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Secure and Reliable Communications over Free-space Optical Channels

Xiaole Sun

Published Jan 1, 2019• 0 citations
OpenAlex

Abstract

Free-space optical (FSO) communication provides a promising alternative solution to the traditional radio frequency (RF) communications. Compared to the RF technology, there are many advantages of FSO communications, such as ultra-high bandwidth, license-free spectrum, low inter-channel interference, and energy-efficient transmission. The potential applications for FSO communication include the last-one-mile access link from the fiber-based backbone network, low earth orbit (LEO) satellite communications, high-altitude base station platforms or vehicles, deep-space communications, and in-building automation connections. As the FSO technology becomes mature and increasingly involved, the security and reliability requirements of such applications also become crucial. Regarding the security issues, although the FSO communication is inherently more secure than the RF counterpart due to high directivity of its line-of-sight (LOS) link, it can still suffer from optical wire-tapping attack. There are many different application schemes that an eavesdropper can still probe the FSO link. Traditionally, to protect the communication, many works have been done on encryption layer and upper network layer, such as computationally intensive cryptographic algorithms and message exchanging protocols. In recent years, physical-layer security (PLS) has been getting more attentions as it provides an extra layer of security against eavesdropping. The PLS schemes, in general can be categorized into two main categories: classical PLS and quantum key distribution (QKD) protocols. The classical PLS is based on the information theoretic security analysis, while the QKD security is guaranteed by the quantum mechanics laws. Both techniques have been studied for FSO channels. In the first half of this dissertation, we study the PLS in a LOS FSO channel using orbital angular momentum (OAM) multiplexing and show that higher secrecy capacity can be achieved using OAM multiplexing technology in the presence of atmospheric turbulence effects. Then, we proposed an adaptation scheme for QKD system over FSO channel with different QKD protocols, i.e. BB84 and decoy state protocols. By adapting the source brightness based on the channel condition, we optimized the secret key rate (SKR) of the QKD system. Furthermore, we proposed a multiple spatial modes-based QKD system with backpropagation method to increase the total SKR through parallel channels. Regarding the reliability of an optical communication system as well as information reconciliation for both PLS and QKD schemes, the forward error correction (FEC) becomes an essential technique to enable high-speed transmission. The FEC with low-density parity-check (LDPC) codes has been studied for decades from LDPC block codes to the most recent spatially-coupled (SC) LDPC codes. For FSO communications, due to the time-varying nature of FSO channels, the capability of rate adaptation is important to achieve a consistent reliable transmission. In the second half of this dissertation, we proposed unified FPGA-based architecture to implement both quasi-cyclic (QC) LDPC codes and SC-LDPC codes with rate adaptation capability. The performance is verified through FPGA emulation to show good error floor properties. To further validate the rate adaptation capability, we have built a spatial light modulator (SLM)-based FSO channel emulator to test the adaptive coding scheme. Furthermore, we have conducted a fiber-based experiment with our rate adaptative coding scheme to show that the proposed adaptive coding scheme can be also used in dynamic fiber-based networks.

