Abstract We explore dissipative quantum tunnelling, a phenomenon central to various physical and chemical processes, utilizing a model based on a double-well potential. This paper aims to bridge gaps in understanding the crossover from thermal activation to quantum tunnelling, a domain still shrouded in mystery despite extensive research. By numerically investigating a model derived from Caldeira–Leggett’s work on quantum Brownian motion, examining both Lindblad and stochastic Schrödinger dynamics, we offer new insights into the transition states in the crossover region. Contrary to a common belief that temperature strongly dampens all quantum effects, our findings reveal that under certain conditions temperature instead alters the nature of tunnelling from a deterministic and periodic process to a stochastic yet still very quantum phenomenon. This underscores the profound influence of quantum effects on transition rates and the critical role of temperature in modulating tunnelling behaviours. Additionally, we introduce a new model for quantum Brownian motion that takes Lindblad form and is formulated as a modification of the widely known model found in Breuer and Petruccione. In our approach, we remove the zero-temperature singularity resulting in a better description of low-temperature quantum Brownian motion near a potential minima. Despite these advancements, we recognize persistent challenges in accurately simulating the dynamics at extremely low temperatures for arbitrary potentials, particularly those that cannot be closely approximated locally by a quadratic function.
Abstract We explore dissipative quantum tunnelling, a phenomenon central to various physical and chemical processes, utilizing a model based on a double-well potential. This paper aims to bridge gaps in understanding the crossover from thermal activation to quantum tunnelling, a domain still shrouded in mystery despite extensive research. By numerically investigating a model derived from Caldeira–Leggett’s work on quantum Brownian motion, examining both Lindblad and stochastic Schrödinger dynamics, we offer new insights into the transition states in the crossover region. Contrary to a common belief that temperature strongly dampens all quantum effects, our findings reveal that under certain conditions temperature instead alters the nature of tunnelling from a deterministic and periodic process to a stochastic yet still very quantum phenomenon. This underscores the profound influence of quantum effects on transition rates and the critical role of temperature in modulating tunnelling behaviours. Additionally, we introduce a new model for quantum Brownian motion that takes Lindblad form and is formulated as a modification of the widely known model found in Breuer and Petruccione. In our approach, we remove the zero-temperature singularity resulting in a better description of low-temperature quantum Brownian motion near a potential minima. Despite these advancements, we recognize persistent challenges in accurately simulating the dynamics at extremely low temperatures for arbitrary potentials, particularly those that cannot be closely approximated locally by a quadratic function.
The spontaneous switching of a quantum particle between the wells of a double-well potential is a phenomenon of general interest to physics and chemistry. It was broadly believed that the switching rate decreases steadily as a function of the size of the energy barrier. This view was challenged by a recent experiment on a driven superconducting Kerr nonlinear oscillator (often called the Kerr-cat qubit or the Kerr parametric oscillator), whose energy barrier can be continuously increased by ramping up the drive. Remarkably, as the drive amplitude increases, the switching rate exhibits a steplike decrease termed the ``staircase.'' The view challenged by the experimental staircase demands a deep review of our understanding of the role of quantum effects in double wells. In this work, we use a Lindbladian model of dissipation to derive a semianalytical formula for the switching rate, resolving a continuous transition between tunneling-dominated dynamics and dissipation-dominated dynamics. These two dynamics are observed respectively in the flat part and the steep part of each step in the staircase. Our formula exposes two distinct dissipative processes that limit tunneling: the dephasing of interwell superpositions freezes tunneling via the quantum Zeno effect, and the decay from one excited state to another limits the time during which tunneling can be attempted. This physical understanding allows us to pinpoint the critical drive amplitude that separates the flat and steep part of each step using an equation involving the rates of the two dissipative processes and the tunnel splitting. In addition, analyzing the transition matrix elements in the formula shows that in the regime of a few ($\ensuremath{\lesssim}10$) states in the well and under moderate to low temperatures, highly excited states are populated predominantly via cascaded and direct thermal heating rather than quantum heating. At very low temperatures, we find that the perturbation induced by the non-Hermitian Hamiltonian part of the Lindbladian model becomes increasingly important and facilitates a form of quantum heating that has not been identified before. We numerically map the activation mechanism as a function of drive amplitude, damping rate, and temperature. Our theory deepens the understanding of switching dynamics between metastable quantum states, highlights the importance of a general interplay between tunneling and dissipation, and identifies a novel quantum regime in activated transitions.
