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Quantum Exact Response Theory Based on the Dissipation Function

Enrico Greppi, Lamberto Rondoni

Published May 15, 2025• 4 citations
Publisher

Abstract

The exact response theory based on the Dissipation Function applies to general dynamical systems and has yielded excellent results in various applications. In this article, we propose a method to apply it to quantum mechanics. In many quantum systems, it has not yet been possible to overcome the perturbative approach, and the most developed theory is the linear one. Extensions of the exact response theory developed in the field of nonequilibrium molecular dynamics could prove useful in quantum mechanics, as perturbations of small systems or far-from-equilibrium states cannot always be taken as small perturbations. Here, we introduce a quantum analogue of the classical Dissipation Function. We then derive a quantum expression for the exact calculation of time-dependent expectation values of observables, in a form analogous to that of the classical theory. We restrict our analysis to finite-dimensional Hilbert spaces, for the sake of simplicity, and we apply our method to specific examples, like qubit systems, for which exact results can be obtained by standard techniques. This way, we prove the consistency of our approach with the existing methods, where they apply. Although not required for open systems, we propose a self-adjoint version of our Dissipation Operator, obtaining a second equivalent expression of response, where the contribution of an anti-self-adjoint operator appears. We conclude by using new formalism to solve the Lindblad equations, obtaining exact results for a specific case of qubit decoherence, and suggesting possible future developments of this work.

