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New Physics for the Orch-OR Consciousness Proposal

Roger Penrose

Published Jul 18, 2022• 6 citations
Publisher

Abstract

Abstract The human ability to achieve conscious understanding is argued to be a non-computational process. For this to be in accordance with physical laws requires something beyond current physical theory, in supplying a physical basis for “the collapse of the wave function”, demoted OR. This is argued to be an effect of gravitation on quantum mechanics. OR events are what allow a firm classical reality to arise from a quantum reality having a somewhat weaker ontological status. When appropriately orchestrated, these “proto-conscious” OR events become genuine conscious processes according to the Orch-OR proposal. From the principles of relativity theory, it can be deduced that OR, and therefore Orch-OR, can have a certain “retro-active” effect, which can explain how conscious decisions can act within a very small fraction of a second, in contradiction with a conclusion frequently made, on the basis of various experiments, that such acts must be necessarily unconscious. Also, it provides an explanation for some puzzling related effects found by Benjamin Libet in the 1970s.

DOI
10.1093/oso/9780197501665.003.0014

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NeuroQuantology•Sep 3, 2007•201 citations

Conscious events as orchestrated space-time selections

Stuart R. Hameroff, Roger Penrose

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Journal of Consciousness Studies•Dec 1, 1996•385 citations

The quantum-classical complexity of consciousness and orchestrated objective reduction

