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Electronics Letters

Dissipative Effects in Macroscopic Quantum Tunnelling and Microwave Modulation Transfer

Ilaria Cacciari, Anedio Ranfagni

Published Jan 1, 2026• 0 citations
Publisher

Abstract

ABSTRACT In this work, we introduce an alternative framework for describing dissipative effects in macroscopic quantum tunnelling (MQT) and microwave modulation transfer. We analyse how environmental dissipation modifies dynamics and observable timescales in these two microwave‐frequency contexts, revisiting transmission‐line and resistive‐load models within the bounce (path‐integral) formalism and introducing a complementary Brownian‐motion (statistical‐trajectory) description for modulation‐transfer phenomena. While remaining consistent with established approaches, such as the transmission‐line model and the Leggett prescription, the proposed formulation provides a unified and operational perspective that facilitates the interpretation of experimental data and the identification of effective dissipation mechanisms. Applied to previously published measurements, the framework shows quantitative agreement while offering a physically transparent and practically accessible tool for modelling dissipation in microwave and quantum devices. Beyond its consistency with existing models, the approach is particularly advantageous in systems where dissipation is effectively distributed or non‐local, providing a simplified and physically transparent description in regimes where standard treatments may be less intuitive. These features suggest its potential relevance for the analysis and design of systems in which environmental coupling plays a critical role.

DOI
10.1049/ell2.70654

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Non-Markovian Dissipative Quantum Mechanics with Stochastic Trajectories

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All fields of physics - be it nuclear, atomic and molecular, solid state, or optical - offer examples of systems which are strongly influenced by the environment of the actual system under investigation. The scope of what is called "the environment" may vary, i.e., how far from the system of interest an interaction between the two does persist. Typically, however, it is much larger than the open system itself. Hence, a fully quantum mechanical treatment of the combined system without approximations and without limitations of the type of system is currently out of reach. With the single assumption of the environment to consist of an internally thermalized set of infinitely many harmonic oscillators, the seminal work of Stockburger and Grabert [Chem. Phys., 268:249-256, 2001] introduced an open system description that captures the environmental influence by means of a stochastic driving of the reduced system. The resulting stochastic Liouville-von Neumann equation describes the full non-Markovian dynamics without explicit memory but instead accounts for it implicitly through the correlations of the complex-valued noise forces. The present thesis provides a first application of the Stockburger-Grabert stochastic Liouville-von Neumann equation to the computation of the dynamics of anharmonic, continuous open systems. In particular, it is demonstrated that trajectory based propagators allow for the construction of a numerically stable propagation scheme. With this approach it becomes possible to achieve the tremendous increase of the noise sample count necessary to stochastically converge the results when investigating such systems with continuous variables. After a test against available analytic results for the dissipative harmonic oscillator, the approach is subsequently applied to the analysis of two different realistic, physical systems. 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The importance of a full non-Markovian treatment is demonstrated as deviations are shown to exist between the two descriptions both in the low temperature cases where they are expected and in some of the high temperature cases where their appearance might not be anticipated as easily.:1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2 Theory of Open Quantum Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 2.1 Influence Functional Formalism . . . . . . . . . . . . . . . . . . . . . . . . . 14 2.2 Quantum Brownian Limit . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 2.3 Stochastic Unraveling of the Influence Functional . . . . . . . . . . . . . . . 20 2.4 Improved Statistics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 2.4.1 Modified Dynamic Response . . . . . . . . . . . . . . . . . . . . . . . 23 2.4.2 Guide Trajectory Transformation . . . . . . . . . . . . . . . . . . . . 24 2.5 Obtaining Properly Correlated Stochastic Samples from Filtered White Noise 24 3 Unified Stochastic Trajectory Propagation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 3.1 Semiclassical Brownian Motion . . . . . . . . . . . . . . . . . . . . . . . . . 28 3.1.1 Guide Trajectory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 3.1.2 Real Coherent State Center Coordinates . . . . . . . . . . . . . . . . 31 3.1.3 Propagation Scheme Including Stochastic Forces . . . . . . . . . . . 32 3.2 Stochastic Bohmian Mechanics with Complex Action . . . . . . . . . . . . . 33 3.2.1 Hydrodynamic Formulation of Bohmian Mechanics . . . . . . . . . . 33 3.2.2 Bohmian Mechanics with Complex Action . . . . . . . . . . . . . . . 34 3.2.3 Stochastic BOMCA Trajectories . . . . . . . . . . . . . . . . . . . . 38 3.3 Noise Distribution Preserving Removal of Adverse Samples . . . . . . . . . . 39 4 Dissipative Harmonic Oscillator. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 4.1 Reservoir Specification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 4.2 Harmonic Oscillator Analytic Expectation Values . . . . . . . . . . . . . . . 42 4.2.1 Ohmic Bath . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 4.2.2 Drude Regularized Bath . . . . . . . . . . . . . . . . . . . . . . . . . 43 4.3 Sampling Strategies and Analytic Comparison . . . . . . . . . . . . . . . . . 44 4.4 Limits of the Markovian Approximation . . . . . . . . . . . . . . . . . . . . 45 5 Dissipative Vibrational Dynamics of Diatomics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 5.1 Molecular Morse Potential . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 5.2 Anharmonic Phenomena . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 5.3 Transient Non-Markovian Effects . . . . . . . . . . . . . . . . . . . . . . . . 53 5.4 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•Sep 9, 2010•1 citation

