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Cambridge University Press eBooks

Quantum and Classical in Phase Space: Decoherence and the Second Law

Wojciech Hubert Zurek

Published Mar 6, 2025• 0 citations
Publisher

Abstract

The study of the quantum–classical correspondence has been focused on the quantum measurement problem. However, most of the discussion in the preceding chapters is motivated by a broader question: Why do we perceive our quantum Universe as classical? Therefore, emergence of the classical phase space and Newtonian dynamics from the quantum Hilbert space must be addressed. Chapter 6 starts by re-deriving decoherence rate for non-local superpositions using the Wigner representation of quantum states. We then discuss the circumstances that, in some situations, make classical points a useful idealization of the quantum states of many-body systems. This classical structure of phase space emerges along with the (at least approximately reversible) Newtonian equations of motion. Approximate reversibility is a non-trivial desideratum given that the quantum evolution of the corresponding open system is typically irreversible. We show when such approximately reversible evolution is possible. We also discuss quantum counterparts of classically chaotic systems and show that, as a consequence of decoherence, their evolution tends to be fundamentally irreversible: They produce entropy at the rate determined by the Lyapunov exponents that characterize classical chaos. Thus, quantum decoherence provides a rigorous rationale for the approximations that led to Boltzmann’s H-theorem.

DOI
10.1017/9781009552868.007

Related papers

Decoherence, Chaos, Quantum-Classical Correspondence, and the Algorithmic Arrow of Time

Wojciech Hubert Zurek

The environment – external or internal degrees of freedom coupled to the system – can, in effect, monitor some of its observables. As a result, the eigenstates of these observables decohere and behave like classical states: Continuous destruction of superpositions leads to environment-induced superselection (einselection). Here I investigate it in the context of quantum chaos (i.e., quantum dynamics of systems which are classically chaotic). I show that the evolution of a chaotic macroscopic (but, ultimately, quantum) system is not just difficult to predict (requiring an accuracy exponentially increasing with time) but quickly ceases to be deterministic in principle as a result of the Heisenberg indeterminacy (which limits the resolution available in the initial conditions). This happens after a time t ℏ which is only logarithmic in the Planck constant. A definitely macroscopic (if somewhat outrageous) example is afforded by various components of the solar system which are chaotic, with the Lyapunov timescales ranging from a bit more than a month (Hyperion) to millions of years (planetary system as a whole). On the timescale t ℏ the initial minimum uncertainty wavepackets corresponding to celestial bodies would be smeared over distances of the order of radii of their orbits into “Schrödinger cat – like” states, and the concept of a trajectory would cease to apply. In reality, such paradoxical states are eliminated by decoherence which helps restore quantum-classical correspondence. The price for the recovery of classicality is the loss of predictability: In the classical limit (associated with effective decoherence, and not just with the smallness of ℏ) the rate of increase of the von Neumann entropy of the decohering system is independent of the strength of the coupling to the environment, and equal to the sum of the positive Lyapunov exponents. Algorithmic aspects of entropy production are briefly explored to illustrate the effect of decoherence from the point of view of the observer. We show that “decoherence strikes twice”, introducing unpredictability into the system and extracting quantum coherence from the observers memory, where it enters as a price for the classicality of his records.

