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European Journal of Physics

Quantum many-body Green-functions: theory, interrelations and applications

Sebastian Kalhöfer

Published Dec 2, 2025• 0 citations
Publisher

Abstract

Abstract Green-function techniques are among the most versatile tools for investigating quantum many-body systems at finite temperature. Yet, standard textbook treatments often fragment the formalism—separating bosons and fermions, systems with massless and massive particles, or restricting proofs to special Hamiltonians—thereby obscuring the structural unity of the theory. This work develops a general, Hamiltonian-independent framework for both real- and imaginary-time Green-functions, valid for any combination of bosonic and fermionic degrees of freedom, including mixed systems such as interacting electron–phonon models. The key conceptual advance is the nature index η , which complements the conventional statistical sign ζ . While ζ encodes particle statistics, η distinguishes canonical quantization of systems with massless particles ( η = 0) from second quantization of systems with massive particles ( η = 1). This classification removes ambiguities in chemical-potential terms and unifies the treatment of photons, phonons, electrons, and their mixtures under a single notation. From this basis, we formulate generalized ensemble constructions, generalized Lehmann-representations, and a fluctuation-dissipation theorem valid for arbitrary Hamiltonians. Several results—such as the monotonicity of particle number in the chemical potential, an explicit formula for the quadratic contribution to the internal energy from the retarded Green-function, and the Hartree-contribution to the self-energy in electron–phonon systems—are either absent from, or only sparsely mentioned in, existing literature. We further introduce Green’s Chart, a visual and algebraic map that systematically connects all Green-function types through analytic continuation, Fourier-transforms, and Wick-rotations, enabling all to be generated from the Matsubara Green-function. Applications to both non-interacting and interacting models demonstrate the framework’s ability to compute densities of states, thermodynamic potentials, and spectral functions with a consistent formalism. The results provide a complete and reproducible toolkit for equilibrium many-body theory, consolidating scattered results into a unified structure suitable for both pedagogical and computational purposes.

