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IEEE Transactions on Information Theory

Secure space-time communication

Alfred O. Hero

Published Dec 1, 2003• 293 citations
Publisher

Abstract

Network security is important for information protection in open, secure, or covert communications. One such requirement is to achieve high-rate communications between clients, e.g., terminals or sensors, in the network while hiding information about the transmitted symbols, signal activity, or other sensitive data from an unintended receiver, e.g., an eavesdropper. For wireless links, the single-user capacity advantages of deployment of multiple antennas at the transmitter is well known. One of the principal conclusions of this paper is that proper exploitation of space-time diversity at the transmitter can also enhance information security and information-hiding capabilities. In particular, we show that significant gains are achievable when the transmitter and the client receiver are both informed about their channel while the transmitter and eavesdropper receiver are uniformed about their channel. More generally, we compare capacity limits for both informed and uninformed transmitter and informed receiver scenarios subject to low probability of intercept (LPI) and low probability of detection (LPD) constraints. For several general cases, we can characterize the LPI- and LPD-optimal transmitted source distributions and compare them to the standard optimal source distribution satisfying a power constraint. We assume the standard quasi-static flat Rayleigh-fading channel model for the transmitter-receiver pairs. This paper is a step toward answering the fundamental question: what are the qualitative and quantitative differences between the information-carrying capabilities of open space-time channels versus secure space-time channels?

DOI
10.1109/tit.2003.820010

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LPD communication has recently emerged as a new transmission technology to address privacy and security in wireless networks. Recent studies have established the fundamental limits of LPD communication in terms of the amount of information that can be conveyed from a transmitter to a receiver subject to a constraint on a warden's detection error probability. The established information- theoretic metric enables analytical studies on the design and performance of LPD communication under various channel conditions. In this article, we present the key features of LPD communication and discuss various important design considerations. First, we clarify the differences between LPD communication and well-known physical-layer security. Then, from an information-theoretic point of view, we discuss the optimal signaling strategies for transmitting the message-carrying signal and artificial noise signal for LPD communication. Finally, we identify the key challenges in the design of practical LPD communication systems and point out future research directions in this context. This article provides guidelines for designing practical LPD communication strategies in wireless systems and networks.

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First, for this problem, in general, Wyner-Ziv scheme is suboptimal, although, it is optimal in the absence of an eavesdropper. And, second, even when there is no transmission rate constraint, an uncoded transmission scheme is suboptimal; the presence of an eavesdropper necessitates the use of a coded scheme to attain the maximum equivocation. Finally, we revisit the secure lossy source coding problem. In all works on this problem, either the equivocation of the source at the eavesdropper or the equivocation of the legitimate user's reconstruction of the source at the eavesdropper is used to measure secrecy. We first propose the relative equivocation of the source at the eavesdropper with respect to the legitimate user as a new secrecy measure. We argue that this new secrecy measure is the one that corresponds to the natural generalization of the equivocation in a wiretap channel to the context of secure lossy source coding. Under this new secrecy measure, we provide a single-letter description of the rate, relative equivocation and distortion region, as well as its specializations to degraded and reversely degraded cases. We investigate the relationships between the optimal scheme that attains this region and the Wyner-Ziv scheme.

•Jan 1, 2012•0 citations

On multiuser secrecy rate in flat fading channel

Hyoungsuk Jeon, Namshik Kim, Jinho Choi +2 more

We consider a physical layer security based on the wiretap channel for wireless communication systems in which there are one transmitter and multiple receivers/users who report their channel state information (CSI) to the transmitter. This scenario is practically useful since it models the forward link of cellular systems where the systems can take advantage of the multiuser diversity. We are curious about the role of the multiuser diversity in the secure communication under the wiretap channel framework. Although it is well known that fixed transmit power is not optimal when CSI is available to the transmitter, to get useful insights, we consider a fixed transmit power case. In return, we can have some of important performance measures such as outage probability, average secrecy rate, failure rate, and average wait time in closed forms. The analysis interestingly shows that the multiuser diversity becomes always disadvantageous for the secure communications. We substantiate our claims with the analytic results and numerical evaluations.

