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Reality of the quantum state: A new proof in terms of protective measurements

Shan Gao

Published Dec 18, 2015• 0 citations
OpenAlex

Abstract

The ontological model framework provides a rigorous approach to address the question of whether the quantum state is ontic or epistemic. When considering only conventional projective measurements, auxiliary assumptions are always needed to prove the reality of the quantum state in the framework. For example, the Pusey-Barrett-Rudolph theorem is based on an additional preparation independence assumption. In this paper, we give a new proof of psi-ontology in terms of protective measurements in the ontological model framework. It is argued that the proof needs not rely on auxiliary assumptions, and also applies to deterministic theories such as the de Broglie-Bohm theory. In addition, we give a simpler argument for psi-ontology beyond the framework, which is only based on protective measurements and a weaker criterion of reality. The argument may be also appealing for those people who favor an anti-realist view of quantum mechanics.

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The Pusey-Barrett-Rudolph (PBR) no-go theorem provides an argument for the reality of the quantum state by ruling out $\ensuremath{\psi}$-epistemic ontological theories, in which the quantum state is of a statistical nature. It applies under an assumption of preparation independence, the validity of which has been subject to debate. We propose two plausible and less restrictive alternatives: a weaker notion allowing for classical correlations, and an even weaker, physically motivated notion of independence, which merely prohibits the possibility of superluminal causal influences in the preparation process. The latter is a minimal requirement for enabling a reasonable treatment of subsystems in any theory. It is demonstrated by means of an explicit $\ensuremath{\psi}$-epistemic ontological model that the argument of PBR becomes invalid under the alternative notions of independence. As an intermediate step, we recover a result which is valid in the presence of classical correlations. Finally, we obtain a theorem which holds under the minimal requirement, approximating the result of PBR. For this, we consider experiments involving randomly sampled preparations and derive bounds on the degree of $\ensuremath{\psi}$ epistemicity that is consistent with the quantum-mechanical predictions. The approximation is exact in the limit as the sample space of preparations becomes infinite.

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A PBR-like argument for psi-ontology in terms of protective measurements

Shan Gao

The ontological status of the wave function in quantum mechanics has been analyzed in the context of conventional projective measurements. These analyses are usually based on some nontrivial assumptions, e.g. a preparation independence assumption is needed to prove the PBR theorem. In this paper, we give a PBR-like argument for psi-ontology in terms of protective measurements, by which one can directly measure the expectation values of observables on a single quantum system. The proof does not resort to nontrivial assumptions such as preparation independence assumption.