Momentum conservation in macroscopic quantum tunneling

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This paper studies the effect of the momentum conservation on tunneling with dissipation. Two coupled macroscopic particles, interacting with a thermal bath of harmonic oscillators are considered. The interaction between the particles is chosen such that it has minima at two different separations. The exact effective action is obtained for the linear coupling with the bath by the direct calculation of the imaginary-time path integral at arbitrary temperature, and by applying Leggett's prescription at T=0. The case of the Ohmic dissipation is studied in detail. It is proved that the tunneling, at any strength of the dissipation, has a simple description in terms of the effective reduced mass that depends on temperature and classical friction coefficients. The connection with the M\"ossbauer effect is discussed. \textcopyright{} 1996 The American Physical Society.

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Abstract We explore dissipative quantum tunnelling, a phenomenon central to various physical and chemical processes, utilizing a model based on a double-well potential. This paper aims to bridge gaps in understanding the crossover from thermal activation to quantum tunnelling, a domain still shrouded in mystery despite extensive research. By numerically investigating a model derived from Caldeira–Leggett’s work on quantum Brownian motion, examining both Lindblad and stochastic Schrödinger dynamics, we offer new insights into the transition states in the crossover region. Contrary to a common belief that temperature strongly dampens all quantum effects, our findings reveal that under certain conditions temperature instead alters the nature of tunnelling from a deterministic and periodic process to a stochastic yet still very quantum phenomenon. This underscores the profound influence of quantum effects on transition rates and the critical role of temperature in modulating tunnelling behaviours. Additionally, we introduce a new model for quantum Brownian motion that takes Lindblad form and is formulated as a modification of the widely known model found in Breuer and Petruccione. In our approach, we remove the zero-temperature singularity resulting in a better description of low-temperature quantum Brownian motion near a potential minima. Despite these advancements, we recognize persistent challenges in accurately simulating the dynamics at extremely low temperatures for arbitrary potentials, particularly those that cannot be closely approximated locally by a quadratic function.

