We describe recent progress in our understanding of the interplay between interactions, symmetry, and topology in states of quantum matter. We focus on a minimal generalization of the celebrated topological band insulators (TBIs) to interacting many-particle systems known as symmetry-protected topological (SPT) phases. As with the TBIs, these states have a bulk gap and no exotic excitations but have nontrivial surface states that are protected by symmetry. We describe the various possible phases and their properties in three-dimensional systems with realistic symmetries. We develop many key ideas for the theory of these states using simple examples. The emphasis is on physical rather than mathematical properties. We survey insights obtained from the study of SPT phases for a number of other theoretical problems.
We describe recent progress in our understanding of the interplay between interactions, symmetry, and topology in states of quantum matter. We focus on a minimal generalization of the celebrated topological band insulators (TBIs) to interacting many-particle systems known as symmetry-protected topological (SPT) phases. As with the TBIs, these states have a bulk gap and no exotic excitations but have nontrivial surface states that are protected by symmetry. We describe the various possible phases and their properties in three-dimensional systems with realistic symmetries. We develop many key ideas for the theory of these states using simple examples. The emphasis is on physical rather than mathematical properties. We survey insights obtained from the study of SPT phases for a number of other theoretical problems.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.
Symmetry-protected topological (SPT) phases are bulk-gapped quantum phases with symmetries, which have gapless or degenerate boundary states as long as the symmetries are not broken. The SPT phases in free fermion systems, such as topological insulators, can be classified; however, it is not known what SPT phases exist in general interacting systems. We present a systematic way to construct SPT phases in interacting bosonic systems. Just as group theory allows us to construct 230 crystal structures in three-dimensional space, we use group cohomology theory to systematically construct different interacting bosonic SPT phases in any dimension and with any symmetry, leading to the discovery of bosonic topological insulators and superconductors.
Symmetry-protected topological (SPT) phases (e.g., the well known topological insulators) are a class of energetically gapped condensed matter systems that exhibit interesting topological properties only in the presence of certain global symmetries. While a great understanding of noninteracting fermionic SPT phases has been achieved recently, interacting SPT phases, in particular those that exist only in strongly interacting systems, are much less understood in general. Here, the authors study strongly interacting fermionic SPT phases in two spatial dimensions with finite Abelian unitary symmetries and provide a potentially complete classification of them.
Abstract We refine our notion of a topoogical phase of matter to account for symmetry protection. We describe SPT (symmetry protected topological or trivial) phases and give some history of this idea. We focus on the case of on-site symmetries. The case of one-dimensional SPTs with on-site symmetry is discussed. For understanding two-dimensional SPTs we focus on the case of Z2 symmetry and argue that there are two possible Z2 paramagnetic phases, i.e., gapped phases where the Z2 symmetry is unbroken. These two phases are in one-to-one correspondence with the two possible Z2 loop gases. We argue that with any discrete group symmetry, we generally classify SPT phases with the possible 3-cocyles. We briefly discuss the idea of symmetry defects and explain that such particles are the excitations of the corresponding twisted Kitaev quantum double model of the same cocyle. We briefly discuss the edge modes of SPT phases. Finally we argue that the SPT phases can be considered as the “ungauging” of the corresponding Dijkgraaf-Witten model.
Symmetry protected topological (SPT) phases are a minimal generalization of the concept of topological insulators to interacting systems. In this paper, we describe the classification and properties of such phases for three-dimensional (3D) electronic systems with a number of different symmetries. For symmetries representative of all classes in the famous 10-fold way of free-fermion topological insulators/superconductors, we determine the stability to interactions. By combining with results on bosonic SPT phases, we obtain a classification of electronic 3D SPT phases for these symmetries. In cases with a normal U(1) subgroup we show that this classification is complete. We describe the nontrivial surface and bulk properties of these states. In particular, we discuss interesting correlated surface states that are not captured in a free-fermion description. We show that in many, but not all, cases, the surface can be gapped while preserving symmetry if it develops intrinsic topological order.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.