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Semantic Perspective on Idealization in Quantum Mechanics

Steven French, James Ladyman

Published Jan 1, 1998• 31 citations
Publisher

Abstract

We present an account of idealization in quantum mechanics from the perspective of the semantic approach to theories. Using the notions of “partial structures” and “partial isomorphism” we reject the dichotomy between the “theoretical” and the “phenomenological” defended by Cartwright, for example, and defend a unitary account of theories and models which offers a framework for understanding how the models of quantum mechanics relate to systems in the world. As a case study we take the calculation of atomic structure by means of the self-consistent field approach and our general conclusion is that, contrary to the claims of recent commentators, the models of quantum chemistry count as “quantum mechanical” on the twin grounds that they can be related via partial isomorphisms to models satisfying Schrödinger's equation and that they incorporate Pauli's Exclusion Principle.

DOI
10.1163/9789004457638_005

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Abstract Philosophers have claimed that: (a) Born–Oppenheimer approximation methods for solving molecular Schrödinger equations violate the Heisenberg uncertainty relations; therefore, (b) ‘quantum chemistry’ is not fully quantum; and (c) therefore chemistry does not reduce to physics. This paper analyses the reasoning behind Born–Oppenheimer methods and shows that they are internally consistent and fully quantum mechanical, contrary to (a)–(c). Our analysis addresses important issues of mathematical rigour, physical idealization, reduction, and classicality in the quantum theory of molecules, and we propose an agenda for the philosophy of quantum chemistry more grounded in scientific practice.

arXiv:2411.01942•Philosophy of Science•Apr 22, 2026•2 citations

Derivation of the Schrödinger Equation from Ontological Field Theory

Guillermo C. Barraza

This article is the second part of a three-paper sequence developing Ontological Field Theory (OFT) as a unified framework grounding quantum mechanics in foundational ontological principles. The trilogy is structured as follows: Part I — Conceptual Necessity:Why Quantum Mechanics Is Inevitable: Ontological Continuity and the Necessity of Quantum Dynamics establishes that quantum mechanics follows necessarily from minimal requirements on coherent being, independently of specific physical postulates. Part II — Technical Realization:Derivation of the Schrödinger Equation from Ontological Field Theory provides the explicit field-theoretic derivation showing how the Schrödinger equation emerges as the non-relativistic limit of a covariant ontological field. Part III — Critical Context:Why Classical Physics Is an Approximation: Decoherence, Coarse-Graining, and the Limits of Determinism explains why classical determinism and trajectories arise only as emergent, approximate descriptions of fundamentally quantum and relational dynamics. Each article is logically self-contained, but the full argument is distributed across the three contributions. The conceptual analysis motivates the mathematics; the mathematics grounds the physics; and the critical examination situates classical intuition as a limiting case rather than a foundation. The papers are intended to be read as a coherent whole. We argue that quantum mechanics is not an arbitrary empirical framework but an inevitable consequence of minimal ontological requirements. Assuming only that being must exist necessarily, remain consistent, be relational, and admit self-reference, we show that classical deterministic physics is structurally insufficient. Quantum dynamics emerges as the unique low-energy realization of coherent ontological continuity. This work complements explicit field-theoretic derivations by clarifying why quantum mechanics could not have been otherwise.

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General forms of statistical mechanics with special reference to the requirements of the new quantum mechanics

