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A Short Survey of Physical Layer Security in Mixed RF-FSO Systems

Neelam Rana

Published Aug 30, 2024• 1 citation
Publisher

Abstract

Hybrid Radio Frequency (RF) and Free Space Optics (FSO) communication systems represent a promising solution for modern communication challenges, offering the robustness of RF and the high data rates of FSO. As these systems become increasingly important in applications ranging from last-mile connectivity to satellite communication, ensuring their security, particularly at the physical layer, has emerged as a critical concern. This survey explores the state of the art in physical layer security (PLS) for mixed RF-FSO systems, highlighting key techniques, challenges, and solutions. We also outline future research directions to enhance the security and performance of these hybrid communication systems. By integrating insights from the latest research, this paper aims to provide a comprehensive understanding of the current landscape and future potential of PLS in mixed RF-FSO systems.

DOI
10.36227/techrxiv.172503920.06545805/v1

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Hybrid Radio Frequency (RF) and Free Space Optics (FSO) communication systems represent a promising solution for modern communication challenges, offering the robustness of RF and the high data rates of FSO. As these systems become increasingly important in applications ranging from last-mile connectivity to satellite communication, ensuring their security, particularly at the physical layer, has emerged as a critical concern. This survey explores the state of the art in physical layer security (PLS) for mixed RF-FSO systems, highlighting key techniques, challenges, and solutions. We also outline future research directions to enhance the security and performance of these hybrid communication systems. By integrating insights from the latest research, this paper aims to provide a comprehensive understanding of the current landscape and future potential of PLS in mixed RF-FSO systems.
This paper investigates a mixed Radio Frequency (RF) / Free-Space Optical (FSO) communication system under an FSO eavesdropping environment and studies the system’s Physical Layer Security (PLS) performance optimization problem. A single-antenna eavesdropper trying to eavesdrop on RF information is situated in the RF link, and another eavesdropper with an optical receiving device is located near the destination node in the FSO link. For the above system model, the Strict Positive Secrecy Capacity (SPSC) and the Security Outage Probability (SOP) closed-form expressions of the RF/FSO mixed communication system were derived, and the expressions were validated for accuracy using the Monte Carlo method. Simulation analysis assessed the impact of different key factors on the system’s PLS performance, which establishes a solid theoretical foundation for applying PLS to mixed RF/FSO systems in FSO eavesdropping scenarios.
As the existing radio-frequency (RF) networks cannot meet the ever-increasing data rate demand, the optical wireless communication (OWC), which uses a wide untapped unregulated spectrum, has been proposed as a promising technology to overcome the RF spectrum limitations. On the other hand, with the increasing demand for high data rate and the prevalence of the broadcast-nature networks, researchers have recently come up with new mechanisms to improve secure communication using physical layer techniques. Compared to RF networks, the OWC networks are more secure and less susceptible to the interception because of the small coverage provided by LEDs, and because they work properly only in the presence of the line-of-sight (LoS) components. However, the security in OWC networks is still an issue, especially in visible light communication (VLC) when the transmitted information can be accessed by multiple users as in public areas, meeting rooms, laboratories, and libraries. That means potential eavesdroppers may be existing to gather confidential messages. This paper reviews all the conducted work on physical layer security (PLS) in two types of OWC networks, which are the VLC and free space optical (FSO) networks. Furthermore, the paper proposes several open problems in these networks to optimize and enhance the security performance.
Free-space optical (FSO) communication provides a promising alternative solution to the traditional radio frequency (RF) communications. Compared to the RF technology, there are many advantages of FSO communications, such as ultra-high bandwidth, license-free spectrum, low inter-channel interference, and energy-efficient transmission. The potential applications for FSO communication include the last-one-mile access link from the fiber-based backbone network, low earth orbit (LEO) satellite communications, high-altitude base station platforms or vehicles, deep-space communications, and in-building automation connections. As the FSO technology becomes mature and increasingly involved, the security and reliability requirements of such applications also become crucial. Regarding the security issues, although the FSO communication is inherently more secure than the RF counterpart due to high directivity of its line-of-sight (LOS) link, it can still suffer from optical wire-tapping attack. There are many different application schemes that an eavesdropper can still probe the FSO link. Traditionally, to protect the communication, many works have been done on encryption layer and upper network layer, such as computationally intensive cryptographic algorithms and message exchanging protocols. In recent years, physical-layer security (PLS) has been getting more attentions as it provides an extra layer of security against eavesdropping. The PLS schemes, in general can be categorized into two main