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Study of phase transitions in models with itinerant and localized particles via machine learning

Lukáš Frk

Published Jan 1, 2024• 0 citations
OpenAlex

Abstract

Phase diagrams in condensed-matter physics are often very complex. The development of methods that can identify distinct phases without any prior knowledge is, therefore, of great interest. In this study, we applied unsupervised machine learning methods to find phase boundaries in the Falicov-Kimball model, using principal component analysis and the prediction-based method. We showed that both methods can distinguish the ordered from the disordered phase. Moreover, these methods are able to distinguish the weakly localized phase from the Anderson insulator phase, which both exist within the disordered phase. Keywords: prediction-based method, principal component analysis, Falicov-Kimball model, unsupervised phase classification, Machine Learning

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Phase diagrams in condensed-matter physics are often very complex. The development of methods that can identify distinct phases without any prior knowledge is, therefore, of great interest. In this study, we applied unsupervised machine learning methods to find phase boundaries in the Falicov-Kimball model, using principal component analysis and the prediction-based method. We showed that both methods can distinguish the ordered from the disordered phase. Moreover, these methods are able to distinguish the weakly localized phase from the Anderson insulator phase, which both exist within the disordered phase. Keywords: prediction-based method, principal component analysis, Falicov-Kimball model, unsupervised phase classification, Machine Learning
We apply various unsupervised machine learning methods for phase classification to investigate the finite-temperature phase diagram of the spinless Falicov-Kimball model in two dimensions. Using only particle occupation snapshots from Monte Carlo simulations as input, each technique, including a straightforward classification based on principal component analysis (PCA), successfully identifies the phase boundary between ordered and disordered phases, independent of the type of phase transition. Remarkably, these techniques also distinguish between the weakly localized and Anderson-localized regimes within the disordered phase, accurately identifying their crossover, which is a challenging task for standard methods. Among the machine learning approaches used, PCA based analysis outperforms more complex methods, such as neural network predictors and autoencoders. These results underscore the effectiveness of simple unsupervised techniques in examining phase transitions and electron localization in complex correlated systems.
Fully automated classification methods that provide direct physical insights into phase diagrams are of current interest. Interpretable, i.e., fully explainable, methods are desired for which we understand why they yield a given phase classification. Ideally, phase classification methods should also be unsupervised. That is, they should not require prior labeling or knowledge of the phases of matter to be characterized. Here, we demonstrate an unsupervised machine-learning method for phase classification, which is rendered interpretable via an analytical derivation of the functional relationship between its optimal predictions and the input data. Based on these findings, we propose and apply an alternative, physically-motivated, data-driven scheme, which relies on the difference between mean input features. This mean-based method does not rely on any predictive model and is thus computationally cheap and directly explainable. As an example, we consider the physically rich ground-state phase diagram of the spinless Falicov-Kimball model.
The recent advances in machine learning algorithms have boosted the application of these techniques to the field of condensed matter physics, in order e.g. to classify the phases of matter at equilibrium or to predict the real-time dynamics of a large class of physical models. Typically in these works, a machine learning algorithm is trained and tested on data coming from the same physical model. Here we demonstrate that unsupervised and supervised machine learning techniques are able to predict phases of a non-exactly solvable model when trained on data of a solvable model. In particular, we employ a training set made by single-particle correlation functions of a non-interacting quantum wire and by using principal component analysis, k-means clustering, t-distributed stochastic neighbor embedding and convolutional neural networks we reconstruct the phase diagram of an interacting superconductor. We show that both the principal component analysis and the convolutional neural networks trained on the data of the non-interacting model can identify the topological phases of the interacting model. Our findings indicate that non-trivial phases of matter emerging from the presence of interactions can be identified by means of unsupervised and supervised techniques applied to data of non-interacting systems.
Unsupervised learning is a discipline of machine learning which aims at discovering patterns in large data sets or classifying the data into several categories without being trained explicitly. We show that unsupervised learning techniques can be readily used to identify phases and phases transitions of many-body systems. Starting with raw spin configurations of a prototypical Ising model, we use principal component analysis to extract relevant low-dimensional representations of the original data and use clustering analysis to identify distinct phases in the feature space. This approach successfully finds physical concepts such as the order parameter and structure factor to be indicators of a phase transition. We discuss the future prospects of discovering more complex phases and phase transitions using unsupervised learning techniques.
Supervised learning has been successfully used to produce phase diagrams and identify phase boundaries when local order parameters are unavailable. Here, we apply unsupervised learning to this task. By using readily available clustering algorithms, we are able to extract the distinct eigenstate phases of matter within the transverse-field Ising model in the presence of interactions and disorder. We compare our results to those found through supervised learning and observe remarkable agreement. However, as opposed to the supervised procedure, our method requires no strict assumptions concerning the number of phases present, no labeled training data, and no prior knowledge of the phase diagram. We conclude with a discussion of clustering and its limitations.
Machine-learning driven models have proven to be powerful tools for the identification of phases of matter. In particular, unsupervised methods hold the promise to help discover new phases of matter without the need for any prior theoretical knowledge. While for phases characterized by a broken symmetry, the use of unsupervised methods has proven to be successful, topological phases without a local order parameter seem to be much harder to identify without supervision. Here, we use an unsupervised approach to identify boundaries of the topological phases. We train artificial neural nets to relate configurational data or measurement outcomes to quantities like temperature or tuning parameters in the Hamiltonian. The accuracy of these predictive models can then serve as an indicator for phase transitions. We successfully illustrate this approach on both the classical Ising gauge theory as well as on the quantum ground state of a generalized toric code.