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Abstract It is well known that a new form of statistical mechanics has been recently developed by Einstein for an ideal gas of structureless mass-points. This starts from a discussion by Bose of the laws of temperature radiation based on the light quantum hypothesis, and has been further analysed by Schrödinger. Yet another new form has been proposed independently by Fermi and Dirac. The latter based his theory on a discussion of lightly coupled systems with the help of Schrödinger’s equation. Combined with Heisenberg’s work on the many-body problem, Dirac’s work forces us to conclude at least that the classical form of statistical mechanics must be changed. It indicates that the true form, which satisfies the laws of the new mechanics, is almost certainly that of Fermi and Dirac, which is the natural generalization of Pauli’s principle of exclusion for electronic orbits in an atom. The work of Heisenberg and Dirac already quoted has shown that Pauli’s principle and its extension are satisfied in the new mechanics by a complete self-consistent solution of the equations of motion. So far as I am aware, the discussions of the new forms have as yet dealt only with the statistics of a gas of structureless mass-points (and, of course, temperature radiation). There has, moreover, been as yet no attempt to define the entropy (and the absolute temperature) in strict analogy with rational thermodynamics by means of the equation dQ = TdS. If another definition is preferred, then this equation must be deduced from it. It has, therefore, seemed worth while to reopen the discussion by examining ab initio a quite general form of statistical mechanics of which the classical form and instein’s and Fermi-Dirac’s are special cases. This is rendered possible by using the powerful method of complex integration already applied to the classical form. The sequence of the argument is then to take the general form, which covers a very large range of ways of assigning possibilities and counting complexions, and construct on that basis exact integral expressions for the number of complexions possible to the assembly and for the average number of systems of the assembly in their various quantum states. We then derive from these the average energies and external reactions and so the form of dQ, deduce from dQ the existence of S and so define S and T. This can be done in the general form for assemblies of ideal systems just as general as can be handled in the classical way—ideal gases of molecules of any structure and crystals and radiation. Such assemblies are in all cases thermodynamical systems.

Proceedings of the Royal Society of London Series A Containing Papers of a Mathematical and Physical Character•Dec 1, 1926•40 citations

A semantic approach to the completeness problem in quantum mechanics

Claudio Garola, Sandro Sozzo

The old Bohr–Einstein debate about the completeness of quantum mechanics (QM) was held on an ontological ground. The completeness problem becomes more tractable, however, if it is preliminarily discussed from a semantic viewpoint. Indeed every physical theory adopts, explicitly or not, a truth theory for its observative language, in terms of which the notions of semantic objectivity and semantic completeness of the physical theory can be introduced and inquired. In particular, standard QM adopts a verificationist theory of truth that implies its semantic nonobjectivity; moreover, we show in this paper that standard QM is semantically complete, which matches Bohr’s thesis. On the other hand, one of the authors has provided a Semantic Realism (or SR) interpretation of QM that adopts a Tarskian theory of truth as correspondence for the observative language of QM (which was previously mantained to be impossible); according to this interpretation QM is semantically objective, yet incomplete, which matches EPR’s thesis. Thus, standard QM and the SR interpretation of QM come to opposite conclusions. These can be reconciled within an integrationist perspective that interpretes non–Tarskian theories of truth as theories of metalinguistic concepts different from truth.

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Why Quantum Mechanics Is Inevitable: Ontological Continuity and the Necessity of Quantum Dynamics

Guillermo C. Barraza

This article is the first part of a three-part series developing Ontological Field Theory (OFT), a unified framework grounding quantum mechanics in foundational ontological principles. The trilogy is structured as follows: Part I — Conceptual Necessity:Why Quantum Mechanics Is Inevitable: Ontological Continuity and the Necessity of Quantum Dynamics establishes that quantum mechanics follows necessarily from minimal requirements on coherent being, independently of specific physical postulates. Part II — Technical Realization:Derivation of the Schrödinger Equation from Ontological Field Theory provides the explicit field-theoretic derivation showing how the Schrödinger equation emerges as the non-relativistic limit of a covariant ontological field. Part III — Critical Context:Why Classical Physics Is an Approximation: Decoherence, Coarse-Graining, and the Limits of Determinism explains why classical determinism and trajectories arise only as emergent, approximate descriptions of fundamentally quantum and relational dynamics. Each article is logically self-contained, but the full argument is distributed across the three contributions. The conceptual analysis motivates the mathematics; the mathematics grounds the physics; and the critical examination situates classical intuition as a limiting case rather than a foundation. The papers are intended to be read as a coherent whole. We argue that quantum mechanics is not an arbitrary empirical framework but an inevitable consequence of minimal ontological requirements. Assuming only that being must exist necessarily, remain consistent, be relational, and admit self-reference, we show that classical deterministic physics is structurally insufficient. Quantum dynamics emerges as the unique low-energy realization of coherent ontological continuity. This work complements explicit field-theoretic derivations by clarifying why quantum mechanics could not have been otherwise.

