Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

IEEE Wireless Communications Letters

Physical Layer Secret Key Generation With the Aid of Spatially Correlated Active RIS

Vahid Shahiri, Hamid Behroozi

Published Nov 21, 2023• 3 citations
Publisher

Abstract

Recently, there has been a growing interest in utilizing reconfigurable intelligent surfaces (RIS) for physical layer key generation (PLKG) due to their ability to intelligently configure the wireless medium. However, to the best of our knowledge, no study has explored the potential of active RIS (ARIS) in aiding PLKG. Motivated by this gap, this letter investigates the application of ARIS in PLKG. Furthermore, most existing RIS-aided PLKG techniques are based on the idealistic assumption of independent and identically distributed (i.i.d.) fading model at the RIS. Accordingly, we further consider the intrinsic correlated fading among the RIS elements. We derive the secret key rate (SKR) of the ARIS-aided PLKG and propose a sequential convex approximation (SCA) based optimization method to jointly optimize the phase and gain of the ARIS to reach maximum SKR. Additionally, we compare the performance of passive RIS (PRIS) aided PLKG with ARIS-aided PLKG. We show that with an equal total power budget, ARIS leads to significantly higher SKR, thereby offering promisingly high energy efficiency (EE) compared to PRIS.

DOI
10.1109/lwc.2023.3335159

Related papers

Physical Layer Group Key Generation With the Aid of Reconfigurable Intelligent Surfaces

Vahid Shahiri, Guyue Li, Hamid Behroozi

Reconfigurable intelligent surfaces (RIS) have the ability to alter the wireless environment by making changes in the impinging signal. While RIS has been extensively studied for enhancing wireless communications, its potential for facilitating group key generation (GKG) remains unexplored. In this study, we exploit the RIS to make the aggregate reflecting channels of different user terminals (UTs) as similar as possible to be able to extract common group secret keys from their channels. Specifically, the RIS will adjust its parameters to pave the way for GKG based on the physical channels of the UTs. Our method exploits the already gathered channel state information (CSI) in the RIS to beneficially design the phase shifts and does not impose additional probing burden on the network. We consider both passive RIS (PRIS) and active RIS (ARIS) to generate the group keys. The PRIS is widely adopted in physical layer key generation (PLKG) studies due to its use of passive elements, whereas the ARIS demonstrates superior capability in aligning the aggregate reflected channels among nodes in the GKG scenario, as demonstrated in this study. We will exploit various optimization methods like successive convex approximation (SCA) and semidefinite relaxation with Gaussian randomization (SDR-GR) to address the raised optimization problems. Unlike most of the studies in the literature, our scheme can achieve a high GKG rate in static environments as well. Finally, we will examine the performance of the proposed method by normalized mean squared error (NMSE), key error rate (KER), key generation rate (KGR) and key randomness metrics. Our numerical results verify that for the equal available power budget, the ARIS significantly outperforms PRIS in NMSE and KER, achieving more than four times higher KGR.

arXiv:2507.00714•Jul 1, 2025•0 citations

Reconfigurable-Intelligent-Surface-Assisted Secret Key Generation Under Spatially Correlated Channels in Quasi-Static Environments

Vahid Shahiri, Hamid Behroozi, Ali Kuhestani +1 more

Physical-layer key generation (PLKG) can significantly enhance the security of classic encryption schemes by efficiently providing secret keys in resource-limited network like the Internet of Things (IoT). However, reaching a high key generation rate (KGR) is challenging in applications like smart home or remote area sensing with quasi-static channels. Recently, exploiting reconfigurable intelligent surface (RIS) to induce randomness in quasi-static wireless channels has received significant research interest. However, the inherent spatial correlation among the RIS elements is rarely studied, which can alter the optimum physical-layer key generation (PLKG) approach in terms of KGR and randomness in the key sequence. Specifically, for the first time, in this contribution, we take into account a spatially correlated RIS, which intends to enhance the KGR in a quasi-static medium. Novel closed-form analytical expressions for KGR are derived for the two cases of random phase shift (RPS) and our proposed equal phase shift (EPS) in the RIS elements. We also analyze the correlation between the channel samples to ensure the randomness of the generated secret key sequence. It is shown that the EPS scheme can effectively exploit the inherent spatial correlation between the RIS elements and it leads to a higher KGR compared to the widely used RPS strategy. We further formulate an optimization problem in which we determine the optimal portion of time dedicated to direct and indirect channel estimation, which has never been addressed in previous studies. We show the accuracy and the fast convergence of our sequential convex programming (SCP)-based algorithm and discuss the various parameters affecting spatially correlated RIS-assisted PLKG.