Alessandro Sergi, ANTONINO MESSINA, Gabriella Martino +5 more

The Complexity of Consciousness and Orch OR Orch OR states that phenomena such as the discrete perception of time unfolding, the subjective wholeness of perception, spatio-temporal binding, causal free will [28], mechanisms of anesthesia, and the so-called "hard problem" are explainable aspects of consciousness. It organizes these phenomena within a systematic framework capable of explaining possible underlying links and offering interpretations of related philosophical issues [29].We believe that, at present, the Orch OR model represents the most comprehensive and bold attempt to propose a framework for the hard problem of consciousness and other features that are connected to it. The foundations of the Orch OR model include Penrose's objective reduction conjecture [12,13,30,31,32] and the concept of orchestration in neural processes [16,23,22]. To our knowledge, there is one computational study that reports explicit theoretical calculations estimating decoherence times and gravitational collapse times in microtubules [25]. These coherence times were estimated to range from 10 -6 to 10 -4 seconds.Coherence times within this range have also been observed experimentally in microtubules [33], and are considered sufficient for Orch OR processes. We have not found theoretical or computational studies about how, e.g., textcolorvioletslower synaptic activity, membrane potentials, calcium ion flows orchestrate the quantum dynamics of the microtubules's lattice. Experimental studies have investigated electronic conduction, excitonic coupling, and electromagnetic resonances in microtubules [34,35,36,33,37].Additional research has explored the possibility of quantum effects in brain structures, including MRI observations of cardiac-evoked zero quantum coherence signals in the brain [38], and theoretical models describing coherent excitations in biological systems [39,40,41,42,43]. These elements are combined into a framework that is both intellectually engaging and ambitious in its aim to connect gravitation, quantum physics, neuroscience, consciousness, and anesthesia.We regard this narrative not as a finished structure, but as a foundation, an invitation to contribute with rigorous analysis and an open mind. In this paper, we identify key ideas of the Orch OR model and examine how their internal relations could be analyzed using physically grounded tools. Rather than offering a critique or a generalization, we want to integrate quantum-classical dynamics in the Orch OR framework to describe the evolution of brain structures before and after quantum state reduction. This perspective emphasizes the orchestration process and seeks to formulate it in rigorous physical and mathematical terms, by means of quantum-classical Hamiltonians [44,45,46,47] and the quasi-Lie algebra of quantum-classical brackets [48,49]. In doing so, we want to enlarge the possibilities of the model without altering its foundational premises. For clarity, our specific goal in this work is to propose that the framework of orchestration might find its natural formal expression within a quantum-classical theory [50,51,52,49,53,54,48,45,53,47]. Our paper contributes to the scientific debate on the unfolding of brain dynamics at the boundary between the quantum and classical realms, and aims to help develop Orch OR into a more predictive and testable framework. This paper is structured as follows. In Sec. 2, we discuss objective reduction. The second main idea of the Orch OR model, i.e., orchestration, is presented in Sec. 3. In Sec. 4, we outline a quantum-classical framework that could offer a dynamical description of the classical modulation of quantum events in Orch OR, with the aim of supporting its integration into a testable and predictive multiscale model. Section 5 addresses the quantum dynamics of microtubules. In Sec. 6, we describe how Professor Hameroff has skillfully used the Orch OR model, specifically the randomization of orchestrated quantum effects in microtubules, to develop a compelling narrative for explaining anesthesia. In Sec. 7, we discuss how the Orch OR model tackles big questions such as stimulus integration, free will, and the subjective sense of time's irreversibility associated with awareness. In Sec. 8 we discuss our thoughts about complexity and the meaning of quantum-classical complexity. Finally, in Sec. 9, we present our main conclusions and final remarks.The orthodox interpretation of quantum mechanics considers the quantum state ontologically real [9]. One of its main faults is that it fails to provide a unique and rigorous account of how the classical limit emerges [55,56,57]. Being a linear theory, it obeys the superposition principle, according to which a system can occupy two quantum states at the same time. If one assigns an ontological status to the quantum states, then the superposition principle does not obey the rule of reality. In the Copenhagen interpretation [9], only an act of measurement can destroy a superposition and, therefore, create reality as we know it, with systems only occupying a single state at a time. However, since in the Copenhagen interpretation [9], any act of measurements implies an observer and a measurement, the reality associated with it, is subjective.Typically, the collapse of the wave function is introduced in an ad hoc manner to force, although in a probabilistic way, the correspondence with the classical world. This has led to interpretations of quantum mechanics that border on metaphysics, such as the many-worlds interpretation [58,59,60,61,62].Penrose developed the idea that the probabilistic and observer-dependent nature of collapse could be dispensed with by using gravity as a constraint on the lifetime of generic superpositions. This is implemented by considering quantum superpositions not just as superpositions of physical states, but as superpositions of spacetime geometries. Drawing on Einstein's general