IEEE Military Communications Conference (MILCOM)•Oct 1, 2009•15 citations

Secure Space-Time Communications Over Rayleigh Flat Fading Channels

Xiangming Li, Rongfei Fan, Xiaoli Ma +2 more

In this paper, we consider the wire-tap channel model consisting of three users, namely, a transmitter, a legal receiver, and an eavesdropper, where the eavesdropper has possible unlimited centralized or distributed multiple antennas, while the legal user has just a single antenna. With this model, we study the realization of strict positive secrecy rate through Rayleigh flat fading channels using M-ary phase shift keying (PSK) and orthogonal space-time block code (OSTBC) based on channel reciprocal principle. We demonstrate that the information rate at the eavesdropper can be reduced to zero and a positive communication rate at the legal receiver can be realized if the transmitter employs a proper phase precoder based on the channel reciprocal, and uses OSTBC and M-ary PSK modulations for data transmissions. Application examples of space-time codes for positive secrecy rate are illustrated. As we have given the eavesdropper more capabilities than the legal receiver and thus captured a worst case scenario, any positive secrecy rate that is achieved serves as a lower bound on the secrecy capacity.

IEEE Transactions on Wireless Communications•Oct 14, 2015•13 citations
Network security is important for information protection in open, secure, or covert communications. One such requirement is to achieve high-rate communications between clients, e.g., terminals or sensors, in the network while hiding information about the transmitted symbols, signal activity, or other sensitive data from an unintended receiver, e.g., an eavesdropper. For wireless links, the single-user capacity advantages of deployment of multiple antennas at the transmitter is well known. One of the principal conclusions of this paper is that proper exploitation of space-time diversity at the transmitter can also enhance information security and information-hiding capabilities. In particular, we show that significant gains are achievable when the transmitter and the client receiver are both informed about their channel while the transmitter and eavesdropper receiver are uniformed about their channel. More generally, we compare capacity limits for both informed and uninformed transmitter and informed receiver scenarios subject to low probability of intercept (LPI) and low probability of detection (LPD) constraints. For several general cases, we can characterize the LPI- and LPD-optimal transmitted source distributions and compare them to the standard optimal source distribution satisfying a power constraint. We assume the standard quasi-static flat Rayleigh-fading channel model for the transmitter-receiver pairs. This paper is a step toward answering the fundamental question: what are the qualitative and quantitative differences between the information-carrying capabilities of open space-time channels versus secure space-time channels?
The use of wireless networks has grown significantly in contemporary \ntimes, and continues to develop further. The broadcast nature of \nwireless communications, however, makes them particularly vulnerable \nto eavesdropping. Unlike traditional solutions, which usually handle \nsecurity at the application layer, the primary concern of this \ndissertation is to analyze and develop solutions based on coding \ntechniques at the physical-layer. \n \nFirst, in chapter 222, we consider a scenario where a source node \nwishes to broadcast two confidential messages to two receivers, \nwhile a wire-tapper also receives the transmitted signal. This model \nis motivated by wireless communications, where individual secure \nmessages are broadcast over open media and can be received by any \nillegitimate receiver. The secrecy level is measured by the \nequivocation rate at the eavesdropper. We first study the general \n(non-degraded) broadcast channel with an eavesdropper, and present \nan inner bound on the secrecy capacity region for this model. This \ninner bound is based on a combination of random binning, and the \nGelfand-Pinsker binning. We further study the situation in which the \nchannels are degraded. For the degraded broadcast channel with an \neavesdropper, we present the secrecy capacity region. Our achievable \ncoding scheme is based on Cover's superposition scheme and random \nbinning. We refer to this scheme as the Secret Superposition Scheme. \nOur converse proof is based on a combination of the converse proof \nof the conventional degraded broadcast channel and Csiszar Lemma. We \nthen assume that the channels are Additive White Gaussian Noise and \nshow that the Secret Superposition Scheme with Gaussian codebook is \noptimal. The converse proof is based on Costa's entropy power \ninequality. Finally, we use a broadcast strategy for the slowly \nfading wire-tap channel when only the eavesdropper's channel is \nfixed and known at the transmitter. We derive the optimum power \nallocation for the coding layers, which maximizes the total average \nrate. \n \n \nSecond, in chapter 333 , we consider the \nMultiple-Input-Multiple-Output (MIMO) scenario of a broadcast \nchannel where a wiretapper also receives the transmitted signal via \nanother MIMO channel. First, we assume that the channels are \ndegraded and the wiretapper has the worst channel. We establish the \ncapacity region of this scenario. Our achievability scheme is the \nSecret Superposition Coding. For the outerbound, we use notion of \nthe enhanced channels to show that the secret superposition of \nGaussian codes is optimal. We show that we only need to enhance the \nchannels of the legitimate receivers, and the channel of the \neavesdropper remains unchanged. We then extend the result of the \ndegraded case to a