The artificial electromagnetic characteristics of reconfigurable intelligent surfaces (RIS) offers new opportunities to increase the secret key rate (SKR) in physical-layer key generation (PKG). However, the existing literature has primarily focused on continuous phase shift designs for RIS to enhance the SKR, while in practice the phase shifts are discrete due to hardware implementations. Hence, the extent to which practical RIS with discrete phase shifts can enhance SKR remains uncertain. Moreover, we have observed that existing optimization methods are not directly applicable to RIS with discrete phase shifts and relying solely on the approximation projection algorithm may lead to certain SKR performance degradation. To address these problems, this paper proposes a RIS-assisted PKG model considering the impact of discrete RIS phase shifts. To maximize the SKR by properly designing the RIS phase shifts, we propose an algorithm utilizing linear conic reformulation (LCR) with alternating difference-of-convex (DC) programming and successive convex approximation (SCA). Simulation results unveil that the proposed LCR-DC algorithm has the capability to achieve the SKR close to the optimal solutions. Furthermore, increasing the number of RIS elements or the number of quantization bits for RIS phase shifts enhances SKR but with diminishing returns. It is worth noting that a small number of discrete phase shifts, e.g., 2-3 quantization bits, is generally sufficient to achieve satisfactory SKR performance.
The artificial electromagnetic characteristics of reconfigurable intelligent surfaces (RIS) offers new opportunities to increase the secret key rate (SKR) in physical-layer key generation (PKG). However, the existing literature has primarily focused on continuous phase shift designs for RIS to enhance the SKR, while in practice the phase shifts are discrete due to hardware implementations. Hence, the extent to which practical RIS with discrete phase shifts can enhance SKR remains uncertain. Moreover, we have observed that existing optimization methods are not directly applicable to RIS with discrete phase shifts and relying solely on the approximation projection algorithm may lead to certain SKR performance degradation. To address these problems, this paper proposes a RIS-assisted PKG model considering the impact of discrete RIS phase shifts. To maximize the SKR by properly designing the RIS phase shifts, we propose an algorithm utilizing linear conic reformulation (LCR) with alternating difference-of-convex (DC) programming and successive convex approximation (SCA). Simulation results unveil that the proposed LCR-DC algorithm has the capability to achieve the SKR close to the optimal solutions. Furthermore, increasing the number of RIS elements or the number of quantization bits for RIS phase shifts enhances SKR but with diminishing returns. It is worth noting that a small number of discrete phase shifts, e.g., 2-3 quantization bits, is generally sufficient to achieve satisfactory SKR performance.
Abstract In quasi-static environment, the performance of physical-layer key generation (PKG) is limited by low entropy. Deploying reconfigurable intelligent surface (RIS) is a mainstream method to solve this problem. However, the secret key performance (SKP) is generally insufficient at low signal-to-noise ratio (SNR). In this paper, we propose an RIS-assisted adaptive PKG scheme. Specifically, we design phase based uniform quantization to enhance the randomness of the RIS channel while simplifying computations. Then, we present an RIS phase shift matrix design based on rejection sampling to adapt the quantization algorithm, which can reduce bit disagreement rate (BDR) and improve key generation rate (KGR). Furthermore, to balance the system’s requirements for low BDR and high KGR, we derive a theoretical model for estimating the BDR probability. By computing the theoretical BDR, we determine the maximum quantization order for different SNRs. Combined with a discard strategy, this enables adaptive selection of the quantization order. Simulation results demonstrate that the proposed scheme achieves lower BDR and higher KGR than existing approaches. Moreover, it does not require complex algorithms, making it suitable for resource-constrained internet of things scenarios. (RIS_Assist_PKG: https://github.com/GQQ1206/RIS_Assist_PKG )
Recently, there has been a growing interest in utilizing reconfigurable intelligent surfaces (RIS) for physical layer key generation (PLKG) due to their ability to intelligently configure the wireless medium. However, to the best of our knowledge, no study has explored the potential of active RIS (ARIS) in aiding PLKG. Motivated by this gap, this letter investigates the application of ARIS in PLKG. Furthermore, most existing RIS-aided PLKG techniques are based on the idealistic assumption of independent and identically distributed (i.i.d.) fading model at the RIS. Accordingly, we further consider the intrinsic correlated fading among the RIS elements. We derive the secret key rate (SKR) of the ARIS-aided PLKG and propose a sequential convex approximation (SCA) based optimization method to jointly optimize the phase and gain of the ARIS to reach maximum SKR. Additionally, we compare the performance of passive RIS (PRIS) aided PLKG with ARIS-aided PLKG. We show that with an equal total power budget, ARIS leads to significantly higher SKR, thereby offering promisingly high energy efficiency (EE) compared to PRIS.