relativity, where mass and energy curve spacetime, Penrose proposed that a quantum particle in a spatial superposition corresponds to a superposition of distinct spacetime curvatures, differing at the Planck scale. When the gravitational selfenergy of this superposition reaches a certain threshold, the state undergoes an objective reduction (OR), spontaneously collapsing to a definite geometry [30,31,32]. The timescale for quantum state reduction is determined by the gravitational self-energy E G of the difference between the mass distributions of the superposed states. This leads to the characteristic relation:τ ∼ E G ,(1)where τ is the mean lifetime of the superposition and is the reduced Planck's constant. According to Penrose [30,31,32,12,13], the exact time of the collapse cannot be predicted by any currently known physical law. Instead, it is hypothesized to follow a yet-to-be-formulated principle emerging from the unresolved conflict between general relativity and quantum mechanics [12,13,30,31,32]. The law proposed in Eq. ( 1) is said to be neither random nor algorithmically deterministic, but rather deterministic and non-computable.Objective reduction, with its threshold time given by Eq. ( 1), provides a physical solution to the quantumto-classical transition [55,56,57] which is neither derived from the currently known laws of physics nor computable by any algorithms using a finite number of steps. Reasoning about Gödel's theorem and free will, Penrose concluded that objective reduction could also be the root of what he called protoconsciousness [12,13]. In fact, the central assumption of Orch OR is that consciousness arises exclusively through objective reduction (OR). More precisely, Orch OR posits that the collapse of the quantum state of the microtubule lattice within the neuronal cytoplasm constitutes a proto-conscious event. Coherent quantum dynamics entangle the quantum states of individual microtubules, producing a unified quantum state for the entire lattice [13,16,23,22,28]. In summary, the OR model offers a compelling unification of quantum mechanics and gravity, and gives the Orch OR framework its unique character.The Orch OR framework posits that each objective reduction (OR) event corresponds to a discrete moment of subjective experience, or proto-conscious qualia, occurring when quantum superpositions self-collapse into definite classical states. In this view, OR events in isolated systems would give rise to random, disconnected moments, metaphorically described as proto-conscious noise, lacking continuity, memory, or context. These have been likened to the tones of musicians individually tuning their instruments. In contrast, Orch OR proposes that in the brain, OR events are orchestrated across entangled microtubule networks, forming temporally and spatially coherent patterns of reduction. This orchestration is proposed to underlie unified conscious states, resonating and interfering across multiple scales, much like chords and harmonies in a musical composition. The orchestration, realized in part by classical processes occurring in the brain, synchronizes all OR events within individual neurons [13,16,17,23,22]. The synchronization of multiple OR events gives rise to conscious experience.An analogy can be made with a classical system: consider many pendulum clocks, each initially out of phase, but all mounted on the same wall. Because the shared wall transmits vibrations among the clocks, constructive and destructive interference leads them to synchronize over time. Orchestration in Orch OR is a similar process, involving 'quantum clocks' inside neurons, with the classical processes of the brain acting as the shared 'wall.' This analogy aligns with more recent interpretations of microtubules as time crystals, structures that may exhibit intrinsic periodicity and support coordinated timing of OR events. [63,64,65,34,35,36,33] According to Orch OR [16,17,23], orchestration is caused by processes such as resonance, synaptic activity, membrane dynamics, cytoskeletal regulation (e.g., MAPs [66,67], microtubule-associated proteins, and CAMKII [68,69,70,71,72,73], biochemical activity (e.g., calcium waves, GTP hydrolysis), and, e.g., anesthesia. These are proposed to modulate or 'tune' the quantum superposition within microtubules, without collapsing it. Therefore, orchestration is the quantum coherent dynamics, embedded in the classical environment provided by brain structures, unfolding before an OR event occurs.If the interplay between the coherent dynamics of microtubules and the dynamics of synapses, membranes, cytoskeleton, MAPs [66,67], calcium waves, GTP et cetera invokes both quantum and classical phenomena, then the corresponding modeling requires an advanced formalism that treats quantum and classical degrees of freedom on the same footing [50,51,52,49,53,54,48,47]. At the same time, expecting that quantumclassical dynamics does generate quantum transitions, destroying quantum superpositions, is not consistent with what experiments and quantum-classical theory [50,51,52,49,54,48,45,53,47] tells us regarding nonadiabatic dynamics. Quantum-classical theory allows for a consistent description of mutual influence and back-reaction between quantum and classical variables, also the of and that can be with this is not in to Orch it aims to and of its with the goal of the mathematical and predictive is hard to that orchestration within the of quantum-classical dynamics, unfolding at the boundary between quantum and classical processes in the The theory of systems provides a framework for modeling with both quantum and classical means of this can also the formal quantum-classical limit of quantum as as the dynamics of the quantum mathematical there are many algorithms that have to be for the of systems theory of to describe the dynamical of a system quantum and classical These on quantum variables, such as and classical and and for a of When the is in a of et quantum it a function The of a