arXiv:quant-ph/9802054•Physica Scripta•Jan 1, 1998•150 citations

Aspects of Quantum Coherence

Aragon, David

In this work our aim is to study several aspects related to quantum coherence as understood to correspond with the non-classical behaviour that can be observed for certain particular states of a physical system. In particular we are interested in the possible mechanisms that result in dynamically induced transitions between quantum and classical regimes. The thesis is organized as follows: The first chapter dubs as an introduction and serves to set out the basic philosophy underlying the questions addressed in this thesis. It also presents some elementary properties of states and state spaces in Quantum Theory including what we have chosen to define as classical and quantum behaviour. In chapter 2 we study some of the aspects related to observing quantum behaviour and of the properties of our main definition of classicality (and quantumness). Here we also study some of the restrictions imposed on measurements by the existence of globally conserved quantities (Wigner-Araki-Yanase theorem) and their relationship to weak measurements coupled to postselection. In the following chapter we review some of the basic tools used in the description of open quantum system dynamics that will be applied in other chapters. In chapter 4 we review the basics of decoherence and analyse the importance of the choice of initial conditions when trying to study the dynamical emergence of classical behaviour within Quantum Theory. Next we study the other direction of the transition and focus on how to obtain pure quantum states from states that originally were classically mixed. Along the same lines, in chapter 6 we cover some topics related to the production of pure quantum states from measurements. We pay special attention to a model of the non-selective continuous monitoring of a system coupled to another unmonitored system. Lastly we explore some of the possible similarities between the theory of phase transitions and the quantum-classical transition. We must emphasize that all the work done in this thesis assumes that Quantum Theory is generally valid (at least within a broad enough range of energies). Thus, when we say that a state is “classical” we will mainly be referring to one of all the possible states contained in Quantum Theory, but that is susceptible to being interpreted as corresponding to “classical” behaviour. Similarly when we speak of creating a “quantum”, or “quantum coherent”, state we mean that the system has evolved to this state from one of the “classical” ones, but all of these still correspond to valid states within Quantum Theory. In the opinion of the author the main original contributions that can be found in this thesis are the following: - The recognition of the relationship between the Wigner-Araki-Yanase theorem and weak measurements coupled to postselection (sections 2.2 and 2.4); - A mathematical proof of the possible ambiguities arising when two observers try to decide if a state corresponds to quantum or classical behaviour (section 2.6); - The implications of initial correlations in decoherence models. In particular how the choice of certain (correlated) initial conditions can result in residual coherence and the production of pure quantum states in a model that otherwise results in ideal decoherence when (locally equivalent) uncorrelated initial conditions are used (section 4.2); - Various results related to the production of quantum states from initially classical states (sections 5.2 to 5.4); - The analysis of the inverse of a generalized depolarizing channel (section 5.7); - The study of a model of the non-selective continuous monitoring, in the quantum Zeno limit, of a subsystem A interacting with an unmonitored subsystem B. In particular the absence of the purification of B, which has been previously predicted in the selective case, but the possibility of coherent dynamics for B (section 6.4); - The identification of the loose equivalent of a broken symmetry and order parameter in the quantum-classical transition (section 7.2).

•Jul 4, 2005•0 citations

Environment-Induced Decoherence

Wojciech Hubert Zurek

Chapter 4 begins to discuss decoherence, and, thus, to address the overarching question: How does the classical world—classical states that are responsible for the objective reality of our everyday experience—emerge from within the Universe that is, as we know from compelling experimental evidence, made out of quantum stuff. The short answer to this question is that decoherence selects (from the vast number of superpositions that populate Hilbert space in the process of environment-induced superselection (also known as einselection) the few states that are—in contrast to all the other alternatives—stable in spite of their immersion in the environment. Decoherence is illustrated with a detailed discussion of two models. A spin decohered by an environment of spins as well as quantum Brownian motion have become paradigmatic models of decoherence for good reason: They are exactly solvable and yet they capture (albeit in an idealized manner) the emergence of the preferred classical states in settings that are relevant for quantum measurements and for Newtonian dynamics in effectively classical phase space.

Cambridge University Press eBooks•Mar 6, 2025•1 citation

Applications of the Decoherence Formalism

Todd A. Brun

In this work the decoherence formalism of quantum mechanics is explored and applied to a number of interesting problems in quantum physics. The boundary between quantum and classical physics is examined, and demonstration made that quantum histories corresponding to classical equations of motion become more probable for a broad class of models, including linear and nonlinear models of Brownian motion. The link between noise, dissipation, and decoherence is studied. This work is then applied to systems which classically exhibit dissipative chaotic dynamics. A theory is explicated for treating these systems, and the ideas are applied to a particular model of the forced, damped Duffing oscillator, which is chaotic for certain parameter values. Differences between classical and quantum chaos are examined, particularly differences arising in the structure of fractal strange attractors, and the conceptual difficulties in framing standard notions of chaos in a quantum system. A brief discussion of previous work on quantum chaos is included, and the differences between Hamiltonian and dissipative chaos pointed out; a somewhat different interpretation of quantum chaos from the standard one is suggested. A class of histories for quantum systems, in phase space rather than configuration space, is studied. Different ways of representing projections in phase space are discussed, and expressions for the probability of phase space histories are derived; conditions for such histories to decohere are also estimated in the semiclassical limit.