IEEE Internet of Things Journal•Jan 2, 2024•24 citations

Simultaneous Transmission and Reflection Reconfigurable Intelligent Surface Assisted Secret Key Generation

Yuewen Dang, Na Li, Yanzhao Hou +1 more

By exploiting the entropy of wireless channels, physical layer key generation (PLKG) has gained considerable attention in recent years. Due to the characteristic of dynamic controlling of wireless channels, reconfigurable intelligent surface (RIS) can improve the key generation rate (KGR). Simultaneous transmission and reflection reconfigurable intelligent surface (STAR- RIS) can extend the half-space coverage to full-space coverage. This paper proposes a STAR-RIS-assisted physical layer key generation (SRKG) scheme in a multi-user case. The objective is to maximize the sum KGR by jointly designing the transmitting and reflecting coefficients (TARCs). We propose an iterative algorithm based on alternating optimization (AO), utilizing successive convex approximation (SCA) and semi-definite relaxation (SDR) methods, to solve the non-convex optimization problem in the presence of correlated channels. We also propose a low-complexity algorithm based on Lagrange multipliers to jointly optimize TARCs considering independent fading. Finally, the simulation results validate that, compared with the PLKG scheme assisted by traditional RIS (T-RIS), the proposed SRKG scheme can achieve higher sum KGR in a wider range under correlated and independent channel conditions.

IEEE Wireless Communications and Networking Conference•Apr 21, 2024•0 citations

RIS-Assisted Multi-Carrier Secret Key Generation in Static Environments

Ji Hong Gu, Chongjun Ouyang, Xin Zhang +1 more

Physical layer key generation (PLKG) is a promising method to generate secret keys by harnessing the randomness of wireless channels. In this letter, a reconfigurable intelligent surface (RIS)-assisted multi-carrier PLKG framework is proposed to overcome the lack of channel randomness in static environments. Specifically, the secret key generation rate (SKGR) is analyzed based on the inter-frequency correlation among the channel coefficients across subcarriers. Building upon this analysis, a novel scheme for configuring RIS elements is proposed to enhance the SKGR by introducing correlations into the random phase shifts of RIS elements. Simulation results are presented to validate the effectiveness of the proposed scheme.

IEEE Wireless Communications Letters•Aug 16, 2024•1 citation

Reconfigurable Intelligent Surface-Assisted PHY Key Generation: A Tradeoff Analysis

Huici Wu, Yi Fang, Zhiqing Wei +2 more

Reconfigurable intelligent surface (RIS) has been widely studied as a promising approach in improving secret key rate (SKR) for physical layer (PHY) secret key generation (SKG). Existing RIS-assisted PHY SKG studies mainly focus on improving the SKR by optimizing RIS phase. However, RIS can also be exploited by active attackers to contaminate the channel probing. As a result, there is a trade-off between the increased randomness and the improved correlation between legitimate channels and eavesdropping channels in a RIS-assisted SKG system under channel contamination. In this paper, we study the impact of RIS on PHY SKG by analyzing the SKR performance. A closed-form expression for the lower-bound of secret key capacity is obtained. Theoretical analysis shows that gains of legitimate channel, eavesdropping channel, and RIS-induced channels are key parameters in determining whether the assisting RIS is beneficial or harmful to the PHY SKG. Further, a SKR maximization problem under channel contamination is proposed and solved. Results show that the assisting RIS is definitely harmful to the SKG when the gain ratio of legitimate channel and eavesdropping channel is reduced with the leverage of RIS, while it can significantly improve the SKR with an optimized RIS phase when the gain ratio is improved with the help of RIS.

IEEE Transactions on Vehicular Technology•Dec 26, 2024•2 citations

RIS-Assisted Physical-Layer Key Generation with Discrete Phase Shift Optimization