function allows one to by over quantum and over classical an also allows one to and theory of one a quantum perspective in which over dynamical variables, both and quantum and classical systems in from systems to quantum processes in classical gravitational want to give a of this We consider a quantum and a classical and The classical for is we are considering in which i.e., the of is much of the of classical of is is a for the The quantum of is by the is by The we by the and by the et theory of that the obeys the of of the final Eq. ( the quantum-classical in the of the quantum-classical The in the of Eq. ( the is the in the two in the of Eq. ( brackets in quantum-classical is a quasi-Lie that fails to the ( of of the quantum-classical algebra the of quantum features the system time with an initially ( when is Our is that, energy and is the quantum-classical of in irreversibility by the two quantum-classical formalism has also been derived as a of the for quantum for a offers a consistent framework to model systems where one is such as dynamics with classical and quantum or quantum in a classical gravitational In these are not their Eq. ( can be by a number of algorithms on the system and its is quantum-classical can be time are by the to Eq. ( believe that the quantum-classical formalism we in this and that has been in many of brain dynamics could be used to within the framework of are by the of one of the most in the brain and a of the neuronal of in a intrinsic to the from the and the where is more the by is the or within the neuronal In neurons, microtubules exhibit a distinct from that of other microtubules are and and the in The microtubules are in the and of 5 This unique neuronal that microtubules may classical to their in and synaptic microtubules have also been in mechanisms and of consciousness. to the Orch OR framework is the that microtubules support a range of and electromagnetic resonances computational models proposed that the of microtubules could to conscious this of the computational of cytoskeletal structures in the It has also been proposed that microtubules can support interference patterns from in their These interference effects could in the to this a possible between microtubule dynamics and neural to Orch OR, a coherent quantum state can within the of individual microtubules by and This state is proposed to dynamics of the and and of these synchronization may to a unified quantum state the across multiple microtubules with as a possible These are hypothesized to a from to and may contribute to the of conscious corresponding to characteristic neural and waves, are as of neuronal activity by classical electromagnetic and These that, Orch OR is in quantum mechanics its physical framework for a quantum-classical description also to exhibit coherent and resonances in patterns of from to and that function as capable of supporting Orch OR across effects involving the of are proposed to quantum processes. the mass of is to and their influence is the However, effects involving electromagnetic or in may For an undergoes a or superposition on the of one it through or coupling, a by about one the the Orch OR collapse time τ Eq. ( 1) is related to the gravitational self-energy E G involving more such as E G and the collapse were considered for estimating E G in a single spatial of of its spatial by the of a or 10 by the of a (e.g., a or the E G and the This then used to the number of to be in superposition to Eq. For to to a 10 10 would to be that a single estimated 10 coherence for is and decoherence may in only the time of from much in microtubules, from to This led to a Orch OR events 10 coherence to for only 10 a experimentally conscious phenomena such as potentials, and at in the range of of central of the Orch OR model is the of quantum in microtubules, in analogy with coherence were in the framework of microtubule dynamics Experimental work by has in isolated microtubules, single proteins, and neurons, including patterns across to These observations have been as of dynamics, coherence and ideas were in the work of although without explicit to time provides a perspective on consciousness, as it conscious other brain According to the with in to in neuronal In the Orch OR such are associated with in the of microtubules. These are hypothesized to support quantum coherence and as for of excitonic in microtubules, consistent with this and the of in of research into mechanisms at the of membrane and ion including have not a unified for the of consciousness. et concluded that single or of could account for In the same that a may be one not on specific This perspective the to such as the structures proposed in the Orch OR and have as a of et among a of in brain, that of membrane expression studies in altering experiments by et using a caused in analysis that the specifically to in microtubules. These support the for as a and the Orch OR quantum microtubule dynamics to consciousness observations have that such as and may modulate in both and These the possibility of a cytoskeletal to the mechanisms of anesthesia. computational by have proposed that may quantum among in with the such models offer an perspective with quantum of consciousness, including the Orch OR these interpretations in the of It is also to consider that classical such as in membrane dynamics, or neuronal may account for the observed Therefore, the of microtubules in cannot be research is to their to the to a single for all and the only possibility is work has been as supporting key of the Orch OR model by that through microtubules classical in range and a quantum this by including and these are and it is to them with The of quantum effects in biological systems at and open to such as In the between dynamics and consciousness, as as the of such in to be We such studies as to the of consciousness mechanisms but not regard them as in of any single theoretical has been proposed that microtubule time consciousness to to consciousness at