•Mar 16, 2009•4 citations

Chaos and quantum-classical correspondence for two- coupled spins

Joseph Emerson

Two approaches to quantum-classical correspondence are distinguished according to the classical dynamical theory with which quantum theory is compared. The first of these, Ehrenfest correspondence, defines a dynamical regime in which the quantum expectation values follow approximately a classical trajectory. The second of these, Liouville correspondence, applies when the quantum probability distributions remain well approximated by a density in the classical phase space. The former applies only for narrow states, whereas the latter may remain valid even for quantum states that have spread to the system size. A spin model is adopted for this correspondence study because the quantum state is discrete and finite- dimensional, and thus no artificial truncation of the Hilbert space is required. The quantum time-evolution is given by a discrete unitary mapping. The corresponding classical model is volume-preserving (non-dissipative) and the time-evolution is given by a symplectic map. In classically chaotic regimes, the widths of initially narrow quantum states grow, on average, exponentially with time, until saturation at the system size. This initial spreading rate is well approximated by the classical Lyapunov exponent when the accessible classical phase space is predominantly chaotic. Because of the exponential growth rate of the quantum variance, the Ehrenfest regime is delimited by a break-time that grows logarithmically with increasing quantum numbers. The small differences between quantum expectation values and corresponding Liouville averages of dynamical variables also grow exponentially, initially, if the classical behaviour is chaotic. This exponential rate is independent of h and consistently larger than the classical Lyapunov exponent by at least a factor of two. Interestingly, this exponential growth rate does not continue until these differences approach magnitudes of order the system size, but crosses over to power-law growth (or simply saturates), when the differences have reached magnitudes no larger than order ħ. Because of the exponential growth of these quantum-classical differences, the Liouville regime is also delimited by a break-time that grows logarithmically with increasing quantum numbers. However, due to the early saturation of the exponential growth of the differences, the Liouville log break-time applies only in a restricted domain. After spreading to the system size, the quantum states relax to an approximately time-independent state. This is characterised by equilibrium distributions that are subject to rapidly oscillating fluctuations about the coarse-grained classical steady-state. If the accessible classical phase space is predominantly chaotic, then the equilibrium quantum probability distributions are nearly microcanonical. Otherwise the steady-state quantum probability distributions accurately reflect the details of the KAM surfaces in the classical phase space. The equilibrium regime quantum fluctuations, which are quantum-classical differences, are shown to approach zero as a negative power of the quantum numbers. Since the differences between quantum expectation values and individual classical trajectories grow exponentially in time to a magnitude that scales with the system size, the Ehrenfest regime is delimited by an unrestricted log break-time. The log break-time may be short compared to experimental time-scales for some chaotic macroscopic bodies, and, as a result, an observable breakdown of Ehrenfest correspondence may arise for some macroscopic systems. Although the Liouville regime is also delimited by a log break-time, an observable breakdown of correspondence between quantum mechanics and Liouville mechanics for macroscopic bodies is not likely since their differences, expressed relative to the dimensions of the observable, approach zero in the limit of large quantum numbers.

