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arXiv:2202.09281 · SciPost Physics

Unsupervised and supervised learning of interacting topological phases from single-particle correlation functions

Simone Tibaldi, Giuseppe Magnifico, Davide Vodola, Elisa Ercolessi

Published Jan 19, 2023• 29 citations
arXivHTMLPDF

Abstract

The recent advances in machine learning algorithms have boosted the application of these techniques to the field of condensed matter physics, in order e.g. to classify the phases of matter at equilibrium or to predict the real-time dynamics of a large class of physical models. Typically in these works, a machine learning algorithm is trained and tested on data coming from the same physical model. Here we demonstrate that unsupervised and supervised machine learning techniques are able to predict phases of a non-exactly solvable model when trained on data of a solvable model. In particular, we employ a training set made by single-particle correlation functions of a non-interacting quantum wire and by using principal component analysis, k-means clustering, t-distributed stochastic neighbor embedding and convolutional neural networks we reconstruct the phase diagram of an interacting superconductor. We show that both the principal component analysis and the convolutional neural networks trained on the data of the non-interacting model can identify the topological phases of the interacting model. Our findings indicate that non-trivial phases of matter emerging from the presence of interactions can be identified by means of unsupervised and supervised techniques applied to data of non-interacting systems.

DOI
10.21468/scipostphys.14.1.005

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The recent advances in machine learning algorithms have boosted the application of these techniques to the field of condensed matter physics, in order e.g. to classify the phases of matter at equilibrium or to predict the real-time dynamics of a large class of physical models. Typically in these works, a machine learning algorithm is trained and tested on data coming from the same physical model. Here we demonstrate that unsupervised and supervised machine learning techniques are able to predict phases of a non-exactly solvable model when trained on data of a solvable model. In particular, we employ a training set made by single-particle correlation functions of a non-interacting quantum wire and by using principal component analysis, k-means clustering, t-distributed stochastic neighbor embedding and convolutional neural networks we reconstruct the phase diagram of an interacting superconductor. We show that both the principal component analysis and the convolutional neural networks trained on the data of the non-interacting model can identify the topological phases of the interacting model. Our findings indicate that non-trivial phases of matter emerging from the presence of interactions can be identified by means of unsupervised and supervised techniques applied to data of non-interacting systems.
The application of state-of-the-art machine learning techniques to statistical physic problems has seen a surge of interest for their ability to discriminate phases of matter by extracting essential features in the many-body wavefunction or the ensemble of correlators sampled in Monte Carlo simulations. Here we introduce a gener- alization of supervised machine learning approaches that allows to accurately map out phase diagrams of inter- acting many-body systems without any prior knowledge, e.g. of their general topology or the number of distinct phases. To substantiate the versatility of this approach, which combines convolutional neural networks with quantum Monte Carlo sampling, we map out the phase diagrams of interacting boson and fermion models both at zero and finite temperatures and show that first-order, second-order, and Kosterlitz-Thouless phase transitions can all be identified. We explicitly demonstrate that our approach is capable of identifying the phase transition to non-trivial many-body phases such as superfluids or topologically ordered phases without supervision.
Supervised learning has been successfully used to produce phase diagrams and identify phase boundaries when local order parameters are unavailable. Here, we apply unsupervised learning to this task. By using readily available clustering algorithms, we are able to extract the distinct eigenstate phases of matter within the transverse-field Ising model in the presence of interactions and disorder. We compare our results to those found through supervised learning and observe remarkable agreement. However, as opposed to the supervised procedure, our method requires no strict assumptions concerning the number of phases present, no labeled training data, and no prior knowledge of the phase diagram. We conclude with a discussion of clustering and its limitations.
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Phase diagrams in condensed-matter physics are often very complex. The development of methods that can identify distinct phases without any prior knowledge is, therefore, of great interest. In this study, we applied unsupervised machine learning methods to find phase boundaries in the Falicov-Kimball model, using principal component analysis and the prediction-based method. We showed that both methods can distinguish the ordered from the disordered phase. Moreover, these methods are able to distinguish the weakly localized phase from the Anderson insulator phase, which both exist within the disordered phase. Keywords: prediction-based method, principal component analysis, Falicov-Kimball model, unsupervised phase classification, Machine Learning
The classification of phase transitions is a central and challenging task in condensed matter physics. Typically, it relies on the identification of order parameters and the analysis of singularities in the free energy and its derivatives. Here, we propose an alternative framework to identify quantum phase transitions, employing both unsupervised and supervised machine learning techniques. Using the axial next-nearest-neighbor Ising (ANNNI) model as a benchmark, we show how unsupervised learning can detect three phases (ferromagnetic, paramagnetic, and a cluster of the antiphase with the floating phase) as well as two distinct regions within the paramagnetic phase. Employing supervised learning we show that transfer learning becomes possible: a machine trained only with nearest-neighbor interactions can learn to identify a new type of phase occurring when next-nearest-neighbor interactions are introduced. All our results rely on few- and low-dimensional input data (up to twelve lattice sites), thus providing a computational friendly and general framework for the study of phase transitions in many-body systems.