the of in the microtubules which would and with conscious and Orch OR event conscious and and classical states of microtubules to causal superposition and isolated quantum events with classical for and to conscious moments, quantum effects have been proposed to be for the integration of the spatio-temporal of conscious and the of all of which may the of computational models found in the theoretical consciousness and free will are as i.e., as In contrast, other consider them to be and ontologically real phenomena, emerging through processes or from quantum effects Orch OR the that for consciousness and free will to be description [12,13]. thoughts and are through would be to a determined by its and lacking subjective or This the to a physical process to account for the of real consciousness and free In the Orch OR model, on Penrose's ideas about quantum gravity the collapse of the quantum state provides a of a process The that microtubules might as the this quantum state reduction to for consciousness from the work of Hameroff shared by the Orch OR model and the quantum-classical is the of this from a deterministic, law quantum state reduction, or from nonadiabatic and with classical dynamics to the conscious perception of the of time. by and in our work the of is one of the most and features of conscious We all time as in one quantum dynamics is the of a collapse this and are In quantum-classical dynamics, a similar emerges as an description through nonadiabatic quantum-classical of are in the the dynamics is realized through the of of is by quantum In such a the of the elements of the function provides about the lifetime of superpositions This is not in with the bold ideas proposed by Hameroff and Penrose In fact, the of the nonadiabatic dynamics of the function requires the times at which the quantum Orch OR, specifically Eq. ( 1), provides a physically for the times of the quantum which to such a law cannot be implemented in quantum-classical it can be using a Quantum-classical models may also be to study how the classical environment can modulate the of superpositions. In this the dynamical to are the from the i.e., the of the to the is an multiple of from physical and biological to and comprehensive theory account for this nature without aspects such as subjective and It an open can of consciousness or all processes of conscious awareness. consciousness from to and from in to its in features that consciousness be as a system by and the of systems cannot be by a single mathematical a of models is to its many the models that study consciousness, the Orch OR framework a as it addresses the hard problem of consciousness the perspective of quantum-classical systems have two The is that integrate both quantum mechanics and classical mechanics through a quasi-Lie This that quantum-classical systems more than one theoretical model for their using the laws of can across scales, from the quantum of and to the of about phenomena reduction to a single model, on the problem of that not a and are or to be by a single This is developed in such as the and In that and have multiple and, therefore, cannot be through a single 2, If there is an in the natural where this principle is it is in the questions such as is or is reduction to a single concept or This of that only can model is an and theory a framework for the hard problem of consciousness. It is grounded in the that consciousness is deterministic, and to the objective reduction of quantum states, a that aims to the quantum measurement problem and the hard problem of consciousness within a single physical framework. Orch OR the of the microtubule lattice as the physical of quantum processes inside In it proposes orchestration, from the dynamics of classical neuronal networks, and other brain structures, these quantum processes. Orch OR also proposes that act by quantum (e.g., within microtubules, the lattice at may only at that the brain may to a quantum at the environment of the brain has led to the of Orch In calculations on a model of the microtubule analysis that decoherence would on from 10 to 10 quantum effects as to in the The of with conclusions the much decoherence proposed in the of that are sufficient to account for decoherence in the brain, the for quantum gravitational effects want to on these It is to that the of microtubules is a environment that more models of the microtubule have coherence times by of than neural these may a of quantum effects to neural dynamics of the of the support the that can the of to quantum coherence by is in the of quantum These also questions about how is in biological systems is also to does not the classical limit or the of quantum effects the of the system in a the energy However, this means that the system may have a of occupying states. Instead, to have a classical systems occupy single definite states This can be only through quantum state which Penrose's objective reduction the hard there are many other questions about consciousness. For the between and conscious is not states also from to and from to its as in These features to consciousness as a system by and with other systems it requires multiple mathematical each a and perspective on the of these in this paper we propose the of the quantum-classical theory in This the transition across from the quantum to the classical of or and to and it is to phenomena through a theory that quantum and classical theory multiscale from the to and may provide a model for the complexity of brain predictive from the of and a and computational aim is not to an to Orch our is as a It is a for quantum-classical theory within the Orch OR framework. one it may provide a for Eq. ( 1) nonadiabatic transition in quantum-classical dynamics, to and of the other it may to model how classical brain structures modulate quantum states in microtubules and related a we to develop models for the of dynamics of and other systems These aim to quantum dynamics, or contribute to the of consciousness.