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Free-space optical (FSO) communication provides a promising alternative solution to the traditional radio frequency (RF) communications. Compared to the RF technology, there are many advantages of FSO communications, such as ultra-high bandwidth, license-free spectrum, low inter-channel interference, and energy-efficient transmission. The potential applications for FSO communication include the last-one-mile access link from the fiber-based backbone network, low earth orbit (LEO) satellite communications, high-altitude base station platforms or vehicles, deep-space communications, and in-building automation connections. As the FSO technology becomes mature and increasingly involved, the security and reliability requirements of such applications also become crucial. Regarding the security issues, although the FSO communication is inherently more secure than the RF counterpart due to high directivity of its line-of-sight (LOS) link, it can still suffer from optical wire-tapping attack. There are many different application schemes that an eavesdropper can still probe the FSO link. Traditionally, to protect the communication, many works have been done on encryption layer and upper network layer, such as computationally intensive cryptographic algorithms and message exchanging protocols. In recent years, physical-layer security (PLS) has been getting more attentions as it provides an extra layer of security against eavesdropping. The PLS schemes, in general can be categorized into two main categories: classical PLS and quantum key distribution (QKD) protocols. The classical PLS is based on the information theoretic security analysis, while the QKD security is guaranteed by the quantum mechanics laws. Both techniques have been studied for FSO channels. In the first half of this dissertation, we study the PLS in a LOS FSO channel using orbital angular momentum (OAM) multiplexing and show that higher secrecy capacity can be achieved using OAM multiplexing technology in the presence of atmospheric turbulence effects. Then, we proposed an adaptation scheme for QKD system over FSO channel with different QKD protocols, i.e. BB84 and decoy state protocols. By adapting the source brightness based on the channel condition, we optimized the secret key rate (SKR) of the QKD system. Furthermore, we proposed a multiple spatial modes-based QKD system with backpropagation method to increase the total SKR through parallel channels. Regarding the reliability of an optical communication system as well as information reconciliation for both PLS and QKD schemes, the forward error correction (FEC) becomes an essential technique to enable high-speed transmission. The FEC with low-density parity-check (LDPC) codes has been studied for decades from LDPC block codes to the most recent spatially-coupled (SC) LDPC codes. For FSO communications, due to the time-varying nature of FSO channels, the capability of rate adaptation is important to achieve a consistent reliable transmission. In the second half of this dissertation, we proposed unified FPGA-based architecture to implement both quasi-cyclic (QC) LDPC codes and SC-LDPC codes with rate adaptation capability. The performance is verified through FPGA emulation to show good error floor properties. To further validate the rate adaptation capability, we have built a spatial light modulator (SLM)-based FSO channel emulator to test the adaptive coding scheme. Furthermore, we have conducted a fiber-based experiment with our rate adaptative coding scheme to show that the proposed adaptive coding scheme can be also used in dynamic fiber-based networks.
Optical communications have been widely deployed all over the world. In state-of-the-art optical communication systems, security and high capacity are the most important factors to be considered. As the rapid development of quantum computing, traditional computational complexity based encryption faces unprecedented challenges. To guarantee the unconditional security, quantum key distribution (QKD) has been proposed and now is attracting increasing attentions. Classical optical communications have been exponentially growing for decades. The telecommunications industry is always in favor of high-speed, long-haul, and cost-efficient optical transports. Lots of advanced techniques have been applied to meet the requirements, e.g., multi-dimensional multiplexing, advanced modulation formats, coherent detection, forward error correction (FEC) coding, constellation shaping, and adaptive coding. In this dissertation, I will investigate continuous-variable QKD (CV-QKD) protocols to enable unconditional security and study the reliable classical advanced optical transmission systems. In a dynamic fiber-optic transmission system, the system performance can be improved by the proposed self-adaptive coding approach. We also experimentally and numerically compare the mutual information (MI) performances of regular/probabilistically shaped/geometrically shaped (PS/GS)-8/16/32 quadrature amplitude modulation (QAM) formats. Therefore, the industry can select the best shaping scheme accordingly in a specific situation. Furthermore, we propose a novel hybrid PS/GS scheme, which can minimize non-Gray mapping penalty as well as be tolerant to the implementation penalty. In addition, free-space optical (FSO) communication systems are also studied here. We emulate the outdoor atmospheric turbulence by indoor turbulence emulator, which is based on split-step beam propagation method (SSBPM). Turbulence mitigation methods, including adaptive optics (AO), channel coding, spatial offset, and Huffman coding, are proposed and experimentally demonstrated to enable high-speed FSO communications. At the end, we propose novel four-state and eight-state CV-QKD systems, where the phase noise can be effectively mitigated, and power fluctuation caused by turbulence can be accurately monitored. Thereafter, beyond 1 Gb/s CV- QKD systems can be realized by controlling phase noise, leveraging reconciliation efficiency, monitoring power fluctuation, and multiplexing quantum channels.