•Jan 1, 2001•1 citation

Decoherence, Einselection, and Its Consequences

Wojciech Hubert Zurek

Chapter 5 explores the consequences of decoherence. We live in a Universe that is fundamentally quantum. Yet, our everyday world appears to be resolutely classical. The aim of Chapter 5 is to discuss how preferred classical states, and, more generally, classical physics, arise, as an excellent approximation, on a macroscopic level of a quantum Universe. We show why quantum theory results in the familiar “classical reality” in open quantum systems, that is, systems interacting with their environments. We shall see how and why, and to what extent, quantum theory accounts for our classical perceptions. We shall not complete this task here—a more detailed analysis of how the information is acquired by observers is needed for that, and this task will be taken up in Part III of the book. Moreover, Chapter 5 shows that not just Newtonian physics but also equilibrium thermodynamics follows from the same symmetries of entanglement that led to Born’s rule (in Chapter 3).

Cambridge University Press eBooks•Mar 6, 2025•0 citations
The study of the quantum–classical correspondence has been focused on the quantum measurement problem. However, most of the discussion in the preceding chapters is motivated by a broader question: Why do we perceive our quantum Universe as classical? Therefore, emergence of the classical phase space and Newtonian dynamics from the quantum Hilbert space must be addressed. Chapter 6 starts by re-deriving decoherence rate for non-local superpositions using the Wigner representation of quantum states. We then discuss the circumstances that, in some situations, make classical points a useful idealization of the quantum states of many-body systems. This classical structure of phase space emerges along with the (at least approximately reversible) Newtonian equations of motion. Approximate reversibility is a non-trivial desideratum given that the quantum evolution of the corresponding open system is typically irreversible. We show when such approximately reversible evolution is possible. We also discuss quantum counterparts of classically chaotic systems and show that, as a consequence of decoherence, their evolution tends to be fundamentally irreversible: They produce entropy at the rate determined by the Lyapunov exponents that characterize classical chaos. Thus, quantum decoherence provides a rigorous rationale for the approximations that led to Boltzmann’s H-theorem.
The environment – external or internal degrees of freedom coupled to the system – can, in effect, monitor some of its observables. As a result, the eigenstates of these observables decohere and behave like classical states: Continuous destruction of superpositions leads to environment-induced superselection (einselection). Here I investigate it in the context of quantum chaos (i.e., quantum dynamics of systems which are classically chaotic). I show that the evolution of a chaotic macroscopic (but, ultimately, quantum) system is not just difficult to predict (requiring an accuracy exponentially increasing with time) but quickly ceases to be deterministic in principle as a result of the Heisenberg indeterminacy (which limits the resolution available in the initial conditions). This happens after a time t ℏ which is only logarithmic in the Planck constant. A definitely macroscopic (if somewhat outrageous) example is afforded by various components of the solar system which are chaotic, with the Lyapunov timescales ranging from a bit more than a month (Hyperion) to millions of years (planetary system as a whole). On the timescale t ℏ the initial minimum uncertainty wavepackets corresponding to celestial bodies would be smeared over distances of the order of radii of their orbits into “Schrödinger cat – like” states, and the concept of a trajectory would cease to apply. In reality, such paradoxical states are eliminated by decoherence which helps restore quantum-classical correspondence. The price for the recovery of classicality is the loss of predictability: In the classical limit (associated with effective decoherence, and not just with the smallness of ℏ) the rate of increase of the von Neumann entropy of the decohering system is independent of the strength of the coupling to the environment, and equal to the sum of the positive Lyapunov exponents. Algorithmic aspects of entropy production are briefly explored to illustrate the effect of decoherence from the point of view of the observer. We show that “decoherence strikes twice”, introducing unpredictability into the system and extracting quantum coherence from the observers memory, where it enters as a price for the classicality of his records.
