, a generalized form of the RWA can still be applied. However, a full generalization directly applicable to the driven Redfield master equation under arbitrary driving has not yet been developed. To address this issue, we propose a straightforward and natural generalization of the RWA based on the version of the RWA used for adiabatic master equations. We then apply the driven Redfield master equation to the paradigmatic, exactly solvable model of a driven quantum harmonic oscillator coupled to a bosonic bath and benchmark it against the exact solution. In particular, we compare the original driven Redfield master equation without an RWA to its generalized RWA version. We find that the driven Redfield master equation without an RWA exhibits excellent agreement with the exact solution across all driving speeds, while the violation of complete positivity shows no notable effect. By contrast, the RWA-based version of the driven Redfield master equation fails to reproduce the dynamics accurately beyond slow driving at short times. Additionally, we analyze known adiabatic master equations, both without and with an RWA. Remarkably, the non-RWA versions agree with the exact dynamics far beyond the strictly adiabatic regime, while the RWA-based versions already show noticeable deviations even for slow driving, contrasting previous observations in the literature. Taken together, these results indicate that the driven Redfield master equation and adiabatic master equations without RWA have been significantly underestimated in their practical usefulness, whereas RWA-based approaches in driven settings may have been overestimated. This strongly suggests that future work should focus on alternative approximation methods applied to the driven Redfield master equation that preserve its high numerical accuracy while restoring complete positivity.

DOI
10.18419/opus-19223

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Quantum master equations are an invaluable and highly successful tool for the approximate, yet accurate, description of undriven open quantum systems weakly coupled to their environment. In contrast, results on the description of the equally important case of driven open quantum systems using quantum master equations remain scarce. Existing approaches typically impose restrictions on the driving protocol, including, for instance, Floquet master equations for periodic driving and adiabatic master equations for slow driving. However, no generally accepted formulation for arbitrary driving has yet been established. A promising candidate from which all existing approaches can be derived by approximations based on protocol constraints is the driven Redfield master equation. Strikingly, it has received very little attention so far. A main reason is that, in analogy to its undriven counterpart, the driven Redfield master equation notoriously violates complete positivity. In the undriven case, this problem can be successfully addressed using the rotating wave approximation (RWA). For approaches derived from the driven Redfield master equation for specific protocols, such as Floquet master equations and adiabatic master equations, a generalized form of the RWA can still be applied. However, a full generalization directly applicable to the driven Redfield master equation under arbitrary driving has not yet been developed. To address this issue, we propose a straightforward and natural generalization of the RWA based on the version of the RWA used for adiabatic master equations. We then apply the driven Redfield master equation to the paradigmatic, exactly solvable model of a driven quantum harmonic oscillator coupled to a bosonic bath and benchmark it against the exact solution. In particular, we compare the original driven Redfield master equation without an RWA to its generalized RWA version. We find that the driven Redfield master equation without an RWA exhibits excellent agreement with the exact solution across all driving speeds, while the violation of complete positivity shows no notable effect. By contrast, the RWA-based version of the driven Redfield master equation fails to reproduce the dynamics accurately beyond slow driving at short times. Additionally, we analyze known adiabatic master equations, both without and with an RWA. Remarkably, the non-RWA versions agree with the exact dynamics far beyond the strictly adiabatic regime, while the RWA-based versions already show noticeable deviations even for slow driving, contrasting previous observations in the literature. Taken together, these results indicate that the driven Redfield master equation and adiabatic master equations without RWA have been significantly underestimated in their practical usefulness, whereas RWA-based approaches in driven settings may have been overestimated. This strongly suggests that future work should focus on alternative approximation methods applied to the driven Redfield master equation that preserve its high numerical accuracy while restoring complete positivity.
The dynamics of open quantum systems is commonly described by quantum master equations derived under the assumption of weak system-bath coupling and a separation of timescales between system and bath. When the system is additionally subjected to a periodic driving, the validity of the resulting Floquet master equations is further restricted to regimes of weak or high-frequency driving. Here, we benchmark a set of commonly used Floquet master equations for a model of two locally driven spins coupled to a shared Ohmic reservoir at finite temperature. We systematically probe the accuracy of the equations as a function of the driving parameters, thus identifying limits of their applicability. Dynamical maps predicted by each master equation are compared against numerically exact non-Markovian simulations, tracking the full relaxation dynamics. We find that the accuracy of each master equation closely reflects the assumptions underlying its derivation. For the Floquet-Lindblad equation, errors can be strongly amplified near resonances where the secular approximation breaks down, while approaches that avoid the secular approximation perform better and exhibit a more systematic dependence of the error on driving frequency and amplitude.
