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Limit theorems for quantum trajectories and analyticity of the pressure by quasi-compactness of Markov operators

Arnaud Hautecoeur

Published Oct 9, 2025• 0 citations
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Abstract

This thesis investigates limit theorems for quantum trajectories and the analyticity of the pressure function for random matrix products.Quantum trajectories are Markov chains that model the state of a quantum system undergoing repeated indirect measurements. The long-term behavior of these Markov chains is studied through the spectral properties of the associated Markov operator. More precisely, we show that this operator is quasi-compact, which implies the existence of a spectral gap. By analytically perturbing this operator, the quasi-compactness property is preserved, allowing us to derive a central limit theorem, Berry–Esseen bounds, and a large deviation principle.We also show in this thesis that the pressure function for matrix products is analytic under suitable contractivity and irreducibility conditions. This analysis also relies on the quasi-compactness of certain Markov operators. In addition, we establish a variational principle for the pressure.The thesis contains three introductory chapters. The first discusses quasi-compactness; the second introduces the formalism of quantum trajectories and their connection to matrix products; and the third provides elements of statistical mechanics to introduce the notion of pressure. Chapter 4 presents the limit theorems obtained for quantum trajectories, and Chapter 5 contains the proof of the analyticity of the pressure.

DOI
10.70675/e24c367bz427ez4daez8d71zdb51a97cda67

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Limit theorems for quantum trajectories and analyticity of the pressure by quasi-compactness of Markov operators

