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Unitarity and Reality of the Quantum State: A New ψ-Ontology Theorem without Assumptions

Gao, Shan

Published May 13, 2025• 0 citations
OpenAlex

Abstract

We present a new psi-ontology theorem demonstrating that the quantum wave function is ontic (real) rather than epistemic (representing knowledge) in single-world unitary quantum theories (SUQTs). By leveraging a protocol of repeated reversible measurements on a single quantum system, we show that any two distinct quantum states produce different statistical distributions of (erased) measurement outcomes. This theoretical distinguishability implies that different quantum states correspond to different physical realities, supporting the ontic nature of the quantum state. Unlike previous psi-ontology theorems, such as the Pusey-Barrett-Rudolph theorem, our proof relies solely on the unitary evolution and Born rule of SUQTs, without additional assumptions like preparation independence. This strengthens its implications for quantum foundations, particularly in restricting non-psi-ontic interpretations like QBism without assuming an underlying ontic state and its dynamics. The theorem applies to any pair of distinct states in a finite-dimensional Hilbert space, with extensions to infinite-dimensional systems, offering a robust and general argument for the reality of the quantum state.

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No-Go Theorems for ψ -Epistemic Models Based on a Continuity Assumption

Manas K. Patra, Stefano Pironio, Serge Massar

The quantum state ψ is a mathematical object used to determine the probabilities of different outcomes when measuring a physical system. Its fundamental nature has been the subject of discussions since the inception of quantum theory. Is it ontic, that is, does it correspond to a real property of the physical system? Or is it epistemic, that is, does it merely represent our knowledge about the system? Assuming a natural continuity assumption and a weak separability assumption, we show here that epistemic interpretations of the quantum state are in contradiction with quantum theory. Our argument is different from the recent proof of Pusey, Barrett, and Rudolph and it already yields a nontrivial constraint on ψ-epistemic models using a single copy of the system in question.