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ABSTRACT In this work, we introduce an alternative framework for describing dissipative effects in macroscopic quantum tunnelling (MQT) and microwave modulation transfer. We analyse how environmental dissipation modifies dynamics and observable timescales in these two microwave‐frequency contexts, revisiting transmission‐line and resistive‐load models within the bounce (path‐integral) formalism and introducing a complementary Brownian‐motion (statistical‐trajectory) description for modulation‐transfer phenomena. While remaining consistent with established approaches, such as the transmission‐line model and the Leggett prescription, the proposed formulation provides a unified and operational perspective that facilitates the interpretation of experimental data and the identification of effective dissipation mechanisms. Applied to previously published measurements, the framework shows quantitative agreement while offering a physically transparent and practically accessible tool for modelling dissipation in microwave and quantum devices. Beyond its consistency with existing models, the approach is particularly advantageous in systems where dissipation is effectively distributed or non‐local, providing a simplified and physically transparent description in regimes where standard treatments may be less intuitive. These features suggest its potential relevance for the analysis and design of systems in which environmental coupling plays a critical role.
The problem of evaluating dissipative effects in macroscopic quantum tunneling is re-examined for the case of Josephson junctions, with the adoption of an alternative way with respect to several previously proposed and, in some cases, contradictory approaches. The system, which consists of a junction coupled to a transmission line, is analyzed both analytically and numerically. A test of the theoretical model, as compared to the experimental results available, is performed in accordance with a criterion based on a shortening of the traversal time.
All fields of physics - be it nuclear, atomic and molecular, solid state, or optical - offer examples of systems which are strongly influenced by the environment of the actual system under investigation. The scope of what is called "the environment" may vary, i.e., how far from the system of interest an interaction between the two does persist. Typically, however, it is much larger than the open system itself. Hence, a fully quantum mechanical treatment of the combined system without approximations and without limitations of the type of system is currently out of reach. With the single assumption of the environment to consist of an internally thermalized set of infinitely many harmonic oscillators, the seminal work of Stockburger and Grabert [Chem. Phys., 268:249-256, 2001] introduced an open system description that captures the environmental influence by means of a stochastic driving of the reduced system. The resulting stochastic Liouville-von Neumann equation describes the full non-Markovian dynamics without explicit memory but instead accounts for it implicitly through the correlations of the complex-valued noise forces. The present thesis provides a first application of the Stockburger-Grabert stochastic Liouville-von Neumann equation to the computation of the dynamics of anharmonic, continuous open systems. In particular, it is demonstrated that trajectory based propagators allow for the construction of a numerically stable propagation scheme. With this approach it becomes possible to achieve the tremendous increase of the noise sample count necessary to stochastically converge the results when investigating such systems with continuous variables. After a test against available analytic results for the dissipative harmonic oscillator, the approach is subsequently applied to the analysis of two different realistic, physical systems. As a first example, the dynamics of a dissipative molecular oscillator is investigated. Long time propagation - until thermalization is reached - is shown to be possible with the presented approach. The properties of the thermalized density are determined and they are ascertained to be independent of the system's initial state. Furthermore, the dependence on the bath's temperature and coupling strength is analyzed and it is demonstrated how a change of the bath parameters can be used to tune the system from the dissociative to the bound regime. A second investigation is conducted for a dissipative tunneling scenario in which a wave packet impinges on a barrier. The dependence of the transmission probability on the initial state's kinetic energy as well as the bath's temperature and coupling strength is computed. For both systems, a comparison with the high-temperature Markovian quantum Brownian limit is performed. The importance of a full non-Markovian treatment is demonstrated as deviations are shown to exist between the two descriptions both in the low temperature cases where they are expected and in some of the high temperature cases where their appearance might not be anticipated as easily.:1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2 Theory of Open Quantum Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 2.1 Influence Functional Formalism . . . . . . . . . . . . . . . . . . . . . . . . . 