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arXiv:2606.06341

Benchmarking Floquet Master Equations for Periodically Driven Open Quantum Systems

Konrad Mickiewicz, Valentin Link, Walter T. Strunz

quant-phSubmitted Jun 4, 2026• Announced Jun 5, 2026• 0 citations
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Abstract

The dynamics of open quantum systems is commonly described by quantum master equations derived under the assumption of weak system-bath coupling and a separation of timescales between system and bath. When the system is additionally subjected to a periodic driving, the validity of the resulting Floquet master equations is further restricted to regimes of weak or high-frequency driving. Here, we benchmark a set of commonly used Floquet master equations for a model of two locally driven spins coupled to a shared Ohmic reservoir at finite temperature. We systematically probe the accuracy of the equations as a function of the driving parameters, thus identifying limits of their applicability. Dynamical maps predicted by each master equation are compared against numerically exact non-Markovian simulations, tracking the full relaxation dynamics. We find that the accuracy of each master equation closely reflects the assumptions underlying its derivation. For the Floquet-Lindblad equation, errors can be strongly amplified near resonances where the secular approximation breaks down, while approaches that avoid the secular approximation perform better and exhibit a more systematic dependence of the error on driving frequency and amplitude.

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•Jan 1, 2019•0 citations
The dynamics of open quantum systems is commonly described by quantum master equations derived under the assumption of weak system-bath coupling and a separation of timescales between system and bath. When the system is additionally subjected to a periodic driving, the validity of the resulting Floquet master equations is further restricted to regimes of weak or high-frequency driving. Here, we benchmark a set of commonly used Floquet master equations for a model of two locally driven spins coupled to a shared Ohmic reservoir at finite temperature. We systematically probe the accuracy of the equations as a function of the driving parameters, thus identifying limits of their applicability. Dynamical maps predicted by each master equation are compared against numerically exact non-Markovian simulations, tracking the full relaxation dynamics. We find that the accuracy of each master equation closely reflects the assumptions underlying its derivation. For the Floquet-Lindblad equation, errors can be strongly amplified near resonances where the secular approximation breaks down, while approaches that avoid the secular approximation perform better and exhibit a more systematic dependence of the error on driving frequency and amplitude.
We provide a comprehensive study of heat transport in periodically driven quantum systems using a master equation approach in the Floquet basis. Starting from the exact, formal expressions, we obtain, within the weak coupling regime of system-bath coupling, a generalized Floquet-Redfield master equation which does not involve Markovian or secular approximations and the corresponding formula for the heat current. From this approach we derive the standard, full secular master equation. Moreover, we present a master equation for the driven spin-boson model in the instantaneous eigenbasis. The different approaches are compared by applying them to the steady-state heat transport in the driven spin-boson model. An analytical solution is provided for the master equation in the instantaneous eigenbasis which reproduces the numerics and explains the features of the heat current as a function of the drive parameters.
Quantum master equations are an invaluable and highly successful tool for the approximate, yet accurate, description of undriven open quantum systems weakly coupled to their environment. In contrast, results on the description of the equally important case of driven open quantum systems using quantum master equations remain scarce. Existing approaches typically impose restrictions on the driving protocol, including, for instance, Floquet master equations for periodic driving and adiabatic master equations for slow driving. However, no generally accepted formulation for arbitrary driving has yet been established. A promising candidate from which all existing approaches can be derived by approximations based on protocol constraints is the driven Redfield master equation. Strikingly, it has received very little attention so far. A main reason is that, in analogy to its undriven counterpart, the driven Redfield master equation notoriously violates complete positivity. In the undriven case, this problem can be successfully addressed using the rotating wave approximation (RWA). For approaches derived from the driven Redfield master equation for specific protocols, such as Floquet master equations and adiabatic master equations, a generalized form of the RWA can still be applied. However, a full generalization directly applicable to the driven Redfield master equation under arbitrary driving has not yet been developed. To address this issue, we propose a straightforward and natural generalization of the RWA based on the version of the RWA used for adiabatic master equations. We then apply the driven Redfield master equation to the paradigmatic, exactly solvable model of a driven quantum harmonic oscillator coupled to a bosonic bath and benchmark it against the exact solution. In particular, we compare the original driven Redfield master equation without an RWA to its generalized RWA version. We find that the driven Redfield master equation without an RWA exhibits excellent agreement with the exact solution across all driving speeds, while the violation of complete positivity shows no notable effect. By contrast, the RWA-based version of the driven Redfield master equation fails to reproduce the dynamics accurately beyond slow driving at short times. Additionally, we analyze known adiabatic master equations, both without and with an RWA. Remarkably, the non-RWA versions agree with the exact dynamics far beyond the strictly adiabatic regime, while the RWA-based versions already show noticeable deviations even for slow driving, contrasting previous observations in the literature. Taken together, these results indicate that the driven Redfield master equation and adiabatic master equations without RWA have been significantly underestimated in their practical usefulness, whereas RWA-based approaches in driven settings may have been overestimated. This strongly suggests that future work should focus on alternative approximation methods applied to the driven Redfield master equation that preserve its high numerical accuracy while restoring complete positivity.