DOI
10.1088/1361-6404/ae26fc

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Abstract Green-function techniques are among the most versatile tools for investigating quantum many-body systems at finite temperature. Yet, standard textbook treatments often fragment the formalism—separating bosons and fermions, systems with massless and massive particles, or restricting proofs to special Hamiltonians—thereby obscuring the structural unity of the theory. This work develops a general, Hamiltonian-independent framework for both real- and imaginary-time Green-functions, valid for any combination of bosonic and fermionic degrees of freedom, including mixed systems such as interacting electron–phonon models. The key conceptual advance is the nature index η , which complements the conventional statistical sign ζ . While ζ encodes particle statistics, η distinguishes canonical quantization of systems with massless particles ( η = 0) from second quantization of systems with massive particles ( η = 1). This classification removes ambiguities in chemical-potential terms and unifies the treatment of photons, phonons, electrons, and their mixtures under a single notation. From this basis, we formulate generalized ensemble constructions, generalized Lehmann-representations, and a fluctuation-dissipation theorem valid for arbitrary Hamiltonians. Several results—such as the monotonicity of particle number in the chemical potential, an explicit formula for the quadratic contribution to the internal energy from the retarded Green-function, and the Hartree-contribution to the self-energy in electron–phonon systems—are either absent from, or only sparsely mentioned in, existing literature. We further introduce Green’s Chart, a visual and algebraic map that systematically connects all Green-function types through analytic continuation, Fourier-transforms, and Wick-rotations, enabling all to be generated from the Matsubara Green-function. Applications to both non-interacting and interacting models demonstrate the framework’s ability to compute densities of states, thermodynamic potentials, and spectral functions with a consistent formalism. The results provide a complete and reproducible toolkit for equilibrium many-body theory, consolidating scattered results into a unified structure suitable for both pedagogical and computational purposes.
Develops the many-body one-particle Green function, and explains its physical interpretation in terms of the spectral function, self-energy, and quasiparticle. lifetime. Its application in angle-resolved photoemission spectroscopy is presented in detail. The time-evolution operator in the interaction picture is derived, and time-ordering and adiabatic switching-on are introduced as precursor tools to construct the Feynman–Dyson many-body perturbation theory. A detailed account of Wick’s theorem, normal ordering, and contractions is outlined. Feynman diagrams are constructed, and the emergence of the infinite Dyson series from irreducible diagrams is outlined. Two-particle Green function and the particle-hole excitation spectra are developed. Diagramatic application of RPA for interacting systems is described. The finite-temperature Matsubara Green function is introduced and developed, together with its Fourier series representation and the evaluation of Matsubara sums.
The quantum theory of many-particle systems is deeply connected to the mathematical formalism and techniques of quantum field theory, which are crucial in order describe the emergent phenomena that arise in condensed matter physics. The main goal of this thesis is to provide a unified description of quantum field theory methods in the context of many-particle physics in order to extend and develop these techniques to better understand the different quantum properties of matter. This both furthers the conceptual understanding of quantum many-body correlation and also allows for the development of novel theoretical techniques that combine the different formalisms employed in condensed matter theory, quantum chemistry and nuclear physics. To achieve this aim, the thesis is composed of two parts. Part I deals with many-body fermion-fermion interactions and is physically motivated by the non-relativistic electronic structure problem. Here, we introduce the Keldysh contour formulation of quantum field theory to provide a unified presentation of quantum systems both in and out-ofequilibrium. Then, we extend the conventional quantum theory of many-particle systems, based on hermitian quantum mechanics, to describe systems governed by non-hermitan Hamiltonians. This allows us to present a natural unification of two major pillars in the ab initio quantum theory of many-particle systems: coupled-cluster theory and the Green’s function formalism. This unification is further demonstrated through the emergence of the coupled-cluster amplitude equations from the Green’s function formalism. In particular, this analysis has direct bearing on the development of novel theoretical approaches to the electronic structure and nuclear many-body problems. Our findings are also relevant to the study of general non-hermitian as well as open quantum systems. Part II focuses on the quantum field theory of electron-nuclear interactions in infinite solids. Here, we use the Keldysh contour representation presented in Part I to understand excited state dynamics that include electron-electron and electron-lattice interactions in materials. We also derive the analytic continuation of the Green’s function for systems that have continuous eigenspectra. This analysis demonstrates the relationship between the Green’s function formalism and scattering theory, making the role of the continuum and causality conditions explicitly clear in the context of the pole condition of the Dyson equation. Using the analytic continuation of the propagator, we provide an in-depth analysis of electron-phonon and exciton-phonon scattering channels, with a particular focus on phonon-driven exciton dissociation scattering. Our theoretical analysis then firmly demonstrates the connection between the extension of the Bethe-Salpeter equation approach to include electron-phonon interactions and effective field theories based on composite exciton-phonon coupling. We subsequently combine the techniques presented in Part I, based on the Dyson supermatrix formulation, with the analysis presented in Part II to calculate, from first principles, the effects of including electron-phonon interactions on the excited states of heterogeneous semiconductors. Finally, we provide a summary of the fundamental contributions presented in this thesis and the potential further research directions to be pursued.
