The quantum theory of many-particle systems is deeply connected to the mathematical formalism and techniques of quantum field theory, which are crucial in order describe the emergent phenomena that arise in condensed matter physics. The main goal of this thesis is to provide a unified description of quantum field theory methods in the context of many-particle physics in order to extend and develop these techniques to better understand the different quantum properties of matter. This both furthers the conceptual understanding of quantum many-body correlation and also allows for the development of novel theoretical techniques that combine the different formalisms employed in condensed matter theory, quantum chemistry and nuclear physics. To achieve this aim, the thesis is composed of two parts. Part I deals with many-body fermion-fermion interactions and is physically motivated by the non-relativistic electronic structure problem. Here, we introduce the Keldysh contour formulation of quantum field theory to provide a unified presentation of quantum systems both in and out-ofequilibrium. Then, we extend the conventional quantum theory of many-particle systems, based on hermitian quantum mechanics, to describe systems governed by non-hermitan Hamiltonians. This allows us to present a natural unification of two major pillars in the ab initio quantum theory of many-particle systems: coupled-cluster theory and the Green’s function formalism. This unification is further demonstrated through the emergence of the coupled-cluster amplitude equations from the Green’s function formalism. In particular, this analysis has direct bearing on the development of novel theoretical approaches to the electronic structure and nuclear many-body problems. Our findings are also relevant to the study of general non-hermitian as well as open quantum systems. Part II focuses on the quantum field theory of electron-nuclear interactions in infinite solids. Here, we use the Keldysh contour representation presented in Part I to understand excited state dynamics that include electron-electron and electron-lattice interactions in materials. We also derive the analytic continuation of the Green’s function for systems that have continuous eigenspectra. This analysis demonstrates the relationship between the Green’s function formalism and scattering theory, making the role of the continuum and causality conditions explicitly clear in the context of the pole condition of the Dyson equation. Using the analytic continuation of the propagator, we provide an in-depth analysis of electron-phonon and exciton-phonon scattering channels, with a particular focus on phonon-driven exciton dissociation scattering. Our theoretical analysis then firmly demonstrates the connection between the extension of the Bethe-Salpeter equation approach to include electron-phonon interactions and effective field theories based on composite exciton-phonon coupling. We subsequently combine the techniques presented in Part I, based on the Dyson supermatrix formulation, with the analysis presented in Part II to calculate, from first principles, the effects of including electron-phonon interactions on the excited states of heterogeneous semiconductors. Finally, we provide a summary of the fundamental contributions presented in this thesis and the potential further research directions to be pursued.
The quantum theory of many-particle systems is deeply connected to the mathematical formalism and techniques of quantum field theory, which are crucial in order describe the emergent phenomena that arise in condensed matter physics. The main goal of this thesis is to provide a unified description of quantum field theory methods in the context of many-particle physics in order to extend and develop these techniques to better understand the different quantum properties of matter. This both furthers the conceptual understanding of quantum many-body correlation and also allows for the development of novel theoretical techniques that combine the different formalisms employed in condensed matter theory, quantum chemistry and nuclear physics. To achieve this aim, the thesis is composed of two parts. Part I deals with many-body fermion-fermion interactions and is physically motivated by the non-relativistic electronic structure problem. Here, we introduce the Keldysh contour formulation of quantum field theory to provide a unified presentation of quantum systems both in and out-ofequilibrium. Then, we extend the conventional quantum theory of many-particle systems, based on hermitian quantum mechanics, to describe systems governed by non-hermitan Hamiltonians. This allows us to present a natural unification of two major pillars in the ab initio quantum theory of many-particle systems: coupled-cluster theory and the Green’s function formalism. This unification is further demonstrated through the emergence of the coupled-cluster amplitude equations from the Green’s function formalism. In particular, this analysis has direct bearing on the development of novel theoretical approaches to the electronic structure and nuclear many-body problems. Our findings are also relevant to the study of general non-hermitian as well as open quantum systems. Part II focuses on the quantum field theory of electron-nuclear interactions in infinite solids. Here, we use the Keldysh contour representation presented in Part I to understand excited state dynamics that include electron-electron and electron-lattice interactions in materials. We also derive the analytic continuation of the Green’s function for systems that have continuous eigenspectra. This analysis demonstrates the relationship between the Green’s function formalism and scattering theory, making the role of the continuum and causality conditions explicitly clear in the context of the pole condition of the Dyson equation. Using the analytic continuation of the propagator, we provide an in-depth analysis of electron-phonon and exciton-phonon scattering channels, with a particular focus on phonon-driven exciton dissociation scattering. Our theoretical analysis then firmly demonstrates the connection between the extension of the Bethe-Salpeter equation approach to include electron-phonon interactions and effective field theories based on composite exciton-phonon coupling. We subsequently combine the techniques presented in Part I, based on the Dyson supermatrix formulation, with the analysis presented in Part II to calculate, from first principles, the effects of including electron-phonon interactions on the excited states of heterogeneous semiconductors. Finally, we provide a summary of the fundamental contributions presented in this thesis and the potential further research directions to be pursued.