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This thesis investigates limit theorems for quantum trajectories and the analyticity of the pressure function for random matrix products.Quantum trajectories are Markov chains that model the state of a quantum system undergoing repeated indirect measurements. The long-term behavior of these Markov chains is studied through the spectral properties of the associated Markov operator. More precisely, we show that this operator is quasi-compact, which implies the existence of a spectral gap. By analytically perturbing this operator, the quasi-compactness property is preserved, allowing us to derive a central limit theorem, Berry–Esseen bounds, and a large deviation principle.We also show in this thesis that the pressure function for matrix products is analytic under suitable contractivity and irreducibility conditions. This analysis also relies on the quasi-compactness of certain Markov operators. In addition, we establish a variational principle for the pressure.The thesis contains three introductory chapters. The first discusses quasi-compactness; the second introduces the formalism of quantum trajectories and their connection to matrix products; and the third provides elements of statistical mechanics to introduce the notion of pressure. Chapter 4 presents the limit theorems obtained for quantum trajectories, and Chapter 5 contains the proof of the analyticity of the pressure.
Théorèmes limite pour trajectoires quantiques et analyticité de la pression via la quasi-compacité d'opérateurs de Markov Cette thèse étudie les théorèmes limite pour les trajectoires quantiques et l'analyticité de la fonction pression pour des produits aléatoires de matrice.Les trajectoires quantiques sont des chaînes de Markov modélisant l'état d'un système quantique soumis à des mesures indirectes répétées. On étudie le comportement long de ces chaînes de Markov en étudiant les propriétés spectrales de l'opérateur de Markov associé. Plus précisément, on montre que celui-ci est quasi-compact, ce qui implique l'existence d'un trou spectral. En perturbant analytiquement cet opérateur, la propriété de quasi-compacité est conservée ce qui permet d'obtenir un théorème central limite, des bornes de Berry-Eessen et un principe de grande déviation.Nous montrons également dans cette thèse que la fonction pression pour un produit de matrices est analytique sous des conditions de contractivité et d'irréductibilité. L'étude s'appuie à nouveau sur la quasi-compacité d'opérateurs de Markov. Nous montrons également un principe variationnel pour la pression.La thèse possède trois chapitres introductifs. Le premier porte sur la quasi-compacité, le second introduit le formalisme des trajectoires quantiques et leur lien avec les produits de matrice et le troisième introduit des éléments de mécanique statistique pour inroduire la pression. Le chapitre 4 a pour but de présenter les théorèmes limite obtenus pour les trajectoires quantiques et le chapitre 5 la preuve de l'analyticité de la pression.
Quantum trajectories are Markov processes modeling the evolution of a quantum system subjected to repeated independent measurements. Under purification and irreducibility assumptions, these Markov processes admit a unique invariant measure - see Benoist et al. Probab. Theory Relat. Fields 2019. In this article we prove, finer limit theorems such as Law of Large Numbers (LLN), Functional Central Limit Theorem, Law of Iterated Logarithm and Moderate Deviation Principle. The proof of the LLN is based on Birkhoff's ergodic theorem and an analysis of harmonic functions. The other theorems are proved using martingale approximation of empirical sums.
Open Quantum Random Walks, as developed in \cite{APSS}, are a quantum generalization of Markov chains on finite graphs or on lattices. These random walks are typically quantum in their behavior, step by step, but they seem to show up a rather classical asymptotic behavior, as opposed to the quantum random walks usually considered in Quantum Information Theory (such as the well-known Hadamard random walk). Typically, in the case of Open Quantum Random Walks on lattices, their distribution seems to always converge to a Gaussian distribution or a mixture of Gaussian distributions. In the case of nearest neighbors homogeneous Open Quantum Random Walks on $\ZZ^d$ we prove such a Central Limit Theorem, in the case where only one Gaussian distribution appears in the limit. Through the quantum trajectory point of view on quantum master equations, we transform the problem into studying a certain functional of a Markov chain on $\ZZ^d$ times the Banach space of quantum states. The main difficulty is that we know nothing about the invariant measures of this Markov chain, even their existence. Surprisingly enough, we are able to produce a Central Limit Theorem with explicit drift and explicit covariance matrix. The interesting point which appears with our construction and result is that it applies actually to a wider setup: it provides a Central Limit Theorem for the sequence of recordings of the quantum trajectories associated to any completely positive map. This is what we show and develop as an application of our result. In a second step we are able to extend our Central Limit Theorem to the case of several asymptotic Gaussians, in the case where the operator coefficients of the quantum walk are block-diagonal in a common basis.
Quantum trajectories are Markov chains modeling quantum systems subjected to repeated indirect measurements. Their stationary regime depends on what observables are measured on the probes used to indirectly measure the system. In this article we explore the properties of quantum trajectories when the choice of probe observable is randomized. The randomization induces some regularization of the quantum trajectories. We show that non-singular randomization ensures that quantum trajectories purify and therefore accept a unique invariant probability measure. We furthermore study the regularity of that invariant measure. In that endeavour, we introduce a new notion of ergodicity for quantum channels, which we call multiplicative primitivity. It is a priory stronger than primitivity but weaker than positivity improving. Finally, we compute some invariant measures for canonical quantum channels and explore the limits of our assumptions with several examples.
Open Quantum Random Walks are the exact quantum generalization of Markov chains on finite graphs or on nets. These random walks are typically quantum in their behavior, step by step, but they seem to show up a rather classical asymptotic behavior, as opposed to the quantum random walks usually considered in Quantum Information Theory (such as the well-known Hadamard random walk). Typically, in the case of Open Quantum Random Walks on nets, their distribution seems to always converges to a Gaussian distribution or a mixture of Gaussian distributions. In the case of nearest neighbors homogeneous Open Quantum Random Walks on Z^d we prove such a Central Limit Theorem, in the case where only one Gaussian distribution appears in the limit. Through the quantum trajectory point of view on quantum master equations, we transform the problem into studying a certain functional of a Markov chain on Z^d times the Banach space of quantum states. The main difficulty is that we know nothing about the invariant measures of this Markov chain, even their existence. Surprisingly enough, we are able to produce a Central Limit Theorem with explicit drift and explicit covariance matrix. In a second step we are able to extend our Central Limit Theorem to the case of several asymptotic Gaussians, in the case where the operator coefficients of the quantum walk are block-diagonal in a common basis.
This thesis is the fruit of investigations on the extension of ideas of Markov chain mixing to the quantum setting, and its application to problems of dissipative engineering. A Markov chain describes a statistical process where the probability of future events depends only on the state of the system at the present point in time, but not on the history of events. Very many important processes in nature are of this type, therefore a good understanding of their behavior has turned out to be very fruitful for science. Markov chains always have a non-empty set of limiting distributions (stationary states). The aim of Markov chain mixing is to obtain (upper and/or lower) bounds on the number of steps it takes for the Markov chain to reach a stationary state. The natural quantum extensions of these notions are density matrices and quantum channels. We set out to develop a general mathematical framework for studying quantum Markov chain mixing. We introduce two new distance measures into the quantum setting; the quantum χ2divergence and Hilbert’s projective metric. The quantum χ2 divergence allows us to extend the class of functional techniques called Poincare inequalities to the quantum setting. In the process, we identify the appropriate framework for discussing notions such as detailed balance and χ2-mixing: monotone Riemannian metrics on matrix spaces. This insight allows us to characterize the connection between spectral properties of a (primitive) quantum channel and its mixing time. Within the same framework we also derive a restricted quantum version of the celebrated conductance bound (Cheeger’s inequality). We then consider Hilbert’s projective metric a well known tool in Perron-Frobenius theory in the context of quantum information theory. As a classic tool for analyzing convergence of positive maps on cones, Hilbert’s projective metric is especially good at providing existence proofs of maps between two spaces (or cones). We relate this measure to distinguishability measures on restricted cones of operators, and analyze the observable loss of information after the application of a quantum channel under a restrict set of measurements. Various notions of contractivity of quantum channels are revealed through Hilbert’s metric. Still on the topic of quantum Markov chains, we introduce the notion of cutoff phenomenon to the quantum setting. The cutoff phenomenon describes the situation when a Markov chain does not converge for a potentially long time, and then at a specific point in time abruptly converges to equilibrium. In the thermodynamic limit, the convergence profile will then look like a step function. We show that this type of convergence behavior occurs, as measured in trace-norm, when a system is subject to a product channel, and the noise on each product is modeled by a one-parameter semigroup of quantum channels. Finally, we consider three independent tasks of dissipative engineering. The first task, which is aimed at experimental realization in the near future, consists in dissipatively