Frontiers in Human Neuroscience•Sep 5, 2025•1 citation

Consciousness, the Brain, and Spacetime Geometry

Stuart R. Hameroff

What is consciousness? Conventional approaches see it as an emergent property of complex interactions among individual neurons; however these approaches fail to address enigmatic features of consciousness. Accordingly, some philosophers have contended that "qualia," or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being composed of "occasions of experience." To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of spacetime--as described by Einstein's general theory of relativity, and its relation to the fundamental theory of matter--as described by quantum theory. Roger Penrose has proposed a new physics of objective reduction: "OR," which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline. Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific "objective" criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: OR). We contend that this type of objective self-collapse introduces non-computability, an essential feature of consciousness which distinguishes our minds from classical computers. Each OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental spacetime--and a candidate for a conscious Whitehead "occasion of experience." How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate a quantum computational OR process with the requisite characteristics to be occurring in cytoskeletal micro-tubules within the brain's neurons. In this model, quantum-superposed states develop in microtubule subunit proteins ("tubulins") within certain brain neurons, remain coherent, and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or objective reduction (OR), abruptly occurs. We equate the pre-reduction, coherent superposition ("quantum computing") phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a "stream" of consciousness. Microtubule-associated proteins can "tune" the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or "orchestrated" ("Orch OR"). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own spacetime geometries. These geometries are also superposed, and in some way "separated," but when sufficiently separated, the superposition of spacetime geometries becomes significantly unstable and reduces to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of spacetime geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying spacetime structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the difficult problems of consciousness.

Annals of the New York Academy of Sciences•Apr 1, 2001•62 citations

The finer scale of consciousness: quantum theory

Tianwen Li, Hailiang Tang, Jianhong Zhu +1 more

Consciousness is a multidisciplinary problem that has puzzled all human beings since the origin of human life. Being defined in various pointcuts by philosophers, biologists, physicists, and neuroscientists, the definitive explanation of consciousness is still suspending. The nature of consciousness has taken great evolution by centering on the behavioral and neuronal correlates of perception and cognition, for example, the theory of Neural Correlates of Consciousness, the Global Workspace Theory, the Integrated Information Theory. While tremendous progress has been achieved, they are not enough if we are to understand even basic facts-how and where does the consciousness emerge. The Quantum mechanics, a thriving branch of physics, has an inseparable relationship with consciousness (e.g., observer effect) since Planck created this subject and its derived quantum consciousness theory can perfectly fill this gap. In this review, we briefly introduce some consciousness hypotheses derived from quantum mechanics and focus on the framework of orchestrated objective reduction (Orch-OR), including its principal points and practicality.

Annals of Translational Medicine•Oct 1, 2019•30 citations

On “Decisions and Revisions Which a Minute Will Reverse”: Consciousness, The Unconscious and Mathematical Modeling of Thinking

