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Optics Express

Low probability of intercept (LPI) free-space optical communication with wavelength diversity in strong atmospheric turbulence regime

Vijay Nafria, Ivan B. Djordjević

Published Nov 28, 2024• 7 citations
Publisher

Abstract

In physical-layer security and cryptography we are concerned with the security of the transmitted data, while in low probability of intercept (LPI) communication with protecting the privacy of the end users. In our recent publications related to LPI communications and radars over free-space optical (FSO) links we proposed to hide the constant-amplitude modulated data, imposed on thermal source beam, in ambient solar radiation to protect the end users privacy and at the same time improve the reliability and security, while reducing the detectability of transmitted signal by the adversary Willie. In order to study both LPI and covert communication concepts we have developed an FSO communication testbed at the University of Arizona campus with a 1.5 km-long FSO link. Here we present results of our FSO experiments, where we conducted both LPI and covert communications at data rates ranging from 125 Mb/s to 10 Gb/s, wherein the information beam is kept completely hidden under the ambient solar radiations as random thermal noise. To improve the system reliability to atmospheric turbulence effects we make use of wavelength diversity method as a low-cost, easy to implement and far more practical alternative to conventional adaptive optics systems.

DOI
10.1364/oe.547978

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In physical-layer security and cryptography we are concerned with the security of the transmitted data, while in low probability of intercept (LPI) communication with protecting the privacy of the end users. In our recent publications related to LPI communications and radars over free-space optical (FSO) links we proposed to hide the constant-amplitude modulated data, imposed on thermal source beam, in ambient solar radiation to protect the end users privacy and at the same time improve the reliability and security, while reducing the detectability of transmitted signal by the adversary Willie. In order to study both LPI and covert communication concepts we have developed an FSO communication testbed at the University of Arizona campus with a 1.5 km-long FSO link. Here we present results of our FSO experiments, where we conducted both LPI and covert communications at data rates ranging from 125 Mb/s to 10 Gb/s, wherein the information beam is kept completely hidden under the ambient solar radiations as random thermal noise. To improve the system reliability to atmospheric turbulence effects we make use of wavelength diversity method as a low-cost, easy to implement and far more practical alternative to conventional adaptive optics systems.
In secure communications, the primary focus is on safeguarding the content of the message. In contrast, low probability of intercept (LPI) communications prioritize the privacy of the communication process itself. The most restrictive form of LPI communication, where an adversary attempts to disrupt the communication once its presence is detected, is known as covert communication. To hide the transmitted signal in solar radiation, we propose using the Gaussian quantum states generated by the degenerate parametric down-conversion process with signal photons being modulated with the phase-shift keying (PSK). To detect the transmitted signal, we propose transmitting the unmodulated idler photons (serving as the reference) together with modulated signal photons. To establish the link, we use the spatial light modulator (SLM)-based beam steering. We successfully demonstrate dual-pump-lasers-based degenerate entanglement-assisted (EA) LPI communication at 1 Gb/s over a 1.5 km terrestrial free-space optical (FSO) link. For the same link, the number of achievable EA covert bits for EA covert FSO communication is significantly higher compared to the corresponding classical covert communication scheme.
Free-space optical (FSO) communication offers high capacity, license-free spectrum, and immunity to electromagnetic interference, making it a promising solution for future wireless links. However, practical deployment of FSO systems remains challenged by issues of link security and reliable transmission under atmospheric turbulence. In this work, we investigate the use of nonseparability encoding based on vectorial structured light as a turbulence-resilient and secure transmission approach. Through simulations and experiments, we compare multi-level nonseparability encoding with conventional amplitude modulation under various turbulence strengths and eavesdropping scenarios. The results demonstrate that vectorial structured light exhibits inherent security advantages, imposing higher optical signal-to-noise ratio penalties on eavesdroppers and making information recovery from partial interception significantly more difficult. These findings confirm the potential of nonseparability-based encoding for enhancing both security and robustness in FSO communication systems.
Physical layer security of a free-space optical (FSO) communication link is investigated for certain eavesdropping scenarios in which the eavesdropper exploits the divergence of the transmitted laser beam, which is subject to atmospheric turbulence, to compromise the security of the transmission link. A solution for physical layer security in which the legitimate receiver is positioned to receive only the coherent component of the transmitted laser beam is proposed. The irradiance fluctuations are modeled with separate distributions for the coherent and non-coherent components of the transmitted beam, corresponding to the main channel and the eavesdropper’s channel, respectively. Complete secrecy analysis of this setup is presented, and closed form expressions of the probability of strictly positive secrecy capacity, average secrecy capacity, and secrecy outage probability are derived. The analytical results are verified by Monte-Carlo simulations. Secrecy performance for worst-case scenarios corresponding to an adversary with powerful resources to capture all of the leaked information is explored. Results are analyzed for different turbulence regimes, and it was found that secure communication is possible even in the region of strong turbulence.