14 2.2 Quantum Brownian Limit . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 2.3 Stochastic Unraveling of the Influence Functional . . . . . . . . . . . . . . . 20 2.4 Improved Statistics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 2.4.1 Modified Dynamic Response . . . . . . . . . . . . . . . . . . . . . . . 23 2.4.2 Guide Trajectory Transformation . . . . . . . . . . . . . . . . . . . . 24 2.5 Obtaining Properly Correlated Stochastic Samples from Filtered White Noise 24 3 Unified Stochastic Trajectory Propagation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 3.1 Semiclassical Brownian Motion . . . . . . . . . . . . . . . . . . . . . . . . . 28 3.1.1 Guide Trajectory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 3.1.2 Real Coherent State Center Coordinates . . . . . . . . . . . . . . . . 31 3.1.3 Propagation Scheme Including Stochastic Forces . . . . . . . . . . . 32 3.2 Stochastic Bohmian Mechanics with Complex Action . . . . . . . . . . . . . 33 3.2.1 Hydrodynamic Formulation of Bohmian Mechanics . . . . . . . . . . 33 3.2.2 Bohmian Mechanics with Complex Action . . . . . . . . . . . . . . . 34 3.2.3 Stochastic BOMCA Trajectories . . . . . . . . . . . . . . . . . . . . 38 3.3 Noise Distribution Preserving Removal of Adverse Samples . . . . . . . . . . 39 4 Dissipative Harmonic Oscillator. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 4.1 Reservoir Specification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 4.2 Harmonic Oscillator Analytic Expectation Values . . . . . . . . . . . . . . . 42 4.2.1 Ohmic Bath . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 4.2.2 Drude Regularized Bath . . . . . . . . . . . . . . . . . . . . . . . . . 43 4.3 Sampling Strategies and Analytic Comparison . . . . . . . . . . . . . . . . . 44 4.4 Limits of the Markovian Approximation . . . . . . . . . . . . . . . . . . . . 45 5 Dissipative Vibrational Dynamics of Diatomics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 5.1 Molecular Morse Potential . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 5.2 Anharmonic Phenomena . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 5.3 Transient Non-Markovian Effects . . . . . . . . . . . . . . . . . . . . . . . . 53 5.4 Trapping by Dissipation and Thermalization . . . . . . . . . . . . . . . . . . 53 6 Tunneling with Dissipation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 6.1 Eckart Barrier Scattering . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 6.2 Dissipative Tunneling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 6.3 Investigation of Markovianity . . . . . . . . . . . . . . . . . . . . . . . . . . 61 7 Summary and Outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 Appendix A Conventions for Constants, Reservoir Kernels, and Influence Phases 69 Appendix B Stochastic Calculus. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 B.1 Stochastic Differential Equations . . . . . . . . . . . . . . . . . . . . . . . . 71 B.2 Position Verlet Scheme . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 B.3 Runge-Kutta Fourth Order Scheme . . . . . . . . . . . . . . . . . . . . . . . 73 Appendix CMorse Oscillator Expectation Values . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 Appendix DPrerequisites of a Successful Stochastic Propagation . . . . . . . . . . . . . . 79 D.1 Hubbard-Stratonovich Transformation . . . . . . . . . . . . . . . . . . . . . 79 D.2 Kernels of the Reservoir . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 D.2.1 Quadratic Cutoff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 D.2.2 Quartic Cutoff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 D.2.3 Strictly Ohmic Reservoir . . . . . . . . . . . . . . . . . . . . . . . . . 89 D.3 Guide Trajectory Integration . . . . . . . . . . . . . . . . . . . . . . . . . . 90 D.3.1 Quadratic Cutoff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 D.3.2 Quartic Cutoff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 D.3.3 Strictly Ohmic Reservoir . . . . . . . . . . . . . . . . . . . . . . . . . 92 D.4 Computation of Matrix Elements and Expectation Values . . . . . . . . . . 92 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
