We apply various unsupervised machine learning methods for phase classification to investigate the finite-temperature phase diagram of the spinless Falicov-Kimball model in two dimensions. Using only particle occupation snapshots from Monte Carlo simulations as input, each technique, including a straightforward classification based on principal component analysis (PCA), successfully identifies the phase boundary between ordered and disordered phases, independent of the type of phase transition. Remarkably, these techniques also distinguish between the weakly localized and Anderson-localized regimes within the disordered phase, accurately identifying their crossover, which is a challenging task for standard methods. Among the machine learning approaches used, PCA based analysis outperforms more complex methods, such as neural network predictors and autoencoders. These results underscore the effectiveness of simple unsupervised techniques in examining phase transitions and electron localization in complex correlated systems.
We apply various unsupervised machine learning methods for phase classification to investigate the finite-temperature phase diagram of the spinless Falicov-Kimball model in two dimensions. Using only particle occupation snapshots from Monte Carlo simulations as input, each technique, including a straightforward classification based on principal component analysis (PCA), successfully identifies the phase boundary between ordered and disordered phases, independent of the type of phase transition. Remarkably, these techniques also distinguish between the weakly localized and Anderson-localized regimes within the disordered phase, accurately identifying their crossover, which is a challenging task for standard methods. Among the machine learning approaches used, PCA based analysis outperforms more complex methods, such as neural network predictors and autoencoders. These results underscore the effectiveness of simple unsupervised techniques in examining phase transitions and electron localization in complex correlated systems.
Phase diagrams in condensed-matter physics are often very complex. The development of methods that can identify distinct phases without any prior knowledge is, therefore, of great interest. In this study, we applied unsupervised machine learning methods to find phase boundaries in the Falicov-Kimball model, using principal component analysis and the prediction-based method. We showed that both methods can distinguish the ordered from the disordered phase. Moreover, these methods are able to distinguish the weakly localized phase from the Anderson insulator phase, which both exist within the disordered phase. Keywords: prediction-based method, principal component analysis, Falicov-Kimball model, unsupervised phase classification, Machine Learning
We apply unsupervised machine learning techniques, mainly principal component analysis (PCA), to compare and contrast the phase behavior and phase transitions in several classical spin models-the square- and triangular-lattice Ising models, the Blume-Capel model, a highly degenerate biquadratic-exchange spin-1 Ising (BSI) model, and the two-dimensional XY model-and we examine critically what machine learning is teaching us. We find that quantified principal components from PCA not only allow the exploration of different phases and symmetry-breaking, but they can distinguish phase-transition types and locate critical points. We show that the corresponding weight vectors have a clear physical interpretation, which is particularly interesting in the frustrated models such as the triangular antiferromagnet, where they can point to incipient orders. Unlike the other well-studied models, the properties of the BSI model are less well known. Using both PCA and conventional Monte Carlo analysis, we demonstrate that the BSI model shows an absence of phase transition and macroscopic ground-state degeneracy. The failure to capture the "charge" correlations (vorticity) in the BSI model (XY model) from raw spin configurations points to some of the limitations of PCA. Finally, we employ a nonlinear unsupervised machine learning procedure, the "autoencoder method," and we demonstrate that it too can be trained to capture phase transitions and critical points.
In recent years Machine Learning has proved to be successful in many technological applications and scientific tasks, such as image and speech recognition, natural language
understanding and more. In this work we apply both supervised and unsupervised Machine Learning to three key problems in statistical physics: design of Hamiltonian from data,
phase recognition and study of critical properties of a system undergoing phase transition.
As an example of model design, we use a dataset with spin configurations and corresponding energies randomly sampled from a one dimensional Ising model. We then make two
guesses for the correct Hamiltonian: the former involving interactions of spins with an external local field, the latter involving two body interactions among spins.
The coupling constants are determined with a linear penalized regression, comparing the effects of L1 and L2 penalization terms of the cost function. We pay specific attention
to the problem of overfitting and to the validation process, which is critical for accepting or rejecting the proposed model.