In this work our aim is to study several aspects related to quantum coherence as understood to correspond with the non-classical behaviour that can be observed for certain particular states of a physical system. In particular we are interested in the possible mechanisms that result in dynamically induced transitions between quantum and classical regimes. The thesis is organized as follows: The first chapter dubs as an introduction and serves to set out the basic philosophy underlying the questions addressed in this thesis. It also presents some elementary properties of states and state spaces in Quantum Theory including what we have chosen to define as classical and quantum behaviour. In chapter 2 we study some of the aspects related to observing quantum behaviour and of the properties of our main definition of classicality (and quantumness). Here we also study some of the restrictions imposed on measurements by the existence of globally conserved quantities (Wigner-Araki-Yanase theorem) and their relationship to weak measurements coupled to postselection. In the following chapter we review some of the basic tools used in the description of open quantum system dynamics that will be applied in other chapters. In chapter 4 we review the basics of decoherence and analyse the importance of the choice of initial conditions when trying to study the dynamical emergence of classical behaviour within Quantum Theory. Next we study the other direction of the transition and focus on how to obtain pure quantum states from states that originally were classically mixed. Along the same lines, in chapter 6 we cover some topics related to the production of pure quantum states from measurements. We pay special attention to a model of the non-selective continuous monitoring of a system coupled to another unmonitored system. Lastly we explore some of the possible similarities between the theory of phase transitions and the quantum-classical transition. We must emphasize that all the work done in this thesis assumes that Quantum Theory is generally valid (at least within a broad enough range of energies). Thus, when we say that a state is “classical” we will mainly be referring to one of all the possible states contained in Quantum Theory, but that is susceptible to being interpreted as corresponding to “classical” behaviour. Similarly when we speak of creating a “quantum”, or “quantum coherent”, state we mean that the system has evolved to this state from one of the “classical” ones, but all of these still correspond to valid states within Quantum Theory. In the opinion of the author the main original contributions that can be found in this thesis are the following: - The recognition of the relationship between the Wigner-Araki-Yanase theorem and weak measurements coupled to postselection (sections 2.2 and 2.4); - A mathematical proof of the possible ambiguities arising when two observers try to decide if a state corresponds to quantum or classical behaviour (section 2.6); - The implications of initial correlations in decoherence models. In particular how the choice of certain (correlated) initial conditions can result in residual coherence and the production of pure quantum states in a model that otherwise results in ideal decoherence when (locally equivalent) uncorrelated initial conditions are used (section 4.2); - Various results related to the production of quantum states from initially classical states (sections 5.2 to 5.4); - The analysis of the inverse of a generalized depolarizing channel (section 5.7); - The study of a model of the non-selective continuous monitoring, in the quantum Zeno limit, of a subsystem A interacting with an unmonitored subsystem B. In particular the absence of the purification of B, which has been previously predicted in the selective case, but the possibility of coherent dynamics for B (section 6.4); - The identification of the loose equivalent of a broken symmetry and order parameter in the quantum-classical transition (section 7.2).
Chapter 4 begins to discuss decoherence, and, thus, to address the overarching question: How does the classical world—classical states that are responsible for the objective reality of our everyday experience—emerge from within the Universe that is, as we know from compelling experimental evidence, made out of quantum stuff. The short answer to this question is that decoherence selects (from the vast number of superpositions that populate Hilbert space in the process of environment-induced superselection (also known as einselection) the few states that are—in contrast to all the other alternatives—stable in spite of their immersion in the environment. Decoherence is illustrated with a detailed discussion of two models. A spin decohered by an environment of spins as well as quantum Brownian motion have become paradigmatic models of decoherence for good reason: They are exactly solvable and yet they capture (albeit in an idealized manner) the emergence of the preferred classical states in settings that are relevant for quantum measurements and for Newtonian dynamics in effectively classical phase space.
In this work the decoherence formalism of quantum mechanics is explored and applied to a number of interesting problems in quantum physics. The boundary between quantum and classical physics is examined, and demonstration made that quantum histories corresponding to classical equations of motion become more probable for a broad class of models, including linear and nonlinear models of Brownian motion. The link between noise, dissipation, and decoherence is studied. This work is then applied to systems which classically exhibit dissipative chaotic dynamics. A theory is explicated for treating these systems, and the ideas are applied to a particular model of the forced, damped Duffing oscillator, which is chaotic for certain parameter values. Differences between classical and quantum chaos are examined, particularly differences arising in the structure of fractal strange attractors, and the conceptual difficulties in framing standard notions of chaos in a quantum system. A brief discussion of previous work on quantum chaos is included, and the differences between Hamiltonian and dissipative chaos pointed out; a somewhat different interpretation of quantum chaos from the standard one is suggested. A class of histories for quantum systems, in phase space rather than configuration space, is studied. Different ways of representing projections in phase space are discussed, and expressions for the probability of phase space histories are derived; conditions for such histories to decohere are also estimated in the semiclassical limit.