Abstract The methods of coupled quantum field theory, which had great initial success in relativistic elementary particle physics and have subsequently played a major role in the extensive development of non-relativistic quantum many-particle theory and condensed matter physics, are at the core of this book. As an introduction to the subject, this presentation is intended to facilitate delivery of the material in an easily digestible form to students at a relatively early stage of their scientific development, specifically advanced undergraduates (rather than second or third year graduate students), who are mathematically strong physics majors. The mechanism to accomplish this is the early introduction of variational calculus with particle sources and the Schwinger Action Principle, accompanied by Green’s functions, and, in addition, a brief derivation of quantum mechanical ensemble theory introducing statistical thermodynamics. Important achievements of the theory in condensed matter and quantum statistical physics are reviewed in detail to help develop research capability. These include the derivation of coupled field Green’s function equations of motion for a model electron-hole-phonon system, extensive discussions of retarded, thermodynamic and non-equilibrium Green’s functions, and their associated spectral representations and approximation procedures. Phenomenology emerging in these discussions includes quantum plasma dynamic, nonlocal screening, plasmons, polaritons, linear electromagnetic response, excitons, polarons, phonons, magnetic Landau quantization, van der Waals interactions, chemisorption, etc. Considerable attention is also given to low-dimensional and nanostructured systems, including quantum wells, wires, dots and superlattices, as well as materials having exceptional conduction properties such as superconductors, superfluids and graphene.
Abstract Green-function techniques are among the most versatile tools for investigating quantum many-body systems at finite temperature. Yet, standard textbook treatments often fragment the formalism—separating bosons and fermions, systems with massless and massive particles, or restricting proofs to special Hamiltonians—thereby obscuring the structural unity of the theory. This work develops a general, Hamiltonian-independent framework for both real- and imaginary-time Green-functions, valid for any combination of bosonic and fermionic degrees of freedom, including mixed systems such as interacting electron–phonon models. The key conceptual advance is the nature index η , which complements the conventional statistical sign ζ . While ζ encodes particle statistics, η distinguishes canonical quantization of systems with massless particles ( η = 0) from second quantization of systems with massive particles ( η = 1). This classification removes ambiguities in chemical-potential terms and unifies the treatment of photons, phonons, electrons, and their mixtures under a single notation. From this basis, we formulate generalized ensemble constructions, generalized Lehmann-representations, and a fluctuation-dissipation theorem valid for arbitrary Hamiltonians. Several results—such as the monotonicity of particle number in the chemical potential, an explicit formula for the quadratic contribution to the internal energy from the retarded Green-function, and the Hartree-contribution to the self-energy in electron–phonon systems—are either absent from, or only sparsely mentioned in, existing literature. We further introduce Green’s Chart, a visual and algebraic map that systematically connects all Green-function types through analytic continuation, Fourier-transforms, and Wick-rotations, enabling all to be generated from the Matsubara Green-function. Applications to both non-interacting and interacting models demonstrate the framework’s ability to compute densities of states, thermodynamic potentials, and spectral functions with a consistent formalism. The results provide a complete and reproducible toolkit for equilibrium many-body theory, consolidating scattered results into a unified structure suitable for both pedagogical and computational purposes.