non-degraded case. We show that the secret \nsuperposition of Gaussian codes, along with successive decoding, \ncannot work when the channels are not degraded. We develop a Secret \nDirty Paper Coding scheme and show that it is optimal for this \nchannel. We then present a corollary generalizing the capacity \nregion of the two receivers case to the case of multiple receivers. \nFinally, we investigate a scenario which frequently occurs in the \npractice of wireless networks. In this scenario, the transmitter and \nthe eavesdropper have multiple antennae, while both intended \nreceivers have a single antenna (representing resource limited \nmobile units). We characterize the secrecy capacity region in terms \nof generalized eigenvalues of the receivers' channels and the \neavesdropper's channel. We refer to this configuration as the MISOME \ncase. We then present a corollary generalizing the results of the \ntwo receivers case to multiple receivers. In the high SNR regime, we \nshow that the capacity region is a convex closure of rectangular \nregions. \n \n \nFinally, in chapter 444, we consider a KKK-user secure Gaussian \nMultiple-Access-Channel with an external eavesdropper. We establish \nan achievable rate region for the secure discrete memoryless MAC. \nThereafter, we prove the secrecy sum capacity of the degraded \nGaussian MIMO MAC using Gaussian codebooks. For the non-degraded \nGaussian MIMO MAC, we propose an algorithm inspired by the \ninterference alignment technique to achieve the largest possible \ntotal Secure-Degrees-of-Freedom . When all the terminals are \nequipped with a single antenna, Gaussian codebooks have shown to be \ninefficient in providing a positive S-DoF. Instead, we propose a \nnovel secure coding scheme to achieve a positive S-DoF in the single \nantenna MAC. This scheme converts the single-antenna system into a \nmultiple-dimension system with fractional dimensions. The \nachievability scheme is based on the alignment of signals into a \nsmall sub-space at the eavesdropper, and the simultaneous separation \nof the signals at the intended receiver. We use tools from the field \nof Diophantine Approximation in number theory to analyze the \nprobability of error in the coding scheme. We prove that the total \nS-DoF of fracK−1K\\frac{K-1}{K}fracK−1K can be achieved for almost all channel \ngains. For the other channel gains, we propose a multi-layer coding \nscheme to achieve a positive S-DoF. As a function of channel gains, \ntherefore, the achievable S-DoF is discontinued.
This thesis examines the challenges of information-theoretic secret communication that exploits the temporal and spatial variations of the wireless medium to improve secret communication rates. We first examine the secrecy capacity of a system consisting of independent parallel channels with one transmitter, one intended receiver and one eavesdropper. We show that the secrecy capacity of the system is the sum of the secrecy capacities of the individual subchannels. We further derive the optimal power allocation strategy for a system of parallel AWGN channels subject to a total power constraint, and also extend the results to random fading channels with additive Gaussian noise. We then study the achievable secrecy rate with Gaussian random codes for the situation where the channel of the intended receiver is a constant AWGN channel, while the eavesdropper's channel is fast Rayleigh fading with unknown realizations but known statistics to the transmitter. The proposed method with artificial noise and bursting provides ways to achieve positive secrecy rate even when Bob's channel is worse than Eve's channel on average. We also examine the achievable secrecy rate for a multiple antenna system, and the optimal input structure needed to achieve this rate. For the multiple input single output case, an analytical solution is derived. Multiple antenna systems provide extra degrees of freedom to the transmitter so that a beamforming-like approach can be used to provide advantage to the intended receiver against the eavesdropper. Next we derive a secrecy capacity outer bound region for a class of one-sided interference channels. The outer bound is shown to be tight for a class of binary deterministic one-sided interference channels, and can be achieved within one bit for some Gaussian one-sided interference channels.Finally, as Gaussian random codes are impractical, we evaluate achievable secrecy rates with discrete signaling. We observe that with discrete signaling, there exists an optimal power that maximizes the achievable secrecy rate. For the AWGN channel, larger constellation is always better. While for fading channel, the optimal constellation size varies with the power constraint, and discrete signaling can perform better than random Gaussian coding.
LPD communication has recently emerged as a new transmission technology to address privacy and security in wireless networks. Recent studies have established the fundamental limits of LPD communication in terms of the amount of information that can be conveyed from a transmitter to a receiver subject to a constraint on a warden's detection error probability. The established information- theoretic metric enables analytical studies on the design and performance of LPD communication under various channel conditions. In this article, we present the key features of LPD communication and discuss various important design considerations. First, we clarify the differences between LPD communication and well-known physical-layer security. Then, from an information-theoretic point of view, we discuss the optimal signaling strategies for transmitting the message-carrying signal and artificial noise signal for LPD communication. Finally, we identify the key challenges in the design of practical LPD communication systems and point out future research directions in this context. This article provides guidelines for designing practical LPD communication strategies in wireless systems and networks.