Two approaches to quantum-classical correspondence are distinguished according to the classical dynamical theory with which quantum theory is compared. The first of these, Ehrenfest correspondence, defines a dynamical regime in which the quantum expectation values follow approximately a classical trajectory. The second of these, Liouville correspondence, applies when the quantum probability distributions remain well approximated by a density in the classical phase space. The former applies only for narrow states, whereas the latter may remain valid even for quantum states that have spread to the system size. A spin model is adopted for this correspondence study because the quantum state is discrete and finite- dimensional, and thus no artificial truncation of the Hilbert space is required. The quantum time-evolution is given by a discrete unitary mapping. The corresponding classical model is volume-preserving (non-dissipative) and the time-evolution is given by a symplectic map. In classically chaotic regimes, the widths of initially narrow quantum states grow, on average, exponentially with time, until saturation at the system size. This initial spreading rate is well approximated by the classical Lyapunov exponent when the accessible classical phase space is predominantly chaotic. Because of the exponential growth rate of the quantum variance, the Ehrenfest regime is delimited by a break-time that grows logarithmically with increasing quantum numbers. The small differences between quantum expectation values and corresponding Liouville averages of dynamical variables also grow exponentially, initially, if the classical behaviour is chaotic. This exponential rate is independent of h and consistently larger than the classical Lyapunov exponent by at least a factor of two. Interestingly, this exponential growth rate does not continue until these differences approach magnitudes of order the system size, but crosses over to power-law growth (or simply saturates), when the differences have reached magnitudes no larger than order ħ. Because of the exponential growth of these quantum-classical differences, the Liouville regime is also delimited by a break-time that grows logarithmically with increasing quantum numbers. However, due to the early saturation of the exponential growth of the differences, the Liouville log break-time applies only in a restricted domain. After spreading to the system size, the quantum states relax to an approximately time-independent state. This is characterised by equilibrium distributions that are subject to rapidly oscillating fluctuations about the coarse-grained classical steady-state. If the accessible classical phase space is predominantly chaotic, then the equilibrium quantum probability distributions are nearly microcanonical. Otherwise the steady-state quantum probability distributions accurately reflect the details of the KAM surfaces in the classical phase space. The equilibrium regime quantum fluctuations, which are quantum-classical differences, are shown to approach zero as a negative power of the quantum numbers. Since the differences between quantum expectation values and individual classical trajectories grow exponentially in time to a magnitude that scales with the system size, the Ehrenfest regime is delimited by an unrestricted log break-time. The log break-time may be short compared to experimental time-scales for some chaotic macroscopic bodies, and, as a result, an observable breakdown of Ehrenfest correspondence may arise for some macroscopic systems. Although the Liouville regime is also delimited by a log break-time, an observable breakdown of correspondence between quantum mechanics and Liouville mechanics for macroscopic bodies is not likely since their differences, expressed relative to the dimensions of the observable, approach zero in the limit of large quantum numbers.
Chapter 5 explores the consequences of decoherence. We live in a Universe that is fundamentally quantum. Yet, our everyday world appears to be resolutely classical. The aim of Chapter 5 is to discuss how preferred classical states, and, more generally, classical physics, arise, as an excellent approximation, on a macroscopic level of a quantum Universe. We show why quantum theory results in the familiar “classical reality” in open quantum systems, that is, systems interacting with their environments. We shall see how and why, and to what extent, quantum theory accounts for our classical perceptions. We shall not complete this task here—a more detailed analysis of how the information is acquired by observers is needed for that, and this task will be taken up in Part III of the book. Moreover, Chapter 5 shows that not just Newtonian physics but also equilibrium thermodynamics follows from the same symmetries of entanglement that led to Born’s rule (in Chapter 3).