This dissertation concerns the quantum many-body problem, which is the problem of predicting the properties of systems of several quantum particles from the first principles of quantum mechanics. Included under this umbrella are various problems of fundamental importance in quantum chemistry, condensed matter physics, and materials science. Of particular interest is the electronic structure problem, the problem of determining the state of the electrons in a system with fixed atomic nuclei. Since direct numerical solution of the many-body Schrödinger equation is intractable even for systems of moderate size, a diverse array of approximate methods has been developed. The broad goals of this dissertation are to improve the mathematical understanding of certain widely-used approximations, as well as to propose new methods. Roughly speaking, we consider three (overlapping) categories of methods: Green's function methods, embedding methods, and variational methods.One can understand Green's function methods in terms of many-body perturbation theory, which computes series expansions of physical quantities about a non-interacting reference system. These expansions can be expressed graphically in terms of Feynman diagrams, which can in turn be reorganized, in some cases, into an expansion in terms of so-called bold diagrams. Green's function methods can be specified by choosing a subset of bold diagrams to approximate the sum. At the same time, such methods can be understood in terms of an object known as the Luttinger-Ward (LW) functional, which admits a representation in terms of the bold diagrams. Many aspects of these constructions are purely formal, and indeed the existence of the fermionic LW functional as a single-valued functional has recently been called into question. To contribute to the understanding of these issues, we provide rigorous proofs of the combinatorial construction and analytic interpretation of the bold diagrams in the simplified setting of a classical field theory. In this setting we also provide a rigorous non-perturbative construction of the LW functional via convex duality and prove several key properties, including continuity up to the boundary of its domain and asymptotics in the limit of large interaction.Quantum embedding methods, meanwhile, view a large system as being composed of smaller fragments that are treated with high accuracy and embedded in the larger system in a mutually consistent way. Inspired by a connection between the boundary analysis of the LW functional and embedding, we perform similar analysis for the 1-RDM theory for fermionic systems, which is also developed via convex duality, illustrating a relation to fermionic embedding methods such as the density matrix embedding theory (DMET).Another embedding method of note is the dynamical mean-field theory (DMFT), which is at the same time a Green's function method that can be understood in terms of the LW functional. DMFT relies on the solution of impurity problems, which specify the embedding of an interacting system into a non-interacting bath. Underlying DMFT is a result about the sparsity pattern of the self-energy matrix for impurity problems, which to our knowledge has not been proved in the literature. We provide a rigorous proof of this result in various classical and quantum settings. We go on to investigate the fermionic DMFT in depth, identifying the key mathematical structures that appear in the algorithmic loop for solving it and using these to prove the well-posedness of this loop, in a certain sense.Finally, we introduce a suite of new approaches to the quantum many-body problem that provide variational lower bounds to the ground-state energy. These methods, which combine the themes of convexity and embedding, are based on novel convex relaxations of the variational principles for the ground-state energies of many-body systems. To begin, we recover a second-quantized version of the formalism of strictly correlated electrons (SCE), which yields an exact expression for the exchange-correlation functional in Kohn-Sham density functional theory in the limit of infinite Coulomb repulsion in terms of the solution of a multi-marginal optimal transport problem. We introduce a semidefinite relaxation method for approximately solving this problem and obtaining a lower bound for the ground-state energy. The ideas underlying this relaxation are generalized considerably, outside the context of SCE, to yield much tighter lower bounds, which we validate numerically for both quantum spin systems and fermionic systems. We also describe how these relaxation methods can be interpreted as embedding methods via convex duality.