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A discussion on quantum non-individuality

Décio Krause, Jonas R. Becker Arenhart

In this paper we consider the notions of structure and models within the semantic approach to theories. To highlight the role of the mathematics used to build the structures which will be taken as the models of theories, we review the notion of mathematical structure and of the models of scientific theories. Then, we analyse a case-study and argue that if a certain metaphysical view of quantum objects is adopted, one seeing them as non-individuals, then there would be strong reasons to ask for a different mathematical framework for describing the structures that would be the models of the corresponding theory. In departing from the standard frameworks (those worked on within standard mathematics), we hope to bring to the scene, within the scope of the semantic approach, the importance of paying attention to some fundamental concepts usually only superficially touched by philosophers of science (if touched).

Journal of Applied Non-Classical Logics•Jun 1, 2012•6 citations
We present an account of idealization in quantum mechanics from the perspective of the semantic approach to theories. Using the notions of “partial structures” and “partial isomorphism” we reject the dichotomy between the “theoretical” and the “phenomenological” defended by Cartwright, for example, and defend a unitary account of theories and models which offers a framework for understanding how the models of quantum mechanics relate to systems in the world. As a case study we take the calculation of atomic structure by means of the self-consistent field approach and our general conclusion is that, contrary to the claims of recent commentators, the models of quantum chemistry count as “quantum mechanical” on the twin grounds that they can be related via partial isomorphisms to models satisfying Schrödinger's equation and that they incorporate Pauli's Exclusion Principle.
Abstract Philosophers have claimed that: (a) Born–Oppenheimer approximation methods for solving molecular Schrödinger equations violate the Heisenberg uncertainty relations; therefore, (b) ‘quantum chemistry’ is not fully quantum; and (c) therefore chemistry does not reduce to physics. This paper analyses the reasoning behind Born–Oppenheimer methods and shows that they are internally consistent and fully quantum mechanical, contrary to (a)–(c). Our analysis addresses important issues of mathematical rigour, physical idealization, reduction, and classicality in the quantum theory of molecules, and we propose an agenda for the philosophy of quantum chemistry more grounded in scientific practice.
This article is the second part of a three-paper sequence developing Ontological Field Theory (OFT) as a unified framework grounding quantum mechanics in foundational ontological principles. The trilogy is structured as follows: Part I — Conceptual Necessity:Why Quantum Mechanics Is Inevitable: Ontological Continuity and the Necessity of Quantum Dynamics establishes that quantum mechanics follows necessarily from minimal requirements on coherent being, independently of specific physical postulates. Part II — Technical Realization:Derivation of the Schrödinger Equation from Ontological Field Theory provides the explicit field-theoretic derivation showing how the Schrödinger equation emerges as the non-relativistic limit of a covariant ontological field. Part III — Critical Context:Why Classical Physics Is an Approximation: Decoherence, Coarse-Graining, and the Limits of Determinism explains why classical determinism and trajectories arise only as emergent, approximate descriptions of fundamentally quantum and relational dynamics. Each article is logically self-contained, but the full argument is distributed across the three contributions. The conceptual analysis motivates the mathematics; the mathematics grounds the physics; and the critical examination situates classical intuition as a limiting case rather than a foundation. The papers are intended to be read as a coherent whole. We argue that quantum mechanics is not an arbitrary empirical framework but an inevitable consequence of minimal ontological requirements. Assuming only that being must exist necessarily, remain consistent, be relational, and admit self-reference, we show that classical deterministic physics is structurally insufficient. Quantum dynamics emerges as the unique low-energy realization of coherent ontological continuity. This work complements explicit field-theoretic derivations by clarifying why quantum mechanics could not have been otherwise.
Abstract It is well known that a new form of statistical mechanics has been recently developed by Einstein for an ideal gas of structureless mass-points. This starts from a discussion by Bose of the laws of temperature radiation based on the light quantum hypothesis, and has been further analysed by Schrödinger. Yet another new form has been proposed independently by Fermi and Dirac. The latter based his theory on a discussion of lightly coupled systems with the help of Schrödinger’s equation. Combined with Heisenberg’s work on the many-body problem, Dirac’s work forces us to conclude at least that the classical form of statistical mechanics must be changed. It indicates that the true form, which satisfies the laws of the new mechanics, is almost certainly that of Fermi and Dirac, which is the natural generalization of Pauli’s principle of exclusion for electronic orbits in an atom. The work of Heisenberg and Dirac already quoted has shown that Pauli’s principle and its extension are satisfied in the new mechanics by a complete