Periodically driven open quantum systems are central to quantum thermodynamics and quantum control. These systems are typically described using Floquet-Born-Markov master equations, derived with the use of a full secular approximation, and whose thermodynamic implications are often overlooked. In this context, we show that such a strong secular approximation may lead to unphysical predictions for steady state energy currents. We then demonstrate that a coarse-grained formulation of the master equation can regularize these issues while yielding completely positive dynamics and consistent energy currents. The coarse-graining time has a clear physical interpretation, as it defines the temporal resolution at which a Markovian master equation can describe the evolution of the periodically driven system. We show the consistency and validity of our approach by comparing to an exact non-Markovian simulation in paradigmatic examples: a driven two-level system and a three-level maser coupled to hot and cold thermal reservoirs. Our work provides a practical framework for correctly applying the secular approximation in periodically driven-dissipative systems and for assessing the accuracy of master equations of the GKSL form.
Periodically driven quantum systems are commonly modeled using master equations constructed in the eigenbasis of an undriven Hamiltonian, implicitly assuming that environmental dissipation couples to static energy transitions even under strong time-periodic driving. The validity of this approximation beyond weak or near-resonant driving remains poorly understood. To address the need for a more self-consistent quantum theory approach, we formulate a nonsecular Floquet--Markov generalized master equation (F-GME) in the quasienergy basis, treating interaction-induced (internal) and drive-induced (external) nonperturbative dressing on an equal footing. We subsequently investigate dissipation in two minimal driven open quantum systems---a harmonically driven two-level system and a harmonically driven coupled-two-level-system---each weakly coupled to a Markovian bath. Comparing the F-GME to a time-independent dressed-basis master equation, we show that even for a flat-bath spectral density and weak dissipation, the two approaches can yield qualitatively different steady-state populations and emission spectra. We resolve dissipation into drive-assisted sideband processes decaying via Floquet extended-space quasienergy channels, and show these channels can hybridize through nonsecular couplings into collective Floquet--Liouville modes governing observable spectral resonances. This analysis demonstrates that time-independent dissipative descriptions can incorrectly weight multiphoton Floquet transitions by collapsing quasienergy-resolved decay pathways into static energy gaps. The F-GME framework provides a systematic diagnostic for identifying regimes where Floquet-consistent dissipation is essential and clarifies the physical origin of discrepancies between commonly used master-equation approaches.
We study the dynamics of open quantum systems driven by an external time-periodic force. Combining Floquet theory and the time-convolutionless projection operator technique we derive a time-local quantum master equation which exactly takes into account the periodic driving, while treating the system-environment interaction within second order in the coupling strength without performing the Markov approximation. The resulting equation of motion for the reduced density matrix is called Floquet time-convolutionless master equation. Employing the example of the driven spin-boson system, we demonstrate that this master equation is capable of describing strong non-Markovian effects, while yielding the Floquet-Lindblad master equation in the Markovian limit. A characteristic feature of memory effects in such driven dissipative systems is the emergence of sharp peaks of the trace-distance based non-Markovianity measure as a function of the driving amplitude, which can be traced back to quasienergy crossings leading to almost decoherence-protected subspaces through a quasienergy-induced dissipative decoupling mechanism.
Time-periodic quantum systems are present all over science and technology. They have been successfully studied using Floquet theory, and a broad diversity of interesting phenomena such as coherent destruction of tunnelling, dynamical localization and creation of new phases of matter have been discovered. Furthermore, periodic driving has also been introduced as a tool for engineering novel quantum systems that have no static analogue. Besides these remarkable achievements for isolated systems, in reality, systems always interact with their surroundings. Taking the effect of the environment into account, time-periodic quantum systems have been mainly described using the Floquet-Markov approach, which consists in deriving a weak coupling master equation in the Floquet basis. In this thesis, we focus on how to overcome these standard approximations in the description of driven open quantum systems. We start by providing a general review on the topics of isolated driven systems, open quantum systems and the Floquet-Markov approach, before presenting the main results of this work. Under the effect of high-frequency driving, we provide an analytic solution to a large class of open quantum systems. Our method relies on discrete symmetries of the system-bath Hamiltonian and grants access to the time evolution operator of the full system, including bath degrees of freedom. The solution can be interpreted as the stroboscopic evolution of a family of observables under the influence of an effective static Hamiltonian. This provides a flexible simulation procedure of nontrivial Hamiltonians. The results are exemplified with the driven spin-boson model, where a coherent control of dissipation is observed. By a novel combination of Floquet theory, full counting statistics and a Markovian embedding strategy (reaction coordinate mapping), more intricate scenarios with additional driven system-environment interactions are addressed. Hereby, we can access the dynamics and thermodynamics of a periodically driven thermal machine. For the particular case where the working medium is a two-level system, we identify four different operating regimes, including a heat engine and a refrigerator. As the coupling strength is increased, their efficiency and coefficient of performance decrease and the refrigerator regime disappears. Notably, our model reproduces the setup of laser cooling of trapped ions in a specific parameter limit. Following the same combination of methods, we investigate electron pumping through a single quantum dot with periodically modulated energy and tunnelling amplitudes. In the high-frequency regime, the direction of the current can be controlled with the driving phase and a rectification effect that is exclusive to the non-Markovian character of the model is observed. In the low-frequency regime, we apply an additional transformation to view the model as three independent transport channels and observe that the coupling strength also controls the current direction. Studying charge fluctuations we validate that our model behaves as a single-electron source.