Free-space optical (FSO) communication provides a promising alternative solution to the traditional radio frequency (RF) communications. Compared to the RF technology, there are many advantages of FSO communications, such as ultra-high bandwidth, license-free spectrum, low inter-channel interference, and energy-efficient transmission. The potential applications for FSO communication include the last-one-mile access link from the fiber-based backbone network, low earth orbit (LEO) satellite communications, high-altitude base station platforms or vehicles, deep-space communications, and in-building automation connections. As the FSO technology becomes mature and increasingly involved, the security and reliability requirements of such applications also become crucial. Regarding the security issues, although the FSO communication is inherently more secure than the RF counterpart due to high directivity of its line-of-sight (LOS) link, it can still suffer from optical wire-tapping attack. There are many different application schemes that an eavesdropper can still probe the FSO link. Traditionally, to protect the communication, many works have been done on encryption layer and upper network layer, such as computationally intensive cryptographic algorithms and message exchanging protocols. In recent years, physical-layer security (PLS) has been getting more attentions as it provides an extra layer of security against eavesdropping. The PLS schemes, in general can be categorized into two main categories: classical PLS and quantum key distribution (QKD) protocols. The classical PLS is based on the information theoretic security analysis, while the QKD security is guaranteed by the quantum mechanics laws. Both techniques have been studied for FSO channels. In the first half of this dissertation, we study the PLS in a LOS FSO channel using orbital angular momentum (OAM) multiplexing and show that higher secrecy capacity can be achieved using OAM multiplexing technology in the presence of atmospheric turbulence effects. Then, we proposed an adaptation scheme for QKD system over FSO channel with different QKD protocols, i.e. BB84 and decoy state protocols. By adapting the source brightness based on the channel condition, we optimized the secret key rate (SKR) of the QKD system. Furthermore, we proposed a multiple spatial modes-based QKD system with backpropagation method to increase the total SKR through parallel channels. Regarding the reliability of an optical communication system as well as information reconciliation for both PLS and QKD schemes, the forward error correction (FEC) becomes an essential technique to enable high-speed transmission. The FEC with low-density parity-check (LDPC) codes has been studied for decades from LDPC block codes to the most recent spatially-coupled (SC) LDPC codes. For FSO communications, due to the time-varying nature of FSO channels, the capability of rate adaptation is important to achieve a consistent reliable transmission. In the second half of this dissertation, we proposed unified FPGA-based architecture to implement both quasi-cyclic (QC) LDPC codes and SC-LDPC codes with rate adaptation capability. The performance is verified through FPGA emulation to show good error floor properties. To further validate the rate adaptation capability, we have built a spatial light modulator (SLM)-based FSO channel emulator to test the adaptive coding scheme. Furthermore, we have conducted a fiber-based experiment with our rate adaptative coding scheme to show that the proposed adaptive coding scheme can be also used in dynamic fiber-based networks.
Network security is important for information protection in open, secure, or covert communications. One such requirement is to achieve high-rate communications between clients, e.g., terminals or sensors, in the network while hiding information about the transmitted symbols, signal activity, or other sensitive data from an unintended receiver, e.g., an eavesdropper. For wireless links, the single-user capacity advantages of deployment of multiple antennas at the transmitter is well known. One of the principal conclusions of this paper is that proper exploitation of space-time diversity at the transmitter can also enhance information security and information-hiding capabilities. In particular, we show that significant gains are achievable when the transmitter and the client receiver are both informed about their channel while the transmitter and eavesdropper receiver are uniformed about their channel. More generally, we compare capacity limits for both informed and uninformed transmitter and informed receiver scenarios subject to low probability of intercept (LPI) and low probability of detection (LPD) constraints. For several general cases, we can characterize the LPI- and LPD-optimal transmitted source distributions and compare them to the standard optimal source distribution satisfying a power constraint. We assume the standard quasi-static flat Rayleigh-fading channel model for the transmitter-receiver pairs. This paper is a step toward answering the fundamental question: what are the qualitative and quantitative differences between the information-carrying capabilities of open space-time channels versus secure space-time channels?
It has recently been proved that the free-space optical (FSO) communication links are susceptible to interceptions. Due to this reason, the optics community shows a special interest in studying these high-speed links in greater detail from a physical layer security (PLS) point of view. Therefore, in this paper, we propose, for the first time, enhancing the average secrecy capacity (ASC) in FSO links via multiple-input/single-output (MISO) systems. It is well-known that the fading effects in FSO channels can be significantly mitigated by exploiting spatial diversity techniques at the transmitter end. Thus, we develop a new asymptotic closed-form solution at high signal-to-noise-ratio (SNR) to accurately compute the ASC for MISO based FSO communication systems with equal gain combining (EGC) reception through generalized misalignment and atmospheric turbulence-induced fading channels. As a key feature, we investigate the impact of the eavesdropper's orientation along with its location in the pointing error model. We can conclude that the influence of the eavesdropper on recollecting radiated power is diminished considerably by increasing not only the normalized beam width at the receiver end, but also by increasing the number of laser sources. Numerical results are tested by exact Monte Carlo simulations.