Inherent openness of the wireless medium imposes stronger challenges on the security of wireless communications. Information-theoretic security addresses these challenges at the physical layer by using tools from wireless communication theory, signal processing and information theory. In information-theoretic security, physical layer communication is intelligently designed to exploit the characteristics of the wireless medium, such as fading, interference, cooperation, and multi-dimensional signaling, in order to provide or improve security. In this dissertation, we study the security of several fundamental wireless network configurations from an information-theoretic perspective. First, we study the Gaussian multiple-input multiple-output (MIMO) wiretap channel. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. In addition to the common message, a private message is sent only to the legitimate user, which needs to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region for this channel model. In particular, we show the sufficiency of jointly Gaussian auxiliary random variables and channel input to evaluate the existing single-letter description of the capacity-equivocation region due to Csiszar-Korner. Next, we study the secure broadcasting problem, where a transmitter wants to have secure communication with multiple legitimate users in the presence of an external eavesdropper. We study several special cases of the secure broadcasting problem. First, we consider the degraded multi-receiver wiretap channel, and establish its secrecy capacity region. Second, we consider the parallel less noisy multi-receiver wiretap channel, and obtain its common message secrecy capacity and sum secrecy capacity. Third, we consider the parallel degraded multi-receiver wiretap channel for the two-user and two-sub-channel case, and obtain its entire secrecy capacity region. Finally, we consider a parallel channel model with two sub-channels, where the transmitter can use only one of the subchannels at any time, and characterize its secrecy capacity region. Then, we study the two-user Gaussian MIMO broadcast channel with common and confidential messages. In this channel model, the transmitter sends a common message to both users, and a confidential message to each user which needs to be kept perfectly secret from the other user. We obtain the entire capacity region of this channel. We also explore the connections between this channel model and its non-confidential counterpart, i.e., the Gaussian MIMO broadcast channel with common and private message. Next, we consider the Gaussian MIMO multi-receiver wiretap channel and obtain its secrecy capacity region for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques fall short of proving the secrecy capacity region, to emphasize the need for a new proof technique, which we develop by using the relationships between the Fisher information and the differential entropy. Using this new proof technique, we obtain the secrecy capacity region of the degraded MIMO channel. We then establish the secrecy capacity region of the general MIMO channel by using the channel enhancement technique in conjunction with the capacity result we obtained for the degraded MIMO channel. For the general MIMO channel, we show that dirty-paper coding (DPC) combined with stochastic encoding attains the entire secrecy capacity region. Then, we study the multi-receiver wiretap channel for a more general scenario, where, in addition to confidential messages, the transmitter sends public messages to the legitimate users, on which there are no secrecy constraints. First, we consider the degraded discrete memoryless channel, and obtain inner and outer bounds for the capacity region. These inner and outer bounds match for certain cases, providing the capacity region. Second, we obtain an inner bound for the general discrete memoryless channel by using Marton's inner bound. Third, we consider the degraded Gaussian MIMO channel, and show that jointly Gaussian auxiliary random variables and channel input are sufficient to exhaust the inner and outer bounds. Finally, we provide an inner bound for the capacity region of the general Gaussian MIMO channel. Next, we focus on the multiple access wiretap (MAC-WT) channel whose capacity region is unknown. We consider a special class of MAC-WT channels which we call the weak eavesdropper class, where each user's link to the legitimate receiver is stronger than its link to the eavesdropper. For this class of channels, we develop an outer bound for the secrecy capacity region, which partially matches the achievable region in an n-letter form. We evaluate a looser version of our outer bound for the Gaussian case, and show that our outer bound is within 0.5 bits/channel use of the achievable rates along the individual secrecy rates for all weak eavesdropper Gaussian MAC-WT. Then, we investigate the effects of user cooperation on the secrecy of broadcast channels by considering the cooperative relay broadcast channel (CRBC). We propose an achievable scheme that combines Marton's coding scheme for broadcast channels and Cover and El Gamal's compress-and-forward (CAF) scheme for relay channels. For the Gaussian CRBC, we show that both users can have positive secrecy rates, which is not possible for scalar Gaussian broadcast channels without cooperation. We further investigate the effects of user cooperation on secrecy by considering the multiple access channel with generalized feedback (MAC-GF), which can be viewed as the MAC-dual of the CRBC. We propose a CAF-based achievable secrecy rate region for the MAC-GF. Specializing our results to a Gaussian MAC-GF, we present numerical