The dynamics of an open quantum system in the high-temperature regime of the Caldeira-Leggett model using a Bohmian language is investigated. By expressing the density matrix in polar form, generalized continuity and Hamilton-Jacobi equations are obtained. Thermal effects appear explicitly in the former, while they influence the latter only indirectly through an effective potential. Remarkably, the effective potential does not vanish in the classical limit and cannot, in general, be decomposed into simple additive quantum and thermal contributions. Instead, it retains a nontrivial structure leading to a residual temperature dependence in the resulting dynamics. As a consequence, the resulting temperature-dependent-classical trajectories remain deterministic even in the presence of a thermal environment. This behavior contrasts with the stochastic dynamics observed in the Langevin description and reflects the ensemble-based nature of the present approach. To further explore the quantum-to-classical transition, a scaled version of the Caldeira-Leggett equation is introduced by scaling both the density matrix and Planck constant through a quantumness parameter. This parameter takes the value one in the fully quantum regime and smoothly approaches zero in the classical limit. Applications to Gaussian states demonstrate a gradual suppression of coherence and interference, governed jointly by thermal effects and the transition parameter.
In the large damping limit we derive a Fokker-Planck equation in configuration space (the so-called Smoluchowski equation) describing a Brownian particle immersed into a thermal environment and subjected to a nonlinear external force. We quantize this stochastic system and survey the problem of escape over a double-well potential barrier. Our finding is that the quantum Kramers rate does not depend on the friction coefficient at low temperatures; i.e., we predict a superfluidity phenomenon in overdamped open systems. Moreover, at zero temperature we show that the quantum escape rate does not vanish in the strong friction regime. This result, therefore, is in contrast with the work by Ankerhold et al. [Phys. Rev. Lett. 87, 086802 (2001)]] in which no quantum tunneling is predicted at zero temperature.
Based on the dynamical quantization method we derive a quantum phase-space non-Markovian Smoluchowski equation describing the non-inertial Brownian motion of a harmonic oscillator immersed in a generic environment. In the long-time regime we investigate the tunneling phenomenon by evaluating the quantum Kramers escape rate of a Brownian particle over a potential barrier. As far as a quantum thermal reservoir is concerned, it is found that our steady quantum Kramers rate may depend upon no friction constant in the strong friction domain. This preposterous feature may suggest the existence of non-dissipative quantum tunneling at the low-temperature range, including the zero temperature case. Lastly, we predict that our quantum escape rate non-exponentially decays on the edge of the breakdown of the dissipation-fluctuation relation.
We establish that the exact quantum dynamics of a Brownian particle in the Caldeira-Leggett model, with at most quadratic external potential, can be mapped, at any temperature, onto a classical, non-Markovian stochastic process in phase space. Starting from a correlated thermal equilibrium state between the particle and bath, we demonstrate that this correspondence is exact for quadratic potentials under arbitrary quantum state preparations of the particle itself. Our approach allows to consider arbitrary initial quantum states - including highly non-classical superpositions - which are incorporated via their Wigner functions, which serve as statistical weights for trajectory ensembles. Furthermore, the formalism naturally accommodates external manipulations and measurements modeled by preparation functions acting at arbitrary times, enabling the simulation of complex driven-dissipative quantum protocols. For more general, smooth potentials, we identify a natural small parameter: the density matrix becomes strongly quasidiagonal in the coordinate representation, with its off-diagonal width shrinking as the bath's spectral cutoff increases, suggesting a controlled parameter for a possible approximation.
For suitable parameters, the classical Duffing oscillator has a known bistability in its stationary states, with low- and high-amplitude branches. As expected from the analogy with a particle in a double-well potential, transitions between these states become possible either at finite temperature, or in the quantum regime due to tunneling. In this analogy, besides local stability, one can also discuss global stability by comparing the two potential minima. For the Duffing oscillator, the stationary states emerge dynamically so that a priori, a potential-minimum criterion for them does not exist. However, global stability is still relevant, and definable as the state containing the majority population for long times, low temperature, and close to the classical limit. Further, the crossover point is the parameter value at which global stability abruptly changes from one state to the other. For the double-well model, the crossover point is defined by potential-minimum degeneracy. Given that this analogy is so effective in other respects, it is thus striking that for the Duffing oscillator, the crossover point turns out to be non-unique. Rather, none of the three aforementioned limits commute with each other, and the limiting behaviour depends on the order in which they are taken. More generally, as both $\hbar\To0$ and $T\To0$, the ratio ℏω0/kBT continues to be a key parameter and can have any nonnegative value. This points to an apparent conceptual difference between equilibrium and nonequilibrium tunneling. We present numerical evidence by studying the pertinent quantum master equation in the photon-number basis. Independent verification and some further understanding are obtained using a semi-analytical approach in the coherent-state representation.