•Nov 23, 2014•0 citations
The ontological model framework provides a rigorous approach to address the question of whether the quantum state is ontic or epistemic. When considering only conventional projective measurements, auxiliary assumptions are always needed to prove the reality of the quantum state in the framework. For example, the Pusey-Barrett-Rudolph theorem is based on an additional preparation independence assumption. In this paper, we give a new proof of psi-ontology in terms of protective measurements in the ontological model framework. It is argued that the proof needs not rely on auxiliary assumptions, and also applies to deterministic theories such as the de Broglie-Bohm theory. In addition, we give a simpler argument for psi-ontology beyond the framework, which is only based on protective measurements and a weaker criterion of reality. The argument may be also appealing for those people who favor an anti-realist view of quantum mechanics.
The Pusey-Barrett-Rudolph (PBR) no-go theorem provides an argument for the reality of the quantum state by ruling out $\ensuremath{\psi}$-epistemic ontological theories, in which the quantum state is of a statistical nature. It applies under an assumption of preparation independence, the validity of which has been subject to debate. We propose two plausible and less restrictive alternatives: a weaker notion allowing for classical correlations, and an even weaker, physically motivated notion of independence, which merely prohibits the possibility of superluminal causal influences in the preparation process. The latter is a minimal requirement for enabling a reasonable treatment of subsystems in any theory. It is demonstrated by means of an explicit $\ensuremath{\psi}$-epistemic ontological model that the argument of PBR becomes invalid under the alternative notions of independence. As an intermediate step, we recover a result which is valid in the presence of classical correlations. Finally, we obtain a theorem which holds under the minimal requirement, approximating the result of PBR. For this, we consider experiments involving randomly sampled preparations and derive bounds on the degree of $\ensuremath{\psi}$ epistemicity that is consistent with the quantum-mechanical predictions. The approximation is exact in the limit as the sample space of preparations becomes infinite.
Towards the end of 2011, Pusey, Barrett and Rudolph derived a theorem that aimed to show that the quantum state must be ontic (a state of reality) in a broad class of realist approaches to quantum theory. This result attracted a lot of attention and controversy. The aim of this review article is to review the background to the Pusey–Barrett–Rudolph Theorem, to provide a clear presentation of the theorem itself, and to review related work that has appeared since the publication of the Pusey–Barrett–Rudolph paper. In particular, this review: Explains what it means for the quantum state to be ontic or epistemic (a state of knowledge); Reviews arguments for and against an ontic interpretation of the quantum state as they existed prior to the Pusey–Barrett–Rudolph Theorem; Explains why proving the reality of the quantum state is a very strong constraint on realist theories in that it would imply many of the known no-go theorems, such as Bell's Theorem and the need for an exponentially large ontic state space; Provides a comprehensive presentation of the Pusey–Barrett–Rudolph Theorem itself, along with subsequent improvements and criticisms of its assumptions; Reviews two other arguments for the reality of the quantum state: the first due to Hardy and the second due to Colbeck and Renner, and explains why their assumptions are less compelling than those of the Pusey–Barrett–Rudolph Theorem; Reviews subsequent work aimed at ruling out stronger notions of what it means for the quantum state to be epistemic and points out open questions in this area. The overall aim is not only to provide the background needed for the novice in this area to understand the current status, but also to discuss often overlooked subtleties that should be of interest to the experts. Quanta 2014; 3: 67–155.
We present a new psi-ontology theorem demonstrating that the quantum wave function is ontic (real) rather than epistemic (representing knowledge) in single-world unitary quantum theories (SUQTs). By leveraging a protocol of repeated reversible measurements on a single quantum system, we show that any two distinct quantum states produce different statistical distributions of (erased) measurement outcomes. This theoretical distinguishability implies that different quantum states correspond to different physical realities, supporting the ontic nature of the quantum state. Unlike previous psi-ontology theorems, such as the Pusey-Barrett-Rudolph theorem, our proof relies solely on the unitary evolution and Born rule of SUQTs, without additional assumptions like preparation independence. This strengthens its implications for quantum foundations, particularly in restricting non-psi-ontic interpretations like QBism without assuming an underlying ontic state and its dynamics. The theorem applies to any pair of distinct states in a finite-dimensional Hilbert space, with extensions to infinite-dimensional systems, offering a robust and general argument for the reality of the quantum state.
Ontological models of quantum theory seek to realize quantum theory as a statistical theory over underlying degrees of freedom, whose measurement statistics are described by classical probability theory. Harrigan and Spekkens (2010) proposed a distinction between ontological models in which pure quantum states represent states of reality (ψ-ontic) or knowledge about reality (ψ-epistemic) depending on whether their associated probability distributions overlap, subsequently formalized into measure-theoretic form by Leifer (2014). In this thesis, I examine whether this ψ-ontic/epistemic distinction truly captures the intended difference between ontic and epistemic conceptions of pure states. I consider some mathematical alternatives relating to different notions of non-overlap between probability measures and compare them. I discuss the implications of these results for quantum ontology theorems – theorems that rule out ψ-epistemic readings of pure states under certain assumptions about the ontological model – such as the Pusey-Barrett-Rudolph Theorem (2012).
It has been debated whether protective measurement implies the reality of the wave function. In this article, I present a new analysis of the relationship between protective measurements and the reality of the wave function. First, I briefly introduce protective measurements and the ontological models framework for them. Second, I give a simple proof of Hardy’s theorem in terms of protective measurements. Third, I analyse two suggested ψ-epistemic models of a protective measurement. It is shown that although these models can explain the appearance of expectation values of observables in a single measurement, their predictions about the variance of the result of a non-ideal protective measurement are different from those of quantum mechanics. Finally, I argue that under an auxiliary finiteness assumption about the dynamics of the ontic state, protective measurement implies the reality of the wave function in the ontological models framework.
The ontological status of the wave function in quantum mechanics has been analyzed in the context of conventional projective measurements. These analyses are usually based on some nontrivial assumptions, e.g. a preparation independence assumption is needed to prove the PBR theorem. In this paper, we give a PBR-like argument for psi-ontology in terms of protective measurements, by which one can directly measure the expectation values of observables on a single quantum system. The proof does not resort to nontrivial assumptions such as preparation independence assumption.