results which demonstrate that cooperation can improve secrecy for the MAC-GF. Next, we study the two-user one-eavesdropper discrete memoryless compound wiretap channel, and provide the best known lower bound for the secrecy capacity of this compound channel. We evaluate this achievable secrecy rate for the Gaussian MIMO case by using DPC. We show that this achievable secrecy rate achieves at least half of the secrecy capacity of this Gaussian MIMO compound wiretap channel, and also attains the secrecy capacity when the eavesdropper is degraded with respect to one of the two users. Then, we study the degraded compound multi-receiver wiretap channel (DCMRWC), which, in addition to a group of eavesdroppers, has two groups of users, namely the stronger group and the weaker group. We study two different communication scenarios for this channel. In the first scenario, there is only one eavesdropper, and the transmitter sends a confidential message to each group of legitimate users while keeping both messages secret from the eavesdropper. In the second scenario, we study the DCMRWC with layered messages without any restriction on the number of eavesdroppers. For both scenarios, we obtain the secrecy capacity region for the discrete memoryless channel, the parallel channel, and the Gaussian parallel channel. For the Gaussian MIMO channel, we obtain the secrecy capacity region when there is only one user in the second group. Next, we study the two-user fading broadcast channel and obtain its ergodic secrecy capacity region. We show that, thanks to fading, both users can have simultaneous secure communication with the transmitter, although this is not possible in the scalar non-fading Gaussian broadcast channel where only one user can have secure communication. This simultaneous secrecy of both users is achieved by an opportunistic communication scheme, in which, at each time instant, the transmitter communicates with the user having a better channel gain. Then, we study the secure lossy transmission of a vector Gaussian source to a legitimate user in the presence of an eavesdropper, where both the legitimate user and the eavesdropper have vector Gaussian side information. We obtain an outer bound for the rate, equivocation and distortion region. Moreover, we obtain the maximum equivocation at the eavesdropper when there is no constraint on the transmission rate. By using this maximum equivocation result, we show two facts. First, for this problem, in general, Wyner-Ziv scheme is suboptimal, although, it is optimal in the absence of an eavesdropper. And, second, even when there is no transmission rate constraint, an uncoded transmission scheme is suboptimal; the presence of an eavesdropper necessitates the use of a coded scheme to attain the maximum equivocation. Finally, we revisit the secure lossy source coding problem. In all works on this problem, either the equivocation of the source at the eavesdropper or the equivocation of the legitimate user's reconstruction of the source at the eavesdropper is used to measure secrecy. We first propose the relative equivocation of the source at the eavesdropper with respect to the legitimate user as a new secrecy measure. We argue that this new secrecy measure is the one that corresponds to the natural generalization of the equivocation in a wiretap channel to the context of secure lossy source coding. Under this new secrecy measure, we provide a single-letter description of the rate, relative equivocation and distortion region, as well as its specializations to degraded and reversely degraded cases. We investigate the relationships between the optimal scheme that attains this region and the Wyner-Ziv scheme.
We consider a physical layer security based on the wiretap channel for wireless communication systems in which there are one transmitter and multiple receivers/users who report their channel state information (CSI) to the transmitter. This scenario is practically useful since it models the forward link of cellular systems where the systems can take advantage of the multiuser diversity. We are curious about the role of the multiuser diversity in the secure communication under the wiretap channel framework. Although it is well known that fixed transmit power is not optimal when CSI is available to the transmitter, to get useful insights, we consider a fixed transmit power case. In return, we can have some of important performance measures such as outage probability, average secrecy rate, failure rate, and average wait time in closed forms. The analysis interestingly shows that the multiuser diversity becomes always disadvantageous for the secure communications. We substantiate our claims with the analytic results and numerical evaluations.
In this paper, we consider the wire-tap channel model consisting of three users, namely, a transmitter, a legal receiver, and an eavesdropper, where the eavesdropper has possible unlimited centralized or distributed multiple antennas, while the legal user has just a single antenna. With this model, we study the realization of strict positive secrecy rate through Rayleigh flat fading channels using M-ary phase shift keying (PSK) and orthogonal space-time block code (OSTBC) based on channel reciprocal principle. We demonstrate that the information rate at the eavesdropper can be reduced to zero and a positive communication rate at the legal receiver can be realized if the transmitter employs a proper phase precoder based on the channel reciprocal, and uses OSTBC and M-ary PSK modulations for data transmissions. Application examples of space-time codes for positive secrecy rate are illustrated. As we have given the eavesdropper more capabilities than the legal receiver and thus captured a worst case scenario, any positive secrecy rate that is achieved serves as a lower bound on the secrecy capacity.