Haoyu Li, Guyue Li, Lei Hu +2 more

The artificial electromagnetic characteristics of reconfigurable intelligent surfaces (RIS) offers new opportunities to increase the secret key rate (SKR) in physical-layer key generation (PKG). However, the existing literature has primarily focused on continuous phase shift designs for RIS to enhance the SKR, while in practice the phase shifts are discrete due to hardware implementations. Hence, the extent to which practical RIS with discrete phase shifts can enhance SKR remains uncertain. Moreover, we have observed that existing optimization methods are not directly applicable to RIS with discrete phase shifts and relying solely on the approximation projection algorithm may lead to certain SKR performance degradation. To address these problems, this paper proposes a RIS-assisted PKG model considering the impact of discrete RIS phase shifts. To maximize the SKR by properly designing the RIS phase shifts, we propose an algorithm utilizing linear conic reformulation (LCR) with alternating difference-of-convex (DC) programming and successive convex approximation (SCA). Simulation results unveil that the proposed LCR-DC algorithm has the capability to achieve the SKR close to the optimal solutions. Furthermore, increasing the number of RIS elements or the number of quantization bits for RIS phase shifts enhances SKR but with diminishing returns. It is worth noting that a small number of discrete phase shifts, e.g., 2-3 quantization bits, is generally sufficient to achieve satisfactory SKR performance.