arXiv:1211.1179•Physical Review Letters•Aug 26, 2013•49 citations
We present a new psi-ontology theorem demonstrating that the quantum wave function is ontic (real) rather than epistemic (representing knowledge) in single-world unitary quantum theories (SUQTs). By leveraging a protocol of repeated reversible measurements on a single quantum system, we show that any two distinct quantum states produce different statistical distributions of (erased) measurement outcomes. This theoretical distinguishability implies that different quantum states correspond to different physical realities, supporting the ontic nature of the quantum state. Unlike previous psi-ontology theorems, such as the Pusey-Barrett-Rudolph theorem, our proof relies solely on the unitary evolution and Born rule of SUQTs, without additional assumptions like preparation independence. This strengthens its implications for quantum foundations, particularly in restricting non-psi-ontic interpretations like QBism without assuming an underlying ontic state and its dynamics. The theorem applies to any pair of distinct states in a finite-dimensional Hilbert space, with extensions to infinite-dimensional systems, offering a robust and general argument for the reality of the quantum state.
Ontological models of quantum theory seek to realize quantum theory as a statistical theory over underlying degrees of freedom, whose measurement statistics are described by classical probability theory. Harrigan and Spekkens (2010) proposed a distinction between ontological models in which pure quantum states represent states of reality (ψ-ontic) or knowledge about reality (ψ-epistemic) depending on whether their associated probability distributions overlap, subsequently formalized into measure-theoretic form by Leifer (2014). In this thesis, I examine whether this ψ-ontic/epistemic distinction truly captures the intended difference between ontic and epistemic conceptions of pure states. I consider some mathematical alternatives relating to different notions of non-overlap between probability measures and compare them. I discuss the implications of these results for quantum ontology theorems – theorems that rule out ψ-epistemic readings of pure states under certain assumptions about the ontological model – such as the Pusey-Barrett-Rudolph Theorem (2012).
The ontological model framework provides a rigorous approach to address the question of whether the quantum state is ontic or epistemic. When considering only conventional projective measurements, auxiliary assumptions are always needed to prove the reality of the quantum state in the framework. For example, the Pusey-Barrett-Rudolph theorem is based on an additional preparation independence assumption. In this paper, we give a new proof of psi-ontology in terms of protective measurements in the ontological model framework. It is argued that the proof needs not rely on auxiliary assumptions, and also applies to deterministic theories such as the de Broglie-Bohm theory. In addition, we give a simpler argument for psi-ontology beyond the framework, which is only based on protective measurements and a weaker criterion of reality. The argument may be also appealing for those people who favor an anti-realist view of quantum mechanics.
Towards the end of 2011, Pusey, Barrett and Rudolph derived a theorem that aimed to show that the quantum state must be ontic (a state of reality) in a broad class of realist approaches to quantum theory. This result attracted a lot of attention and controversy. The aim of this review article is to review the background to the Pusey–Barrett–Rudolph Theorem, to provide a clear presentation of the theorem itself, and to review related work that has appeared since the publication of the Pusey–Barrett–Rudolph paper. In particular, this review: Explains what it means for the quantum state to be ontic or epistemic (a state of knowledge); Reviews arguments for and against an ontic interpretation of the quantum state as they existed prior to the Pusey–Barrett–Rudolph Theorem; Explains why proving the reality of the quantum state is a very strong constraint on realist theories in that it would imply many of the known no-go theorems, such as Bell's Theorem and the need for an exponentially large ontic state space; Provides a comprehensive presentation of the Pusey–Barrett–Rudolph Theorem itself, along with subsequent improvements and criticisms of its assumptions; Reviews two other arguments for the reality of the quantum state: the first due to Hardy and the second due to Colbeck and Renner, and explains why their assumptions are less compelling than those of the Pusey–Barrett–Rudolph Theorem; Reviews subsequent work aimed at ruling out stronger notions of what it means for the quantum state to be epistemic and points out open questions in this area. The overall aim is not only to provide the background needed for the novice in this area to understand the current status, but also to discuss often overlooked subtleties that should be of interest to the experts. Quanta 2014; 3: 67–155.
Ψ-epistemic models of quantum mechanics imply that the quantum state does not correspond to physical reality, but instead reflects the observer's knowledge of the underlying quantum system. The epistemic view of the quantum state has the potential to shed light on several foundational problems of quantum theory and has attracted considerable attention in the literature. On the other hand, the Pusey-Barrett-Rudolph theorem demonstrated that broad classes of ψ-epistemic models must lead to predictions that deviate from those of quantum mechanics. Although the original theorem involved entangled joint measurements on composite systems, alternative no-go theorems involving measurements on single quantum systems were developed shortly thereafter. Experimental investigations of the deviations predicted by ψ-epistemic models from quantum mechanics are still ongoing. So far, such tests have been performed within the framework of non-relativistic quantum mechanics and predominantly rely on quantum information based measurement procedures. In this work, we show that ψ-epistemic models can give rise to deviations from standard quantum field-theoretic predictions through modifications of polarized scattering cross sections and decay widths. Our results do not require a relativistic formulation of ontological models or of the Harrigan-Spekkens criterion; the essential assumption is merely that measurements implemented through relativistic processes can still be represented within the ontological framework by well-defined response functions and probabilities. The present work constitutes a proof-of-principle study demonstrating that particle physics tests of the ontological status of the quantum state are possible and that ψ-epistemic models may exhibit experimentally distinguishable signatures in particle phenomenology.
The Pusey-Barrett-Rudolph (PBR) no-go theorem provides an argument for the reality of the quantum state by ruling out $\ensuremath{\psi}$-epistemic ontological theories, in which the quantum state is of a statistical nature. It applies under an assumption of preparation independence, the validity of which has been subject to debate. We propose two plausible and less restrictive alternatives: a weaker notion allowing for classical correlations, and an even weaker, physically motivated notion of independence, which merely prohibits the possibility of superluminal causal influences in the preparation process. The latter is a minimal requirement for enabling a reasonable treatment of subsystems in any theory. It is demonstrated by means of an explicit $\ensuremath{\psi}$-epistemic ontological model that the argument of PBR becomes invalid under the alternative notions of independence. As an intermediate step, we recover a result which is valid in the presence of classical correlations. Finally, we obtain a theorem which holds under the minimal requirement, approximating the result of PBR. For this, we consider experiments involving randomly sampled preparations and derive bounds on the degree of $\ensuremath{\psi}$ epistemicity that is consistent with the quantum-mechanical predictions. The approximation is exact in the limit as the sample space of preparations becomes infinite.
The quantum state ψ is a mathematical object used to determine the probabilities of different outcomes when measuring a physical system. Its fundamental nature has been the subject of discussions since the inception of quantum theory. Is it ontic, that is, does it correspond to a real property of the physical system? Or is it epistemic, that is, does it merely represent our knowledge about the system? Assuming a natural continuity assumption and a weak separability assumption, we show here that epistemic interpretations of the quantum state are in contradiction with quantum theory. Our argument is different from the recent proof of Pusey, Barrett, and Rudolph and it already yields a nontrivial constraint on ψ-epistemic models using a single copy of the system in question.