categories: classical PLS and quantum key distribution (QKD) protocols. The classical PLS is based on the information theoretic security analysis, while the QKD security is guaranteed by the quantum mechanics laws. Both techniques have been studied for FSO channels. In the first half of this dissertation, we study the PLS in a LOS FSO channel using orbital angular momentum (OAM) multiplexing and show that higher secrecy capacity can be achieved using OAM multiplexing technology in the presence of atmospheric turbulence effects. Then, we proposed an adaptation scheme for QKD system over FSO channel with different QKD protocols, i.e. BB84 and decoy state protocols. By adapting the source brightness based on the channel condition, we optimized the secret key rate (SKR) of the QKD system. Furthermore, we proposed a multiple spatial modes-based QKD system with backpropagation method to increase the total SKR through parallel channels. Regarding the reliability of an optical communication system as well as information reconciliation for both PLS and QKD schemes, the forward error correction (FEC) becomes an essential technique to enable high-speed transmission. The FEC with low-density parity-check (LDPC) codes has been studied for decades from LDPC block codes to the most recent spatially-coupled (SC) LDPC codes. For FSO communications, due to the time-varying nature of FSO channels, the capability of rate adaptation is important to achieve a consistent reliable transmission. In the second half of this dissertation, we proposed unified FPGA-based architecture to implement both quasi-cyclic (QC) LDPC codes and SC-LDPC codes with rate adaptation capability. The performance is verified through FPGA emulation to show good error floor properties. To further validate the rate adaptation capability, we have built a spatial light modulator (SLM)-based FSO channel emulator to test the adaptive coding scheme. Furthermore, we have conducted a fiber-based experiment with our rate adaptative coding scheme to show that the proposed adaptive coding scheme can be also used in dynamic fiber-based networks.
This paper analyzes the physical layer secrecy (PLS) performance of a hybrid free space optical and radio frequency (FSO/RF) communication system under a modified selection combining scheme. The transmission scheme takes into account secrecy performance as well as diversity gain and ease of implementation. The effects of FSO link, namely the FSO atmospheric turbulence and the FSO receiver pointing error, are included in the analysis while the power amplifier (PA) inefficiency for the RF transmission is considered to have more realistic understandings on the system performance. The exact analytical expressions for the performance indicators including the average secrecy capacity (ASC) and secrecy outage probability (SOP) of the investigated mixed FSO/RF system are derived. The asymptotic SOP analysis reveals useful insights into the performance of the investigated mixed system. Analytical and simulation results are presented to evaluate the PLS performance of the proposed mixed system as well as to compare the performance of other hybrid systems with different setups.
Abstract Satellite communications have emerged as a promising extension of terrestrial networks in future 6G network research due to their extensive coverage in remote areas and their ability to support the increasing traffic rate and heterogeneous networks. Like other wireless communication technologies, satellite signals are transmitted in a shared medium, making them vulnerable to attacks such as eavesdropping, jamming, and spoofing. A good candidate to overcome these issues is physical layer security (PLS), which utilizes physical layer characteristics to provide security, mainly due to its suitability for resource‐limited devices such as satellites and IoT devices. This paper provides a comprehensive and up‐to‐date review of PLS solutions to secure satellite communication. Main satellite applications are classified into five domains: satellite‐terrestrial, satellite‐based IoT, satellite navigation systems, FSO‐based, and inter‐satellite. In each domain, how PLS can improve the overall security of the system, preserve desirable security properties, and resist widespread attacks are discussed and investigated. Finally, some gaps in the related literature are highlight and open research problems, including uplink secrecy techniques, smart threat models, authentication and integrity techniques, PLS for inter‐satellite links, and machine learning‐based PLS, are discussed.
High-altitude platform (HAP) stations are pivotal in non-terrestrial networks, enhancing communication capabilities and extending cost-effective network access to rural or remote areas. HAP-assisted free-space optical (FSO) communications provide a promising solution for improving data rates. To safeguard against eavesdropping, especially during emergencies, we propose a physical-layer security mechanism to enhance the control signaling resilience in disaster response and network failure detection. We investigate the secrecy performance of an integrated HAP-based FSO and unmanned aerial vehicle (UAV)-enabled radio frequency (RF) downlink system using the decode-and-forward relaying protocol. While optical links inherently provide better security, our focus is on the eavesdropping threats to the RF link. We derive novel and exact analytical and asymptotic closed-form expressions for the secrecy outage probability (SOP) and the probability of strictly positive secrecy capacity (PSPSC). Our results reveal the significant impact of atmospheric turbulence, RF fading, pointing errors, and optical detection technologies on the overall secrecy performance, providing valuable insights for designing secure mixed FSO and RF downlink communication systems.