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Symmetry-Protected Topological Phases of Matter

Steven H. Simon

Published Sep 29, 2023• 1 citation
Publisher

Abstract

Abstract We refine our notion of a topoogical phase of matter to account for symmetry protection. We describe SPT (symmetry protected topological or trivial) phases and give some history of this idea. We focus on the case of on-site symmetries. The case of one-dimensional SPTs with on-site symmetry is discussed. For understanding two-dimensional SPTs we focus on the case of Z2 symmetry and argue that there are two possible Z2 paramagnetic phases, i.e., gapped phases where the Z2 symmetry is unbroken. These two phases are in one-to-one correspondence with the two possible Z2 loop gases. We argue that with any discrete group symmetry, we generally classify SPT phases with the possible 3-cocyles. We briefly discuss the idea of symmetry defects and explain that such particles are the excitations of the corresponding twisted Kitaev quantum double model of the same cocyle. We briefly discuss the edge modes of SPT phases. Finally we argue that the SPT phases can be considered as the “ungauging” of the corresponding Dijkgraaf-Witten model.

DOI
10.1093/oso/9780198886723.003.0035

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Progress of Theoretical and Experimental Physics•Mar 16, 2022•1 citation
Abstract We refine our notion of a topoogical phase of matter to account for symmetry protection. We describe SPT (symmetry protected topological or trivial) phases and give some history of this idea. We focus on the case of on-site symmetries. The case of one-dimensional SPTs with on-site symmetry is discussed. For understanding two-dimensional SPTs we focus on the case of Z2 symmetry and argue that there are two possible Z2 paramagnetic phases, i.e., gapped phases where the Z2 symmetry is unbroken. These two phases are in one-to-one correspondence with the two possible Z2 loop gases. We argue that with any discrete group symmetry, we generally classify SPT phases with the possible 3-cocyles. We briefly discuss the idea of symmetry defects and explain that such particles are the excitations of the corresponding twisted Kitaev quantum double model of the same cocyle. We briefly discuss the edge modes of SPT phases. Finally we argue that the SPT phases can be considered as the “ungauging” of the corresponding Dijkgraaf-Witten model.
Abstract Classifying and understanding phases of matter is an important task in condensed matter physics. The class of ‘conventional’ symmetry-broken phases is well understood in terms of Landau’s theory. A paradigmatic example is the Z2-symmetric Ising model with symmetric (paramagnetic) and symmetry-broken (ferromagnet) phases, which can be distinguished by measuring the magnetization as a local order parameter. Topological phases of matter, however, are less understood and no complete classification is known. These lecture notes discuss schemes that provide an understanding and characterization of certain topological phases of matter in models with local Hamiltonians. The main focus is on symmetry-protected topological (SPT) phases in one-dimensional bosonic systems. On the basis of the entanglement properties of such systems, a motivation is given for the matrix product state (MPS) representation of ground states. Using the MPS framework, it is demonstrated how SPT phases can be classified using projective representations of the symmetries.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
In this thesis, we study gapped topological phases of matter in systems with strong inter-particle interaction. They are challenging to analyze theoretically, because interaction not only gives rise to a plethora of phases that are otherwise absent, but also renders methods used to analyze non-interacting systems inadequate. By now, people have had a relatively systematic understanding of topological orders in two spatial dimensions. However, less is known about the higher dimensional cases. In Chapter 2, we will explore three dimensional long-range entangled topological orders in the framework of Walker-Wang models, which are a class of exactly solvable models for three-dimensional topological phases that are not known previously to be able to capture these phases. We find that they can represent a class of twisted discrete gauge theories, which were discovered using a different formalism. Meanwhile, a systematic theory of bosonic symmetry protected topological (SPT) phases in all spatial dimensions have been developed based on group cohomology. A generalization of the theory to group supercohomology has been proposed to classify and characterize fermionic SPT phases in all dimensions. However, it can only handle cases where the symmetry group of the system is a product of discrete unitary symmetries. Furthermore, the classification is known to be incomplete for certain symmetries. In Chapter 3, we will construct an exactly solvable model for the two-dimensional time-reversal-invariant topological superconductors, which could be valuable as a first attempt to a systematic understanding of strongly interacting fermionic SPT phases with anti-unitary symmetries in terms of exactly solvable models. In Chapter 4, we will propose an alternative classification of fermionic SPT phases using the spin cobordism theory, which hopefully can capture all the phases missing in the supercohomology classification. We test this proposal in the case of fermionic SPT phases with Z2 symmetry, where Z2 is either time-reversal or an internal symmetry. We find that cobordism classification correctly describes all known fermionic SPT phases in space dimensions less than or equal to 3.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry GGG is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BFBFBF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,...{a}^{1},{a}^{2},...a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as GGG is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
Abstract We introduce an index for symmetry-protected topological (SPT) phases of infinite fermionic chains with an on-site symmetry given by a finite group G. This index takes values in Z2×H1(G,Z2)×H2(G,U(1)p)\mathbb {Z}_2 \times H^1(G,\mathbb {Z}_2) \times H^2(G, U(1)_{\mathfrak {p}})Z2​×H1(G,Z2​)×H2(G,U(1)p​) with a generalised Wall group law under stacking. We show that this index is an invariant of the classification of SPT phases. When the ground state is translation invariant and has reduced density matrices with uniformly bounded rank on finite intervals, we derive a fermionic matrix product representative of this state with on-site symmetry.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.