DOI
10.3390/e27050527

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The exact response theory based on the Dissipation Function applies to general dynamical systems and has yielded excellent results in various applications. In this article, we propose a method to apply it to quantum mechanics. In many quantum systems, it has not yet been possible to overcome the perturbative approach, and the most developed theory is the linear one. Extensions of the exact response theory developed in the field of nonequilibrium molecular dynamics could prove useful in quantum mechanics, as perturbations of small systems or far-from-equilibrium states cannot always be taken as small perturbations. Here, we introduce a quantum analogue of the classical Dissipation Function. We then derive a quantum expression for the exact calculation of time-dependent expectation values of observables, in a form analogous to that of the classical theory. We restrict our analysis to finite-dimensional Hilbert spaces, for the sake of simplicity, and we apply our method to specific examples, like qubit systems, for which exact results can be obtained by standard techniques. This way, we prove the consistency of our approach with the existing methods, where they apply. Although not required for open systems, we propose a self-adjoint version of our Dissipation Operator, obtaining a second equivalent expression of response, where the contribution of an anti-self-adjoint operator appears. We conclude by using new formalism to solve the Lindblad equations, obtaining exact results for a specific case of qubit decoherence, and suggesting possible future developments of this work.
We introduce a response theory for open quantum systems within nonequilibrium steady states subject to a Hamiltonian perturbation.Working in the weak system-bath coupling regime, our results are derived within the Lindblad-Gorini-Kossakowski-Sudarshan formalism.We find that the response of the system to a small perturbation is not simply related to a correlation function within the system, unlike traditional linear response theory in closed systems or expectations from the fluctuation-dissipation theorem.In limiting cases, when the perturbation is small relative to the coupling to the surroundings or when it does not lead to a change of the eigenstructure of the system, a perturbative expansion exists where the response function is related to a sum of a system correlation functions and additional forces induced by the surroundings.Away from these limiting regimes, however, the secular approximation results in a singular response that cannot be captured within the traditional approach but can be described by reverting to a microscopic Hamiltonian description.These findings are illustrated by explicit calculations in coupled qubits and anharmonic oscillators in contact with bosonic baths at different temperatures.
The thesis comprises two major themes of quantum statistical dynamics. One is the development of quantum dissipation theory (QDT). It covers the establishment of some basic relations of quantum statistical dynamics, the construction of several nonequivalent complete second-order formulations, and the development of exact QDT. Another is related to the applications of quantum statistical dynamics to a variety of research fields. In particular, unconventional but novel theories of the electron transfer in Debye solvents, quantum transport, and quantum measurement are developed on the basis of QDT formulations. The thesis is organized as follows. In Chapter 1, we present some background knowledge in relation to the afore-mentioned two themes of this thesis. The key quantity in QDT is the reduced density operator ρ(t) ≡ trBρT(t); i.e., the partial trace of the total system and bath composite ρT(t) over the bath degrees of freedom. QDT governs the evolu-tion of reduced density operator, where the effects of bath are treated in a quantum statistical manner. In principle, the reduced density operator contains all dynam-ics information of interest. However, the conventional quantum transport theory is formulated in terms of nonequilibrium Green's function. The newly emerging field of quantum measurement in relation to quantum information and quantum computing does exploit a sort of QDT formalism. Besides the background of the relevant theoretical development, some representative experiments on molecular nanojunctions are also briefly discussed. In Chapter 2, we outline some basic (including new) relations that highlight several important issues on QDT. The content includes the background of nonequi-librium quantum statistical mechanics, the general description of the total compos-ite Hamiltonian with stochastic system-bath interaction, a novel parameterization scheme for bath correlation functions, a newly developed exact theory of driven Brownian oscillator (DBO) systems, and its closely related solvation mode trans-formation of system-bath coupling Hamiltonian in general. The exact QDT of DBO systems is also used to clarify the validity of conventional QDT formulations that involve Markovian approximation. In Chapter 3, we develop three nonequivalent but all complete second-order QDT (CS-QDT) formulations. Two of them are of the conventional prescriptions in terms of time-local dissipation and memory kernel, respectively. The third one is called the correlated driving-dissipation equations of motion (CODDE). This novel CS-QDT combines the merits of the former two for its advantages in both the application and numerical implementation aspects. Also highlighted is the importance of correlated driving-dissipation effects on the dynamics of the reduced system. In Chapter 4, we construct an exact QDT formalism via the calculus on path integrals. The new theory aims at the efficient evaluation of non-Markovian dis-sipation beyond the weak system-bath interaction regime in the presence of time-dependent external field. By adopting exponential-like expansions for bath corre-lation function, hierarchical equations of motion formalism and continued fraction Liouville-space Green's function formalism are established. The latter will soon be used together with the Dyson equation technique for an efficient evaluation of non-perturbative reduced density matrix dynamics. The interplay between system-bath interaction strength, non-Markovian property, and the required level of hierarchy is also studied with the aid of simple spin-boson systems, together with the three proposed schemes to truncate the infinite hierarchy. In Chapter 5, we develop a nonperturbative theory of electron transfer (ET) in Debye solvents. The resulting exact and analytical rate expression is constructed on the basis of the aforementioned continued fraction Liouville-space Green's func-tion formalism, together with the Dyson equation technique. Not only does it re-cover the celebrated Marcus' inversion and Kramers' turnover behaviors, the new theory also shows some distinct quantum solvation effects that can alter the ET mechanism. Moreover, the present theory predicts further for the ET reaction ther-modynamics, such as equilibrium Gibbs