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arXiv:1811.12277 · Physical Review Research

Quantum response theory for nonequilibrium steady states

Michael Konopik, Eric Lutz

Published Dec 6, 2019• 17 citations
arXivHTMLPDF

Abstract

Quantum response theory is a cornerstone of statistical physics.However, the standard Kubo formalism is restricted to isolated equilibrium systems.We here generalize Kubo's results to open quantum systems in nonequilibrium steady states.We derive three different, but equivalent, forms of the quantum response function.We discuss for each of them the role of the noncommutativity of quantum operators and introduce a steady-state extension of the Kubo transformation.We show in particular that the equilibrium response vanishes for perturbations that commute with the unperturbed Hamiltonian, while the steady-state response does not, highlighting the profound difference between the two linear response theories.

DOI
10.1103/physrevresearch.1.033156

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Quantum response theory is a cornerstone of statistical physics.However, the standard Kubo formalism is restricted to isolated equilibrium systems.We here generalize Kubo's results to open quantum systems in nonequilibrium steady states.We derive three different, but equivalent, forms of the quantum response function.We discuss for each of them the role of the noncommutativity of quantum operators and introduce a steady-state extension of the Kubo transformation.We show in particular that the equilibrium response vanishes for perturbations that commute with the unperturbed Hamiltonian, while the steady-state response does not, highlighting the profound difference between the two linear response theories.
We introduce a response theory for open quantum systems within nonequilibrium steady states subject to a Hamiltonian perturbation.Working in the weak system-bath coupling regime, our results are derived within the Lindblad-Gorini-Kossakowski-Sudarshan formalism.We find that the response of the system to a small perturbation is not simply related to a correlation function within the system, unlike traditional linear response theory in closed systems or expectations from the fluctuation-dissipation theorem.In limiting cases, when the perturbation is small relative to the coupling to the surroundings or when it does not lead to a change of the eigenstructure of the system, a perturbative expansion exists where the response function is related to a sum of a system correlation functions and additional forces induced by the surroundings.Away from these limiting regimes, however, the secular approximation results in a singular response that cannot be captured within the traditional approach but can be described by reverting to a microscopic Hamiltonian description.These findings are illustrated by explicit calculations in coupled qubits and anharmonic oscillators in contact with bosonic baths at different temperatures.
The quantum derivatives of e−A, A−1 and log A, which play a basic role in quantum statistical physics, are derived and their convergence is proven for an unbounded positive operator A in a Hilbert space. Using the quantum analysis based on these quantum derivatives, a basic equation for the entropy operator in nonequilibrium systems is derived, and Zubarev's theory is extended to infinite order with respect to a perturbation. Using the first-order term of this general perturbational expansion of the entropy operator, Kubo's linear response is rederived and expressed in terms of the inner derivation for the relevant Hamiltonian . Some remarks on the conductivity σ(ω) are given.
The exact response theory based on the Dissipation Function applies to general dynamical systems and has yielded excellent results in various applications. In this article, we propose a method to apply it to quantum mechanics. In many quantum systems, it has not yet been possible to overcome the perturbative approach, and the most developed theory is the linear one. Extensions of the exact response theory developed in the field of nonequilibrium molecular dynamics could prove useful in quantum mechanics, as perturbations of small systems or far-from-equilibrium states cannot always be taken as small perturbations. Here, we introduce a quantum analogue of the classical Dissipation Function. We then derive a quantum expression for the exact calculation of time-dependent expectation values of observables, in a form analogous to that of the classical theory. We restrict our analysis to finite-dimensional Hilbert spaces, for the sake of simplicity, and we apply our method to specific examples, like qubit systems, for which exact results can be obtained by standard techniques. This way, we prove the consistency of our approach with the existing methods, where they apply. Although not required for open systems, we propose a self-adjoint version of our Dissipation Operator, obtaining a second equivalent expression of response, where the contribution of an anti-self-adjoint operator appears. We conclude by using new formalism to solve the Lindblad equations, obtaining exact results for a specific case of qubit decoherence, and suggesting possible future developments of this work.
We derive the formalism for steady state nonequilibrium dynamical mean-field theory in a real-time formalism along the Keldysh-Kadanoff-Baym contour. The resulting equations of motion are first transformed to Wigner coordinates (average and relative time), and then re-expressed in terms of differential operators. Finally, we perform a Fourier transform with respect to the relative time, and take the first-order limit in the electric field to produce the quantum Boltzmann equation for dynamical mean-field theory. We next discuss the structure of the equations and their solutions, describing how these equations reduce to the Drude result in the limit of a constant relaxation time. We also explicitly demonstrate the equivalence between the Kubo and nonequilibrium approaches to linear response. There are a number of interesting modifications of the conventional quantum Boltzmann equation that arise due to the underlying bandstructure of the lattice.
We have given in two previous chapters a first introduction to non-equilibrium phenomena. The present chapter is devoted to a presentation of more general approaches, in which time dependence will be made explicit, whereas in practice we had to limit ourselves to stationary situations in Chapters 6 and 8. In the first part of the chapter, we examine the relaxation toward equilibrium of a system that has been brought out of equilibrium by an external perturbation. The main result is that, for small deviations from equilibrium, this relaxation is described by equilibrium time correlation functions, called Kubo (or relaxation) functions: this result is also known as ‘Onsager's regression law’. The Kubo functions turn out to be basic objects of non-equilibrium statistical mechanics. First they allow one to compute the dynamical susceptibilities, which describe the response of the system to an external time dependent perturbation: the dynamical susceptibilities are, within a multiplicative constant, the time derivatives of Kubo functions. A second crucial property is that transport coefficients can be expressed in terms of time integrals of Kubo functions. As we limit ourselves to small deviations from equilibrium, our theory is restricted to a linear approximation and is known as linear response theory . The classical version of linear reponse is somewhat simpler than the quantum one, and will be described first in Section 9.1. We shall turn to the quantum theory in Section 9.2, where one of our main results will be the proof of the fluctuationdissipation theorem.