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IEEE Wireless Communications and Networking Conference

Simultaneous Transmission and Reflection Reconfigurable Intelligent Surface Assisted Secret Key Generation

Yuewen Dang, Na Li, Yanzhao Hou, Xiaofeng Tao

Published Apr 21, 2024• 0 citations
Publisher

Abstract

By exploiting the entropy of wireless channels, physical layer key generation (PLKG) has gained considerable attention in recent years. Due to the characteristic of dynamic controlling of wireless channels, reconfigurable intelligent surface (RIS) can improve the key generation rate (KGR). Simultaneous transmission and reflection reconfigurable intelligent surface (STAR- RIS) can extend the half-space coverage to full-space coverage. This paper proposes a STAR-RIS-assisted physical layer key generation (SRKG) scheme in a multi-user case. The objective is to maximize the sum KGR by jointly designing the transmitting and reflecting coefficients (TARCs). We propose an iterative algorithm based on alternating optimization (AO), utilizing successive convex approximation (SCA) and semi-definite relaxation (SDR) methods, to solve the non-convex optimization problem in the presence of correlated channels. We also propose a low-complexity algorithm based on Lagrange multipliers to jointly optimize TARCs considering independent fading. Finally, the simulation results validate that, compared with the PLKG scheme assisted by traditional RIS (T-RIS), the proposed SRKG scheme can achieve higher sum KGR in a wider range under correlated and independent channel conditions.