IEEE Vehicular Technology Conference•Oct 10, 2023•1 citation
Recently, there has been a growing interest in utilizing reconfigurable intelligent surfaces (RIS) for physical layer key generation (PLKG) due to their ability to intelligently configure the wireless medium. However, to the best of our knowledge, no study has explored the potential of active RIS (ARIS) in aiding PLKG. Motivated by this gap, this letter investigates the application of ARIS in PLKG. Furthermore, most existing RIS-aided PLKG techniques are based on the idealistic assumption of independent and identically distributed (i.i.d.) fading model at the RIS. Accordingly, we further consider the intrinsic correlated fading among the RIS elements. We derive the secret key rate (SKR) of the ARIS-aided PLKG and propose a sequential convex approximation (SCA) based optimization method to jointly optimize the phase and gain of the ARIS to reach maximum SKR. Additionally, we compare the performance of passive RIS (PRIS) aided PLKG with ARIS-aided PLKG. We show that with an equal total power budget, ARIS leads to significantly higher SKR, thereby offering promisingly high energy efficiency (EE) compared to PRIS.
Reconfigurable intelligent surfaces (RIS) have the ability to alter the wireless environment by making changes in the impinging signal. While RIS has been extensively studied for enhancing wireless communications, its potential for facilitating group key generation (GKG) remains unexplored. In this study, we exploit the RIS to make the aggregate reflecting channels of different user terminals (UTs) as similar as possible to be able to extract common group secret keys from their channels. Specifically, the RIS will adjust its parameters to pave the way for GKG based on the physical channels of the UTs. Our method exploits the already gathered channel state information (CSI) in the RIS to beneficially design the phase shifts and does not impose additional probing burden on the network. We consider both passive RIS (PRIS) and active RIS (ARIS) to generate the group keys. The PRIS is widely adopted in physical layer key generation (PLKG) studies due to its use of passive elements, whereas the ARIS demonstrates superior capability in aligning the aggregate reflected channels among nodes in the GKG scenario, as demonstrated in this study. We will exploit various optimization methods like successive convex approximation (SCA) and semidefinite relaxation with Gaussian randomization (SDR-GR) to address the raised optimization problems. Unlike most of the studies in the literature, our scheme can achieve a high GKG rate in static environments as well. Finally, we will examine the performance of the proposed method by normalized mean squared error (NMSE), key error rate (KER), key generation rate (KGR) and key randomness metrics. Our numerical results verify that for the equal available power budget, the ARIS significantly outperforms PRIS in NMSE and KER, achieving more than four times higher KGR.
Physical-layer key generation (PLKG) can significantly enhance the security of classic encryption schemes by efficiently providing secret keys in resource-limited network like the Internet of Things (IoT). However, reaching a high key generation rate (KGR) is challenging in applications like smart home or remote area sensing with quasi-static channels. Recently, exploiting reconfigurable intelligent surface (RIS) to induce randomness in quasi-static wireless channels has received significant research interest. However, the inherent spatial correlation among the RIS elements is rarely studied, which can alter the optimum physical-layer key generation (PLKG) approach in terms of KGR and randomness in the key sequence. Specifically, for the first time, in this contribution, we take into account a spatially correlated RIS, which intends to enhance the KGR in a quasi-static medium. Novel closed-form analytical expressions for KGR are derived for the two cases of random phase shift (RPS) and our proposed equal phase shift (EPS) in the RIS elements. We also analyze the correlation between the channel samples to ensure the randomness of the generated secret key sequence. It is shown that the EPS scheme can effectively exploit the inherent spatial correlation between the RIS elements and it leads to a higher KGR compared to the widely used RPS strategy. We further formulate an optimization problem in which we determine the optimal portion of time dedicated to direct and indirect channel estimation, which has never been addressed in previous studies. We show the accuracy and the fast convergence of our sequential convex programming (SCP)-based algorithm and discuss the various parameters affecting spatially correlated RIS-assisted PLKG.
By exploiting the entropy of wireless channels, physical layer key generation (PLKG) has gained considerable attention in recent years. Due to the characteristic of dynamic controlling of wireless channels, reconfigurable intelligent surface (RIS) can improve the key generation rate (KGR). Simultaneous transmission and reflection reconfigurable intelligent surface (STAR- RIS) can extend the half-space coverage to full-space coverage. This paper proposes a STAR-RIS-assisted physical layer key generation (SRKG) scheme in a multi-user case. The objective is to maximize the sum KGR by jointly designing the transmitting and reflecting coefficients (TARCs). We propose an iterative algorithm based on alternating optimization (AO), utilizing successive convex approximation (SCA) and semi-definite relaxation (SDR) methods, to solve the non-convex optimization problem in the presence of correlated channels. We also propose a low-complexity algorithm based on Lagrange multipliers to jointly optimize TARCs considering independent fading. Finally, the simulation results validate that, compared with the PLKG scheme assisted by traditional RIS (T-RIS), the proposed SRKG scheme can achieve higher sum KGR in a wider range under correlated and independent channel conditions.
Physical layer key generation (PLKG) is a promising method to generate secret keys by harnessing the randomness of wireless channels. In this letter, a reconfigurable intelligent surface (RIS)-assisted multi-carrier PLKG framework is proposed to overcome the lack of channel randomness in static environments. Specifically, the secret key generation rate (SKGR) is analyzed based on the inter-frequency correlation among the channel coefficients across subcarriers. Building upon this analysis, a novel scheme for configuring RIS elements is proposed to enhance the SKGR by introducing correlations into the random phase shifts of RIS elements. Simulation results are presented to validate the effectiveness of the proposed scheme.
Reconfigurable intelligent surface (RIS) has been widely studied as a promising approach in improving secret key rate (SKR) for physical layer (PHY) secret key generation (SKG). Existing RIS-assisted PHY SKG studies mainly focus on improving the SKR by optimizing RIS phase. However, RIS can also be exploited by active attackers to contaminate the channel probing. As a result, there is a trade-off between the increased randomness and the improved correlation between legitimate channels and eavesdropping channels in a RIS-assisted SKG system under channel contamination. In this paper, we study the impact of RIS on PHY SKG by analyzing the SKR performance. A closed-form expression for the lower-bound of secret key capacity is obtained. Theoretical analysis shows that gains of legitimate channel, eavesdropping channel, and RIS-induced channels are key parameters in determining whether the assisting RIS is beneficial or harmful to the PHY SKG. Further, a SKR maximization problem under channel contamination is proposed and solved. Results show that the assisting RIS is definitely harmful to the SKG when the gain ratio of legitimate channel and eavesdropping channel is reduced with the leverage of RIS, while it can significantly improve the SKR with an optimized RIS phase when the gain ratio is improved with the help of RIS.
The artificial electromagnetic characteristics of reconfigurable intelligent surfaces (RIS) offers new opportunities to increase the secret key rate (SKR) in physical-layer key generation (PKG). However, the existing literature has primarily focused on continuous phase shift designs for RIS to enhance the SKR, while in practice the phase shifts are discrete due to hardware implementations. Hence, the extent to which practical RIS with discrete phase shifts can enhance SKR remains uncertain. Moreover, we have observed that existing optimization methods are not directly applicable to RIS with discrete phase shifts and relying solely on the approximation projection algorithm may lead to certain SKR performance degradation. To address these problems, this paper proposes a RIS-assisted PKG model considering the impact of discrete RIS phase shifts. To maximize the SKR by properly designing the RIS phase shifts, we propose an algorithm utilizing linear conic reformulation (LCR) with alternating difference-of-convex (DC) programming and successive convex approximation (SCA). Simulation results unveil that the proposed LCR-DC algorithm has the capability to achieve the SKR close to the optimal solutions. Furthermore, increasing the number of RIS elements or the number of quantization bits for RIS phase shifts enhances SKR but with diminishing returns. It is worth noting that a small number of discrete phase shifts, e.g., 2-3 quantization bits, is generally sufficient to achieve satisfactory SKR performance.