self-consistent solution of the equations of motion. So far as I am aware, the discussions of the new forms have as yet dealt only with the statistics of a gas of structureless mass-points (and, of course, temperature radiation). There has, moreover, been as yet no attempt to define the entropy (and the absolute temperature) in strict analogy with rational thermodynamics by means of the equation dQ = TdS. If another definition is preferred, then this equation must be deduced from it. It has, therefore, seemed worth while to reopen the discussion by examining ab initio a quite general form of statistical mechanics of which the classical form and instein’s and Fermi-Dirac’s are special cases. This is rendered possible by using the powerful method of complex integration already applied to the classical form. The sequence of the argument is then to take the general form, which covers a very large range of ways of assigning possibilities and counting complexions, and construct on that basis exact integral expressions for the number of complexions possible to the assembly and for the average number of systems of the assembly in their various quantum states. We then derive from these the average energies and external reactions and so the form of dQ, deduce from dQ the existence of S and so define S and T. This can be done in the general form for assemblies of ideal systems just as general as can be handled in the classical way—ideal gases of molecules of any structure and crystals and radiation. Such assemblies are in all cases thermodynamical systems.
The old Bohr–Einstein debate about the completeness of quantum mechanics (QM) was held on an ontological ground. The completeness problem becomes more tractable, however, if it is preliminarily discussed from a semantic viewpoint. Indeed every physical theory adopts, explicitly or not, a truth theory for its observative language, in terms of which the notions of semantic objectivity and semantic completeness of the physical theory can be introduced and inquired. In particular, standard QM adopts a verificationist theory of truth that implies its semantic nonobjectivity; moreover, we show in this paper that standard QM is semantically complete, which matches Bohr’s thesis. On the other hand, one of the authors has provided a Semantic Realism (or SR) interpretation of QM that adopts a Tarskian theory of truth as correspondence for the observative language of QM (which was previously mantained to be impossible); according to this interpretation QM is semantically objective, yet incomplete, which matches EPR’s thesis. Thus, standard QM and the SR interpretation of QM come to opposite conclusions. These can be reconciled within an integrationist perspective that interpretes non–Tarskian theories of truth as theories of metalinguistic concepts different from truth.
This article is the first part of a three-part series developing Ontological Field Theory (OFT), a unified framework grounding quantum mechanics in foundational ontological principles. The trilogy is structured as follows: Part I — Conceptual Necessity:Why Quantum Mechanics Is Inevitable: Ontological Continuity and the Necessity of Quantum Dynamics establishes that quantum mechanics follows necessarily from minimal requirements on coherent being, independently of specific physical postulates. Part II — Technical Realization:Derivation of the Schrödinger Equation from Ontological Field Theory provides the explicit field-theoretic derivation showing how the Schrödinger equation emerges as the non-relativistic limit of a covariant ontological field. Part III — Critical Context:Why Classical Physics Is an Approximation: Decoherence, Coarse-Graining, and the Limits of Determinism explains why classical determinism and trajectories arise only as emergent, approximate descriptions of fundamentally quantum and relational dynamics. Each article is logically self-contained, but the full argument is distributed across the three contributions. The conceptual analysis motivates the mathematics; the mathematics grounds the physics; and the critical examination situates classical intuition as a limiting case rather than a foundation. The papers are intended to be read as a coherent whole. We argue that quantum mechanics is not an arbitrary empirical framework but an inevitable consequence of minimal ontological requirements. Assuming only that being must exist necessarily, remain consistent, be relational, and admit self-reference, we show that classical deterministic physics is structurally insufficient. Quantum dynamics emerges as the unique low-energy realization of coherent ontological continuity. This work complements explicit field-theoretic derivations by clarifying why quantum mechanics could not have been otherwise.
In this paper we consider the notions of structure and models within the semantic approach to theories. To highlight the role of the mathematics used to build the structures which will be taken as the models of theories, we review the notion of mathematical structure and of the models of scientific theories. Then, we analyse a case-study and argue that if a certain metaphysical view of quantum objects is adopted, one seeing them as non-individuals, then there would be strong reasons to ask for a different mathematical framework for describing the structures that would be the models of the corresponding theory. In departing from the standard frameworks (those worked on within standard mathematics), we hope to bring to the scene, within the scope of the semantic approach, the importance of paying attention to some fundamental concepts usually only superficially touched by philosophers of science (if touched).