We develop a comprehensive many-body theory for systems of particles obeying quantum unified statistics, or quons. After exploring the properties of the Fock space of this system, we formulate a systematic S-matrix expansion and a generalized Wick's theorem. A consistent Green-function formalism is constructed at both zero and finite temperatures, accompanied by a generalized Wick's theorem appropriate for infinite-statistics operator algebras. Within this framework, we establish diagrammatic rules for interacting quon systems. Employing the random phase approximation, we derive the dielectric function and reveal the emergence of anomalous plasmon modes that have no direct counterpart in conventional Bose or Fermi systems. We further analyze the ground-state energy, energy-loss function, generalized Thomas-Fermi screening wave vectors, and Friedel oscillations, elucidating how infinite statistics qualitatively modifies collective behavior and screening properties.
Description of electron correlation is crucial to chemical accuracy in quantum chemical calculations. However, the interaction of electrons in a system is an insoluble many-body problem. Constructing approximations to describe electron correlation is a challenging task, but there has been success in the quantum chemistry community using wavefunction methods and density functional theory. However, there are still challenges to be overcome in areas such as theoretical solid state chemistry, which requires description of large systems and the use of finite temperature. Large system sizes and finite temperature can be difficult to treat solely with the currently available methods. Therefore, a new class of methods, based on the temperature-dependent Green's function, is implemented and explored. This thesis is toward investigating the use of temperature-dependent Green's functions for ab-initio quantum chemistry. That is, we are treating a quantum chemical Hamiltonian with realistic electron interactions. While this formalism has been applied to model systems in the condensed matter community, its has been used much less by the quantum chemistry community. Therefore, the numerical behavior and accuracy of Green's function methods for quantum chemical calculations is relatively unknown. This work investigates the ability of the temperature-dependent Green's function, which is an ensemble formalism, to give access to temperature dependent thermodynamic quantities such as free energy and entropy when calculated in a second-order and perturbative manner (GF2). We find that this method is able to give good accuracy for lower temperatures and excellent accuracy for higher temperatures for a molecular case and is able to qualitatively describe a simple model of a solid. The results of this work are presented in chapter 3. Although Green's functions have a clear connection with spectra at zero temperature, it is not straight forward to obtain spectra from the finite temperature Green's function, which is calculated on the imaginary frequency axis. Therefore, we must investigate methods to obtain spectral quantities in a consistent and reliable manner from the imaginary axis. Chapter 4 investigates several methods to do so and we compare our results with experimental and highly accurate benchmark data. We find that it is possible to obtain spectral quantities that can differ by several electron volts, even if the same level of theory is used to obtain the Green's function. This reiterates that finding a spectrum from the imaginary axis is nontrivial and that one must exercise caution when comparing spectral quantities that were calculated using different techniques, even if they are treated with the same theoretical accuracy. Accessing larger systems with the Green's function requires the use of quantum embedding. Quantum embedding describes nontrivial electron interaction between a highly accurate ``active space'' or ``impurity'' and a larger, lower level ``environment''. It is challenging to construct an impurity solver that is reliable at low temperatures. In chapter 5 of this work, we implement and test a temperature dependent configuration interaction impurity solver for quantum embedding. This solver can be used in quantum embedding schemes such as dynamical mean field theory and self-energy embedding theory for larger systems. Overall, this thesis has made progress toward using Green's functions for ab-initio quantum chemistry at finite temperature. Groundwork has been laid for using this formalism to calculate thermodynamics and spectra using a Green's function with realistic electron interactions and to explore quantum embedding using an impurity solver at low temperatures.
We present results for many-body perturbation theory for the one-body Green's function at finite temperatures using the Matsubara formalism. Our method relies on the accurate representation of the single-particle states in standard Gaussian basis sets, allowing to efficiently compute, among other observables, quasiparticle energies and Dyson orbitals of atoms and molecules. In particular, we challenge the second-order treatment of the Coulomb interaction by benchmarking its accuracy for a well-established test set of small molecules, which includes also systems where the usual Hartree-Fock treatment encounters difficulties. We discuss different schemes how to extract quasiparticle properties and assess their range of applicability. With an accurate solution and compact representation, our method is an ideal starting point to study electron dynamics in time-resolved experiments by the propagation of the Kadanoff-Baym equations.
In the quantum field theory with the vacuum being the ground state the Green functions are the vacuum expectation values of the chronological, retarded or advanced products of the field operators (Bjoken & Drell, 1964; Itzykson & Zuber, 1985; Peskin & Schroeder, 1995). They are the generalized functions of the real time variables ti (and also other spatial coordinates). For the application of the Green function technique to the study of the timeindependent phenomena in equilibrium many-body systems at a finite temperature, the Matsubara imaginary time Green functions were introduced and widely used (Abrikosov et al., 1975; Bruuns & Flensberg, 2004; Haken, 1976). They are the mean values over a statistical ensemble at a finite temperature of the chronological products of the imaginary timedependent operators. Both these types of Green functions are inadequate for the application to the study of the time-dependent phenomena in the many-body systems with a finite density and at a finite temperature, in particular the non-equilibrium systems. For the application to the study of the time-dependent dynamical processes in non-equilibrium many-body systems Keldysh (Keldysh, 1965) has introduced a more general class of timedependent Green functions at finite temperature and density. They are the mean values of the time-ordered products of quantum operators in the Heisenberg picture over statistical ensembles of many-body systems with finite densities and at finite temperatures (which may be non-vanishing). The simplest example is the two-point Green function