Art is the elimination of the unnecessary. Pablo Picasso Summary Condensed matter is constituted by a huge number of electrons and nuclei interacting with Coulomb potentials. The topic of this chapter is a way to deal with the full, coupled problem by separating it into a part that is tractable and the rest that is approximated. This naturally leads to the appearance of dynamical fields, and to the concept of “quasi-particles” that have the same quantum numbers as non-interacting electrons. The quasi-particles obey equations where the potential and bare interactions in the hamiltonian are replaced by dynamical self-energies and screened interactions that can describe many of the effects of correlation. In this chapter we discuss the intuitive concepts behind this approach in general terms to motivate the more rigorous formulations and approximations used in the Green's function methods of the following chapter and in Part III. The first equations of this book, Eqs. (1.1) and (1.2), express the fundamental theory of matter in terms of electrons and nuclei that interact with Coulomb potentials. For systems with only a few electrons, a solution of the problem can be obtained by exact diagonalization, using configuration interaction methods. For many-electron systems one has to resort to other methods. For example, QMC stochastic simulations (Chs. 22–25) are among the most accurate methods known to calculate certain expectation values, such as equilibrium thermodynamic properties, total energies, the density, and various static correlation functions like those in Ch. 5. Other properties such as excitation spectra are more difficult to access with QMC. Straightforward perturbation theory is, in general, not appropriate since interactions among the electrons are of the same order of magnitude as the independent-particle terms. Hence, we must develop other approaches. One strategy that gives access to equilibrium thermodynamic as well as dynamical excitation properties is to separate the interacting many-body problem into a part that is tractable by some means and the rest of the problem that is dealt with more approximately. The present chapter is devoted to this idea. It is a prelude to many-body Green's function methods; the aim is to provide a unified framework for the developments in Chs. 8–21, along with a qualitative description of the most relevant quantities.
This thesis explores non-equilibrium phenomena in quantum many-body systems, with a focus on correlated electron systems and photon Bose-Einstein condensates. The first part develops the theoretical foundation, beginning with the Lindblad master equation and the construction of non-equilibrium quantum field theory. The two-particle irreducible effective action formalism is introduced, from which the Kadanoff-Baym equations for real-time evolution and the Dyson equation for steady-states are derived. The theoretical groundwork continues with a treatment of strongly correlated electron systems, where non-equilibrium dynamical mean-field theory (DMFT), auxiliary particles, and the non-crossing approximation (NCA) are introduced. These techniques, together with the Lindblad and Kadanoff-Baym approaches, are used throughout the subsequent chapters. The second part presents the main research projects of this thesis. The first two projects are concerned with the fate of the heavy fermion state under irradiation of light. To accurately incorporate light-matter interactions in this case, dipole transitions must be included. In the first project a periodically driven system is considered, where the light can be treated semiclassically. A Floquet DMFT+NCA framework is developed, revealing the mechanisms and conditions under which the heavy fermion state is most strongly suppressed. The second project analyzes a THz spectroscopy experiment performed on CeCu6. In this case a semi-classical treatment of the light field is no longer sufficient, and a full two-time evolution of all the non-equilibrium Green functions is necessary. This approach reveals the microscopic mechanisms underlying the collapse and revival of the Kondo state observed in the experiment. The next project investigates a recent experiment regarding an observation of a non-Hermitian phase transition in EuO. The equilibrium properties of EuO are first analyzed, and then an exciton model is constructed that gives rise to the non-Hermitian phase transition, in good agreement with experimental observations. In the final project, a photon Bose-Einstein condensate in a dye-filled microcavity is studied. A stabilization mechanism, distinct from thermalization, is revealed which admits a condensate phase for orders of magnitude longer than the experimentally relevant timescales.
Quantum many-body systems are a central feature of condensed matter physics, relevant to important, modern research areas such as ultrafast light-matter interactions and quantum information. This book offers detailed coverage of the contour Green's function formalism – an approach that can be successfully applied to solve the quantum many-body and time-dependent problems present within such systems. Divided into three parts, the text provides a structured overview of the relevant theoretical and practical tools, with specific focus on the Schwinger-Keldysh formalism. Part I introduces the mathematical frameworks that make use of Green's functions in normal phase states. Part II covers fermionic superfluid phases with discussion of topics such as the BCS-BEC crossover and superconducting systems. Part III deals with the application of the Schwinger-Keldysh formalism to various topics of experimental interest. Graduate students and researchers will benefit from the book's comprehensive treatment of the subject matter and its novel arrangement of topics.