We provide a comprehensive study of heat transport in periodically driven quantum systems using a master equation approach in the Floquet basis. Starting from the exact, formal expressions, we obtain, within the weak coupling regime of system-bath coupling, a generalized Floquet-Redfield master equation which does not involve Markovian or secular approximations and the corresponding formula for the heat current. From this approach we derive the standard, full secular master equation. Moreover, we present a master equation for the driven spin-boson model in the instantaneous eigenbasis. The different approaches are compared by applying them to the steady-state heat transport in the driven spin-boson model. An analytical solution is provided for the master equation in the instantaneous eigenbasis which reproduces the numerics and explains the features of the heat current as a function of the drive parameters.
Open quantum systems are ubiquitous, however, their description beyond ultraweak system-bath coupling is challenging. The standard Redfield master equation can violate positivity. Recently, Nathan and Rudner proposed an alternative equation, not suffering from this problem. The authors compare here both equations to the exact solution of a simple model. The Redfield equation performs noticeably better for transient dynamics. For the steady state it is slightly better for high temperatures, but fails at low temperatures, where the Nathan-Rudner equation is still accurate.
Away from equilibrium, the properties of open quantum systems depend on the details of their environment. A microscopic derivation of a master equation (ME) is therefore crucial. Of particular interest are Lindblad-type equations, not only because they provide the most general class of Markovian MEs, but also since they are the starting point for efficient quantum trajectory simulations. Lindblad-type MEs are commonly derived from the Born-Markov-Redfield equation via a rotating-wave approximation (RWA). However the RWA is valid only for ultraweak system-bath coupling and often fails to accurately describe nonequilibrium processes. Here we derive an alternative Lindbladian approximation to the Redfield equation, which does not rely on ultraweak system-bath coupling. Applying it to an extended Hubbard model coupled to Ohmic baths, we show that, especially away from equilibrium, it provides a good approximation in large parameter regimes where the RWA fails.
We put forth a new class of quantum master equations that correctly reproduce the asymptotic state of an open quantum system beyond the infinitesimally weak system-bath coupling limit. Our method is based on incorporating the knowledge of the reduced steady state into its dynamics. The correction not only steers the reduced system toward a correct steady state but also improves the accuracy of the dynamics, thereby refining the archetypal Born-Markov weak-coupling second-order master equations. In case of equilibrium, we use the exact mean-force Gibbs state to correct the Redfield quantum master equation. By benchmarking it with the exact solution of the damped harmonic oscillator, we show that our method also helps correct the long-standing issue of positivity violation, albeit without complete positivity. Our method of a canonically consistent quantum master equation opens a new perspective in the theory of open quantum systems leading to a reduced density matrix accurate beyond the commonly used Redfield and Lindblad equations, while retaining the same conceptual and numerical complexity.
The reduced dynamics of an open quantum system obtained from an underlying microscopic Hamiltonian can in general only approximately be described by a time-local master equation. The quality of that approximation depends primarily on the coupling strength and the structure of the environment. Various such master equations have been proposed with different aims. Choosing the most suitable one for a specific system is not straightforward. By focusing on the accuracy of the reduced dynamics we provide a thorough assessment for a selection of methods (Redfield equation, quantum optical master equation, coarse-grained master equation, a related dynamical map approach, and a partial-secular approximation). We consider secondary, here, whether or not an approach guarantees positivity. We use two qubits coupled to a Lorentzian environment in a spin-boson-like fashion modeling a generic situation with various system and bath time scales. We see that, independent of the initial state, the simple Redfield equation with time-dependent coefficients is significantly more accurate than all other methods under consideration. We emphasize that positivity violation in the Redfield equation formalism becomes relevant only in a regime where any of the perturbative master equations considered here are rendered invalid anyway. This implies that the loss of positivity should in fact be welcomed as an important feature: it indicates the breakdown of the weak-coupling assumption. In addition we present the various approaches in a self-contained way and use the behavior of their errors to provide further insight into the range of validity of each method.