The phase recognition problem is faced with the two dimensional Ising and XY models as examples. After showing the limits of a simple softmax regression for this task,
we build suitable neural networks to overcome these limits. In particular, a feed forward network is built and the learning process is investigated for the Ising model;
while a more sophisticated convolutional network is proposed for the XY model in order to detect local topological structures.
The last part of the work is dedicated to the unsupervised study of phase transitions, and the determination of critical properties (order parameter, critical
temperature, critical exponents). The discussed techniques are Principal Component Analysis (PCA) for dimensional reduction and K-means clustering for organizing data into
subsets with specific properties. PCA is applied to the two dimensional Ising, Potts and XY models, and it is used to find suitable order parameters. The study of the
proposed order parameter as a function of temperature provides evidence of phase transition, and a finite size scaling allows to extrapolate both the critical temperature
in the thermodynamic limit, and the ν critical exponent for the correlation length. K-means clustering is applied to equilibrium configurations of the two dimensional
Ising model, before and after the dimensional reduction, and the critical temperature is estimated. Moreover, a clustering of relaxation curves of magnetization in a
Monte Carlo dynamics is used to build a phase diagram on the parameter space of temperature and magnetic field.
A synergy of C++, Python and Wolfram Mathematica 12.0 is used throughout this work in order to sample input datasets and to build and control customized neural networks
and learning tools. The most relevant codes are provided in the appendix.
The identification and characterization of phase transitions is one of the oldest and most central problems in condensed matter physics, traditionally approached through order parameters, free-energy expansions, renormalization-group analysis, and direct numerical simulation. Over the past decade, machine learning (ML) has emerged as a complementary and, in some regimes, transformative methodology for this task. Supervised classifiers can learn to distinguish phases directly from raw configurations without an a priori order parameter; unsupervised and self-supervised techniques such as principal component analysis, autoencoders, and learning-by-confusion can locate transition points with minimal or no labeled data; and generative and variational architectures, including neural-network quantum states, now approximate ground-state wavefunctions of strongly correlated systems well beyond the reach of exact diagonalization. This paper reviews the theoretical foundations of phase transitions relevant to machine-learning applications, surveys the principal families of algorithms used to detect and classify phases, and examines their application across classical spin systems, percolation, topological and quantum phases, strongly correlated electron systems, and experimentally measured spectroscopic data. Representative case studies are discussed, including convolutional and graph-neural-network classifiers of lattice configurations, explainable-ML detection of thermodynamic transitions in photoemission spectra, and deep-learning-guided discovery of high-temperature superconductors. The review closes with a critical discussion of persistent challenges interpretability, data scarcity in correlated-electron experiments, generalization across Hamiltonians, and the reliability of learned order parameters near criticality and outlines directions for future research, including physics-informed architectures, uncertainty quantification, and closed-loop integration with autonomous experimentation.
We investigate phase transitions in the two-dimensional Ising model with competing nearest-neighbor (NN) and next-nearest-neighbor (NNN) interactions, where the NNN coupling generates a degenerate superantiferromagnetic (SAF) ground state, by combining machine-learning methods with Monte Carlo simulations and finite-size scaling (FSS). Going beyond earlier studies, we show that unsupervised learning can recover order-parameter and Binder cumulant analogs that obey FSS. Principal component analysis (PCA) reveals the two-component structure of the SAF order parameter, and k-means clustering is used to visualize qualitative differences between ordered and disordered configurations in the principal-component space. A fully connected neural network (FCNN), trained without prior knowledge of the order parameter or the critical temperature, learns the strength of SAF stripe ordering and uses it as the internal feature for phase classification. FSS of thermodynamic observables, the PCA-derived quantity, and the FCNN output yields consistent estimates of the critical temperature and correlation-length exponent. These results demonstrate that machine learning can decode ordering patterns, extract meaningful order-parameter analogs, and reproduce critical behavior in frustrated Ising systems.
Abstract Machine learning techniques have been widely used in the study of strongly correlated systems in recent years. Here, we review some applications to classical and quantum many-body systems and present results from an unsupervised machine learning technique, the principal component analysis, employed to identify the finite-temperature phase transition of the three-dimensional Fermi-Hubbard model to the antiferromagnetically ordered state. We find that this linear method can capture the phase transition as well as other more complicated and nonlinear counterparts.