Due to the recent rapid growth of computing technologies, today's encrypted information based on classical computational complexities will soon no longer remain secure. Quantum cryptography, or quantum key distribution (QKD), relying on the physical laws of quantum mechanics, stands out as a more powerful cryptographic solution that enables the secret key to be shared securely over publicly unsecured communication channels in the presence of eavesdroppers. QKD can be possibly implemented over both optical fiber and free-space optical (FSO) links. Compared to optical fiber, FSO has the immediate advantage of flexibility and cost-effectiveness in terms of infrastructure deployment. More interestingly, recent advancements in satellite communications using FSO links promise the future of a global QKD network for highly secure applications. This paper reviews the development of QKD over FSO for both terrestrial and satellite channels, which highlights the most up-to-date QKD protocols. Owing to how the information is encoded, different QKD protocols are classified into technology-focused categories, where their properties are reviewed and compared. The feasibility of current QKD protocols is then investigated with respect to its specific application scenarios for terrestrial and satellite FSO links, equipped with results from both theoretical and experimental studies. Based on the latest free-space QKD achievements, novel perspectives for future developments and challenges to enhance the secrecy performance and reduce implementation cost are then summarized and comprehensively discussed. The potential combination of QKD and physical layer cryptography for the newly emerging wireless mobile communications networks involved with unmanned aerial vehicles (UAV) is also introduced.
Hybrid Radio Frequency (RF) and Free Space Optics (FSO) communication systems represent a promising solution for modern communication challenges, offering the robustness of RF and the high data rates of FSO. As these systems become increasingly important in applications ranging from last-mile connectivity to satellite communication, ensuring their security, particularly at the physical layer, has emerged as a critical concern. This survey explores the state of the art in physical layer security (PLS) for mixed RF-FSO systems, highlighting key techniques, challenges, and solutions. We also outline future research directions to enhance the security and performance of these hybrid communication systems. By integrating insights from the latest research, this paper aims to provide a comprehensive understanding of the current landscape and future potential of PLS in mixed RF-FSO systems.
High-altitude platform (HAP) stations are pivotal in non-terrestrial networks, enhancing communication capabilities and extending cost-effective network access to rural or remote areas. HAP-assisted free-space optical (FSO) communications provide a promising solution for improving data rates. To safeguard against eavesdropping, especially during emergencies, we propose a physical-layer security mechanism to enhance the control signaling resilience in disaster response and network failure detection. We investigate the secrecy performance of an integrated HAP-based FSO and unmanned aerial vehicle (UAV)-enabled radio frequency (RF) downlink system using the decode-and-forward relaying protocol. While optical links inherently provide better security, our focus is on the eavesdropping threats to the RF link. We derive novel and exact analytical and asymptotic closed-form expressions for the secrecy outage probability (SOP) and the probability of strictly positive secrecy capacity (PSPSC). Our results reveal the significant impact of atmospheric turbulence, RF fading, pointing errors, and optical detection technologies on the overall secrecy performance, providing valuable insights for designing secure mixed FSO and RF downlink communication systems.
Free-space optical (FSO) communications are becoming promising schemes for high-capacity wireless links due to their plentiful characteristics originated from higher carrier frequency. These characteristics also yield a greater security advantage over radio frequency counterparts: the physical ability of a wiretapper is reasonably restricted due to the high directionality of communication beam and the line-of-sight configuration of the link. Secret key agreement over FSO links (FSO-SKA) employs this security advantage as well as the post-processing over an authenticated public channel to establish an information-theoretic secure key which cannot be broken even with unbounded computer resources. In the previous works, the authors demonstrated the full-field implementations of FSO-SKA with a 7.8-km FSO link testbed including a probing station to estimate the possible wiretapping risks from the sidelobe of the communication beam. In the demonstration, however, there is still room to improve the secret key rate by exploiting the optical fading which contains additional information about random states of the FSO links. We here propose a novel protocol for FSO-SKA employing such channel state information. In the protocol, the legitimate receiver decides whether to discard the received symbols or not according to the received optical power at the time. Based on the experimental data from the FSO link testbed, we demonstrate that the proposed protocol improves the secret key rate compared with our previous result. To our best knowledge, this is the first demonstration that exploits the effect of atmospheric turbulences to improve the security performance of communication systems. We anticipate that this idea will be applicable on the broader areas of FSO communications and opens a way toward practical wireless network spanned by FSO links.
Free Space Optical (FSO) communication has potential terrestrial and non-terrestrial applications. It allows large bandwidth for higher data transfer capacity. Due to its high directivity, it has a potential security advantage over traditional radio frequency (RF) communications. However, eavesdropping attacks are still possible in long non-terrestrial transmission FSO links, where the geometry of the link allows foreign flying objects such as Unmanned Aerial vehicles (UAVs) and drones to interrupt the links. This exposes non-terrestrial FSO links to adversary security attacks. Hence, data security techniques implementation is required to achieve immune FSO communication links. Unlike the commonly proposed physical layer security techniques, this paper presents a lab-based demonstration of a secured FSO communication link based on data cryptography using the GNU Radio platform and software-defined radio (SDR) hardware. The utilized encryption algorithm (Xsalsa20) in this paper requires high-time complexity to be broken by power-limited flying objects that interrupt the FSO beam. The results show that implementing cryptographic encryption techniques into FSO systems provided resilience against eavesdropping attacks and preserved data security. The experiment results show that, at a distance of 250 mm and laser output power of 10 mW, the system achieves a packet delivery rate of 92% and transmission rate of 10 Mbit/s. This is because the SDR used in this experiment requires a minimum received electrical amplitude of 27.5 mV to process the received signal. Long distance and higher data rates can be achieved using less sensitive SDR hardware.