free-energy and entropy, some interesting solvent-dependent features that are calling for experimental verification. In Chapter 6, we discuss the constructed QDTs, in terms of their unified math-ematical structure that supports a linear dynamics space, and thus facilitates their applications to various physical problems. The involving details are exemplified with the CODDE form of QDT. As the linear space is concerned, we identify the Schrödinger versus Heisenberg picture and the forward versus backward propaga-tion of the reduced, dissipative Liouville dynamics. For applications we discuss the reduced linear response theory and the optimal control problems, in which the correlated effects of non-Markovian dissipation and field driving are shown to be important. In Chapter 7, we turn to quantum transport, i.e. electric current through molecular or mesoscopic systems under finite applied voltage. By viewing the nonequilibrium transport setup as a quantum open system, we develop a reduced-density-matrix approach to quantum transport. The resulting current is explicitly expressed in terms of the molecular reduced density matrix by tracing out the degrees of freedom of the electrodes at finite bias and temperature. We propose a conditional quantum master equation theory, which is an extension of the conven-tional (or unconditional) QDT by tracing out the well-defined bath subsets indi-vidually, instead of the entire bath degrees of freedom. Both the current and the noise spectrum can be conveniently analyzed in terms of the conditional reduced density matrix dynamics. By far, the QDT (including the conditional one) has only been exploited in a second-order form. A self-consistent Born approximation for the system-electrode coupling is further proposed to recover all existing nonlinear current-voltage behaviors including the nonequilibrium Kondo effect. Transport theory based on the exact QDT formalism will be developed in future. 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This will be carried out by reducing the many-particle (Fermion or Boson) QDT to a single-particle one by exploring, e.g. the Wick's contraction theorem. It also results in a time-dependent density func-tional theory (TDDFT) for transport through complex large-scale (e.g. molecules) systems. Primary results of the TDDFT-QDT are reported. In Chapter 10, we summary the thesis, and comment and remark on the future work on both the theoretical and application aspects of QDT.
Quantum response theory is a cornerstone of statistical physics.However, the standard Kubo formalism is restricted to isolated equilibrium systems.We here generalize Kubo's results to open quantum systems in nonequilibrium steady states.We derive three different, but equivalent, forms of the quantum response function.We discuss for each of them the role of the noncommutativity of quantum operators and introduce a steady-state extension of the Kubo transformation.We show in particular that the equilibrium response vanishes for perturbations that commute with the unperturbed Hamiltonian, while the steady-state response does not, highlighting the profound difference between the two linear response theories.
Abstract Fluctuation dissipation theorems (FDTs) connect the linear response of a physical system to a perturbation to the steady-state correlation functions. Until now, most of these theorems have been derived for finite-dimensional systems. However, many relevant physical processes are described by systems of infinite dimension in the Gaussian regime. In this work, we find a linear response theory for quantum Gaussian systems subject to time dependent Gaussian channels. In particular, we establish a FDT for the covariance matrix that connects its linear response at any time to the steady state two-time correlations. The theorem covers non-equilibrium scenarios as it does not require the steady state to be at thermal equilibrium. We further show how our results simplify the study of Gaussian systems subject to a time dependent Lindbladian master equation. Finally, we illustrate the usage of our new scheme through some examples. Due to broad generality of the Gaussian formalism, we expect our results to find an application in many physical platforms, such as opto-mechanical systems in the presence of external noise or driven quantum heat devices.
Fluctuation dissipation theorems (FDTs) connect the linear response of a physical system to a perturbation to the steady-state correlation functions. Until now, most of these theorems have been derived for finite-dimensional systems. However, many relevant physical processes are described by systems of infinite dimension in the Gaussian regime. In this work, we find a linear response theory for quantum Gaussian systems subject to time dependent Gaussian channels. In particular, we establish a FDT for the covariance matrix that connects its linear response at any time to the steady state two-time correlations. The theorem covers non-equilibrium scenarios as it does not require the steady state to be at thermal equilibrium. We further show how our results simplify the study of Gaussian systems subject to a time dependent Lindbladian master equation. Finally, we illustrate the usage of our new scheme through some examples. Due to broad generality of the Gaussian formalism, we expect our results to find an application in many physical platforms, such as opto-mechanical systems in the presence of external noise or driven quantum heat devices.
Linear response functions are a cornerstone concept in physics as they enable efficient estimation of many dynamical properties. In addition to predicting dynamics of observables under perturbations without resimulating the system, these response functions lead to electric conductivity, magnetic susceptibility, dielectric constants, etc. Estimating two-time correlation functions is a key ingredient of measuring linear response functions. However, for open quantum systems, simulating the reduced density operator with a quantum master equation only yields \emph{one-point} observables and is insufficient for this task. In this paper, we develop a memoryless, system-only formulation of two-point correlations for open quantum systems that extends the standard quantum regression theorem (QRT) beyond the Markov limit. We further incorporate the spectral property of the bath and express the time propagators in the response function as the memoryless generators in Lindblad-type forms. The resulting expressions recast the total response function into evolutions generated by time-dependent Hamiltonian and Lindblad primitives together with the more challenging propagation of commutators and anti-commutators. In addition to the derivation of the new QRT, we present quantum algorithms for these primitives and obtain an estimator for two-time correlations whose cost scales poly-logarithmically in the system dimension and 1/ε1.251/ε^{1.25}1/ε1.25 in the target accuracy εεε. The framework removes the separability (Born-Markov) assumption and offers a pathway to efficient computation of nonequilibrium properties from open quantum systems.