This paper studies the effect of the momentum conservation on tunneling with dissipation. Two coupled macroscopic particles, interacting with a thermal bath of harmonic oscillators are considered. The interaction between the particles is chosen such that it has minima at two different separations. The exact effective action is obtained for the linear coupling with the bath by the direct calculation of the imaginary-time path integral at arbitrary temperature, and by applying Leggett's prescription at T=0. The case of the Ohmic dissipation is studied in detail. It is proved that the tunneling, at any strength of the dissipation, has a simple description in terms of the effective reduced mass that depends on temperature and classical friction coefficients. The connection with the M\"ossbauer effect is discussed. \textcopyright{} 1996 The American Physical Society.
Abstract We explore dissipative quantum tunnelling, a phenomenon central to various physical and chemical processes, utilizing a model based on a double-well potential. This paper aims to bridge gaps in understanding the crossover from thermal activation to quantum tunnelling, a domain still shrouded in mystery despite extensive research. By numerically investigating a model derived from Caldeira–Leggett’s work on quantum Brownian motion, examining both Lindblad and stochastic Schrödinger dynamics, we offer new insights into the transition states in the crossover region. Contrary to a common belief that temperature strongly dampens all quantum effects, our findings reveal that under certain conditions temperature instead alters the nature of tunnelling from a deterministic and periodic process to a stochastic yet still very quantum phenomenon. This underscores the profound influence of quantum effects on transition rates and the critical role of temperature in modulating tunnelling behaviours. Additionally, we introduce a new model for quantum Brownian motion that takes Lindblad form and is formulated as a modification of the widely known model found in Breuer and Petruccione. In our approach, we remove the zero-temperature singularity resulting in a better description of low-temperature quantum Brownian motion near a potential minima. Despite these advancements, we recognize persistent challenges in accurately simulating the dynamics at extremely low temperatures for arbitrary potentials, particularly those that cannot be closely approximated locally by a quadratic function.
Abstract Superconducting quantum circuits are a leading platform for quantum-information processing, but their development requires expertise spanning device design, microfabrication, cryogenic operation, microwave control, and quantum characterization. In this work, we report the realization of a flux-tunable superconducting transmon platform and present an integrated workflow encompassing design, fabrication, measurement, and numerical modeling. The device consists of an Al/AlOx/AlAl/AlO_x/AlAl/AlOx​/Al transmon coupled to a three-dimensional microwave cavity operating in the circuit quantum electrodynamics (cQED) dispersive regime. Two-tone spectroscopy reveals a fundamental transition frequency of ω01=5.0122 GHz\omega _{01}=5.0122~\textrm{GHz}ω01​=5.0122 GHz and an anharmonicity of α/2π=−202.4 MHz\alpha /2\pi =-202.4~\textrm{MHz}α/2π=−202.4 MHz , corresponding to EJ/EC≈82.9E_J/E_C \approx 82.9EJ​/EC​≈82.9 . Flux spectroscopy yields a cavity-qubit coupling strength of g/2π=260 MHzg/2\pi = 260~\textrm{MHz}g/2π=260 MHz , while the cavity linewidth gives a loaded quality factor of QL=6127Q_L=6127QL​=6127 and a Purcell limit of T1Purcell≈82 μsT_1^{\textrm{Purcell}}\approx 82~\mu \textrm{s}T1Purcell​≈82 μs . Time-domain measurements yield coherence times of T1=17.4 μsT_1 = 17.4~\mu \textrm{s}T1​=17.4 μs and T2∗=5.8 μsT_2^* = 5.8~\mu \textrm{s}T2∗​=5.8 μs . To investigate coherence and dissipation in the device, the experimental observations are analyzed within a Lindblad master-equation framework describing cavity photon loss and thermal excitation, qubit energy relaxation, and pure dephasing processes. Using a set of experimentally extracted parameters, the model reproduces the measured spectroscopic and time-domain observables, providing a quantitative description of the open-system dynamics of the transmon-cavity platform. The analysis shows that the measured coherence is primarily limited by pure dephasing and energy-relaxation processes, whereas thermal excitation plays a minor role under the experimental conditions. Inspired by the broader framework of quantum dissipation in macroscopic quantum systems pioneered by Caldeira and collaborators, this approach enables a quantitative analysis of relaxation and dephasing processes in superconducting quantum circuits. Beyond the characterization of a single device, the present work demonstrates the establishment of the expertise, infrastructure, and experimental workflow required for the design, fabrication, measurement, and modeling of superconducting quantum circuits, contributing to the development of quantum technologies in Brazil and related applications.