Reconfigurable intelligent surface (RIS) has been widely studied as a promising approach in improving secret key rate (SKR) for physical layer (PHY) secret key generation (SKG). Existing RIS-assisted PHY SKG studies mainly focus on improving the SKR by optimizing RIS phase. However, RIS can also be exploited by active attackers to contaminate the channel probing. As a result, there is a trade-off between the increased randomness and the improved correlation between legitimate channels and eavesdropping channels in a RIS-assisted SKG system under channel contamination. In this paper, we study the impact of RIS on PHY SKG by analyzing the SKR performance. A closed-form expression for the lower-bound of secret key capacity is obtained. Theoretical analysis shows that gains of legitimate channel, eavesdropping channel, and RIS-induced channels are key parameters in determining whether the assisting RIS is beneficial or harmful to the PHY SKG. Further, a SKR maximization problem under channel contamination is proposed and solved. Results show that the assisting RIS is definitely harmful to the SKG when the gain ratio of legitimate channel and eavesdropping channel is reduced with the leverage of RIS, while it can significantly improve the SKR with an optimized RIS phase when the gain ratio is improved with the help of RIS.
Secret key generation in physical layer security exploits the unpredictable random nature of wireless channels. The millimeter-wave (mmWave) channels have limited multipath and channel randomness in static environments. In this paper, for mmWave secret key generation of physical layer security, we use a reconfigurable intelligent surface (RIS) to induce randomness directly in wireless environments, without adding complexity to transceivers. We consider RIS to have continuous individual phase shifts (CIPS) and derive the RIS-assisted reflection channel distribution with its parameters. Then, we propose continuous group phase shifts (CGPS) to increase the randomness specifically at legal parties. Since the continuous phase shifts are expensive to implement, we analyze discrete individual phase shifts (DIPS) and derive the corresponding channel distribution, which is dependent on the quantization bit. We then derive the secret key rate (SKR) to evaluate the randomness performance. With the simulation results verifying the analytical results, this work explains the mathematical principles and lays a foundation for future mmWave evaluation and optimization of artificial channel randomness.
Physical layer key generation (PKG) is a promising means to provide on-the-fly shared secret keys by exploiting the intrinsic randomness of the radio channel. However, the performance of PKG is highly dependent on the propagation environments. Due to its feature of controlling the wireless environment, reconfigurable intelligent surface (RIS) is appealing to be applied in PKG. In this article, in contrast to the existing literature, we investigate both the constructive and destructive effects of RIS on the PKG scheme. For the constructive aspect, we have identified static and wave-blockage environments as two RIS-empowered-PKG applications in future wireless systems. In particular, our experimental results in a static environment showed that RIS can enhance the entropy of the secret key, achieving a key generation rate (KGR) of 97.39 bit/s with a bit disagreement rate (BDR) of 0.083. In multi-user systems where some remote users are in worse channel conditions, the proposed RIS-assisted PKG algorithm improves the sum secret key rate by more than 2 dB, compared to the literature. Furthermore, we point out that RIS could be utilized by an attacker to perform new jamming and leakage attacks and give countermeasures, respectively. Finally, we outline future research directions for PKG systems in light of the RIS.
The key generation rate (KGR) of physical layer key generation (PLKG) is severely restricted in quasi-static environments due to a lack of entropy. To address the problem, a reconfigurable intelligent surface (RIS) is introduced. In this letter, we consider the design of phase shift matrix with vector quantization to fully exploit the randomness of the RIS. In order to reduce the bit disagreement ratio (BDR), we design a vector quantizer to fully exploit the quantization range of the RIS channel. Additionally, we provide the design strategy for the phase shift matrix that aligns with the vector quantizer. Furthermore, we present a closed-form solution for the phase shift matrix. Meanwhile, to balance the tradeoff between high KGR and low BDR, we calculate the BDR in different quantization orders and propose an adaptive quantization order selection. Simulations validate that our proposed scheme obtain a higher KGR than the existing schemes under a certain BDR threshold.