DOI
10.1109/wcnc57260.2024.10570999

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IET Communications•Nov 17, 2024•0 citations
By exploiting the entropy of wireless channels, physical layer key generation (PLKG) has gained considerable attention in recent years. Due to the characteristic of dynamic controlling of wireless channels, reconfigurable intelligent surface (RIS) can improve the key generation rate (KGR). Simultaneous transmission and reflection reconfigurable intelligent surface (STAR- RIS) can extend the half-space coverage to full-space coverage. This paper proposes a STAR-RIS-assisted physical layer key generation (SRKG) scheme in a multi-user case. The objective is to maximize the sum KGR by jointly designing the transmitting and reflecting coefficients (TARCs). We propose an iterative algorithm based on alternating optimization (AO), utilizing successive convex approximation (SCA) and semi-definite relaxation (SDR) methods, to solve the non-convex optimization problem in the presence of correlated channels. We also propose a low-complexity algorithm based on Lagrange multipliers to jointly optimize TARCs considering independent fading. Finally, the simulation results validate that, compared with the PLKG scheme assisted by traditional RIS (T-RIS), the proposed SRKG scheme can achieve higher sum KGR in a wider range under correlated and independent channel conditions.
Due to the limited coverage of reflecting-only reconfigurable intelligent surfaces (RIS), the existing RIS-assisted physical-layer key generation (PKG) scheme limits its overall performance in the full space. This paper proposes a novel simultaneously transmitting and reflecting (STAR)-RIS-assisted PKG protocol for multiple-input multiple-output (MIMO) systems, where the closed-form sum secret key rate is derived in the presence of full-space eavesdroppers. Two optimization problems are formulated to maximize the sum secret key rate by designing the transmit beamforming (TBF) and transmitting and reflecting coefficients (TRCs) for energy splitting (ES) with coupled phase-shift and mode switching (MS) mode. For ES mode with coupled phase-shift, a penalty-based alternating optimization (AO) algorithm is proposed to address its non-convexity. For MS mode, the semidefinite relaxation-successive convex approximation-based AO algorithm is utilized to achieve continuous solutions and then quantize to binary value for the MS mode. Simulation results demonstrate that the coupled phase-shift STAR-RIS incurs a slight KGR loss in comparison to the independent phase-shift STAR-RIS. Additionally, the ES mode outperforms the MS mode in terms of KGR performance. Finally, STAR-RIS can achieve a higher sum secret key rate than traditional reflecting-only RIS.
This paper investigates the simultaneously transmitting and reflecting reconfigurable surface (STAR-RIS) assisted physical layer key generation (PKG) for multiuser networks. We propose a novel STAR-RIS-assisted PKG protocol and formulate a sum secret key rate maximization problem by jointly optimizing the active and passive beamforming. To address the non-convex problem, a block coordinate descent (BCD) algorithm is developed, using both semidefinite relaxation (SDR) and successive convex approximation (SCA) methods to optimize active and passive precoding alternately. Simulation results demonstrate the key generation performance of the proposed algorithm outperforms schemes that STAR-RISs using the random configuration and conventional reflecting/transmitting-only RISs.
Channel reciprocity-based key generation (CRKG) has recently emerged as a new technique to address the problem of key distribution in wireless networks. However, as this approach relies upon the characteristics of fading channels, the corresponding secret key rate may be low when the communication link is blocked. To enhance the applicability of CRKG in harsh propagation scenarios, this paper introduces a novel multiuser key generation scheme, which is referred to as RIS-assisted multiuser key generation (RMK) that leverages the reconfigurable intelligent surface (RIS) technology for appropriately shaping the environment and enhancing the sum secret key rate between an access point and multiple users. In the RMK scheme, an RIS-induced channel, rather than the direct channel, serves as the key source. We derive a general closed-form expression of the secret key rate and optimize the configuration of the RIS to maximize the sum secret key rate over independent and correlated fading channels in the presence of multiple users. In the presence of independent fading, we introduce a low-complexity algorithm based on the Karush-Kuhn-Tucker (KKT) condition. In the presence of correlated fading, the optimization problem is non-convex and challenging to solve. To tackle it, we propose a new optimization algorithm based on the semi-definite relaxation (SDR) and successive convex approximation (SCA) methods. Simulation results demonstrate that the proposed RMK scheme outperforms existing RIS-assisted algorithms and achieves a near-optimal sum secret key rate over independent and correlated fading channels.
Reconfigurable intelligent surfaces (RIS) have the ability to alter the wireless environment by making changes in the impinging signal. While RIS has been extensively studied for enhancing wireless communications, its potential for facilitating group key generation (GKG) remains unexplored. In this study, we exploit the RIS to make the aggregate reflecting channels of different user terminals (UTs) as similar as possible to be able to extract common group secret keys from their channels. Specifically, the RIS will adjust its parameters to pave the way for GKG based on the physical channels of the UTs. Our method exploits the already gathered channel state information (CSI) in the RIS to beneficially design the phase shifts and does not impose additional probing burden on the network. We consider both passive RIS (PRIS) and active RIS (ARIS) to generate the group keys. The PRIS is widely adopted in physical layer key generation (PLKG) studies due to its use of passive elements, whereas the ARIS demonstrates superior capability in aligning the aggregate reflected channels among nodes in the GKG scenario, as demonstrated in this study. We will exploit various optimization methods like successive convex approximation (SCA) and semidefinite relaxation with Gaussian randomization (SDR-GR) to address the raised optimization problems. Unlike most of the studies in the literature, our scheme can achieve a high GKG rate in static environments as well. Finally, we will examine the performance of the proposed method by normalized mean squared error (NMSE), key error rate (KER), key generation rate (KGR) and key randomness metrics. Our numerical results verify that for the equal available power budget, the ARIS significantly outperforms PRIS in NMSE and KER, achieving more than four times higher KGR.
Reconfigurable intelligent surface (RIS) is a promising technique to enhance the performance of physical-layer key generation (PKG) due to its ability to smartly customize the radio environments. Existing RIS-assisted PKG methods are mainly based on the idealistic assumption of an independent and identically distributed (i.i.d.) channel model at both the transmitter and the RIS. However, the i.i.d. model is inaccurate for a typical RIS in an isotropic scattering environment. Also, neglecting the existence of channel spatial correlation would degrade the PKG performance. In this paper, we establish a general spatially correlated channel model in multi-antenna systems and propose a new PKG framework based on the transmit and the reflective beamforming at the base station (BS) and the RIS. Specifically, we derive a closed-form expression for characterizing the key generation rate (KGR) and obtain a globally optimal solution of the beamformers to maximize the KGR. Furthermore, we analyze the KGR performance difference between the one adopting the assumption of the i.i.d. model and that of the spatially correlated model. It is found that the beamforming designed for the correlated model outperforms that for the i.i.d. model while the KGR gain increases with the channel correlation. Simulation results show that compared to existing methods based on the i.i.d. fading model, our proposed method achieves about 5 dB performance gain when the BS antenna correlationρ\rhoρis 0.3 and the RIS element spacing is half of the wavelength.
Abstract Reconfigurable intelligent surface (RIS)‐assisted physical layer key generation plays an important role in the eavesdropping problem on a typical multi‐user scenario of wireless networks. Existing RIS‐assisted physical key generation technology mainly solved the security issues in the single‐antenna and multi‐user scenario, which is based on the idealistic assumption of a spatially independent channel model at the RIS. It limits the degrees of freedom and neglects the existence of channel spatial correlation, which would possibly degrade the sum key generation rate (SKGR). To solve the above problem, this paper proposes a secret key generation scheme for RIS‐assisted multiple‐input single‐output multi‐user system. This scheme establishes a spatial correlation channel model, which comprehensively considers the influence of spatial correlation among antennas of the base station (BS), multi‐user, and RIS elements on SKGR. Based on this, a key generation framework is designed to generate a more secure secret key with the maximum SKGR. Specifically, a closed‐form SKGR expression and an optimization problem formulation are obtained to obtain the joint optimal coefficient of the BS and RIS. Then, the difference convex‐successive convex approximation based alternating optimization algorithm is proposed to solve this optimization problem. The simulation results show that the proposed scheme has improved 10‐bit/channel use compared with the randomization scheme of BS precoding and RIS reflection coefficient. It also has an improvement of 12‐bit/channel use compared with the spatially independent scheme.