Arkady Plotnitsky

This article considers a partly philosophical question: What are the ontological and epistemological reasons for using quantum-like models or theories (models and theories based on the mathematical formalism of quantum theory) vs. classical-like ones (based on the mathematics of classical physics), in considering human thinking and decision making? This question is only partly philosophical because it also concerns the scientific understanding of the phenomena considered by the theories that use mathematical models of either type, just as in physics itself, where this question also arises as a physical question. This is because this question is in effect: What are the physical reasons for using, even if not requiring, these types of theories in considering quantum phenomena, which these theories predict fully in accord with the experiment? This is clearly also a physical, rather than only philosophical, question and so is, accordingly, the question of whether one needs classical-like or quantum-like theories or both (just as in physics we use both classical and quantum theories) in considering human thinking in psychology and related fields, such as decision science. It comes as no surprise that many of these reasons are parallel to those that are responsible for the use of QM and QFT in the case of quantum phenomena. Still, the corresponding situations should be understood and justified in terms of the phenomena considered, phenomena defined by human thinking, because there are important differences between these phenomena and quantum phenomena, which this article aims to address. In order to do so, this article will first consider quantum phenomena and quantum theory, before turning to human thinking and decision making, in addressing which it will also discuss two recent quantum-like approaches to human thinking, that by M. G. D'Ariano and F. Faggin and that by A. Khrennikov. Both approaches are ontological in the sense of offering representations, different in character in each approach, of human thinking by the formalism of quantum theory. Whether such a representation, as opposed to only predicting the outcomes of relevant experiments, is possible either in quantum theory or in quantum-like theories of human thinking is one of the questions addressed in this article. The philosophical position adopted in it is that it may not be possible to make this assumption, which, however, is not the same as saying that it is impossible. I designate this view as the reality-without-realism, RWR, view and in considering strictly mental processes as the ideality-without-idealism, IWI, view, in the second case in part following, but also moving beyond, I. Kant's philosophy.

Entropy•Aug 9, 2021•8 citations
Abstract The human ability to achieve conscious understanding is argued to be a non-computational process. For this to be in accordance with physical laws requires something beyond current physical theory, in supplying a physical basis for “the collapse of the wave function”, demoted OR. This is argued to be an effect of gravitation on quantum mechanics. OR events are what allow a firm classical reality to arise from a quantum reality having a somewhat weaker ontological status. When appropriately orchestrated, these “proto-conscious” OR events become genuine conscious processes according to the Orch-OR proposal. From the principles of relativity theory, it can be deduced that OR, and therefore Orch-OR, can have a certain “retro-active” effect, which can explain how conscious decisions can act within a very small fraction of a second, in contradiction with a conclusion frequently made, on the basis of various experiments, that such acts must be necessarily unconscious. Also, it provides an explanation for some puzzling related effects found by Benjamin Libet in the 1970s.
What is consciousness? Some philosophers have contended that qualia, or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being comprised of occasions of To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of space-time--as is described by Einstein's general theory of relativity--and its relation to the fundamental theory of matter--as described by quantum theory. This leads us to employ a new physics of reduction: which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline (Penrose, 1994; 1996). Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific objective criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: We contend that this type of self-collapse introduces non-computability, an essential feature of consciousness. OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental space-time--and a candidate for a conscious Whitehead occasion of experience. How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate an OR process with the requisite characteristics to be occurring in cytoskeletal microtubules within the brain's neurons (Penrose and Hameroff, 1995; Hameroff and Penrose, 1995; 1996). In this model, quantum-superposed states develop in microtubule subunit proteins (tubulins), remain coherent and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or reduction (OR) abruptly occurs. We equate the pre-reduction, coherent superposition (quantum computing) phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a stream of consciousness. Microtubule-associated-proteins can tune the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or orchestrated (Orch OR). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own space-time geometries (Penrose, 1994; 1996). These geometries are also superposed, and in some way but when sufficiently separated, the superposition of space-time geometries becomes significantly unstable, and reduce to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of space-time geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying space-time structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the hard problem of consciousness.
What is consciousness? Some philosophers have contended that qualia, or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being comprised of occasions of To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of space-time--as is described by Einstein's general theory of relativity--and its relation to the fundamental theory of matter--as described by quantum theory. This leads us to employ a new physics of reduction: which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline (Penrose, 1994; 1996). Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific objective criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: We contend that this type of self-collapse introduces non-computability, an essential feature of consciousness. OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental space-time--and a candidate for a conscious Whitehead occasion of experience. How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate an OR process with the requisite characteristics to be occurring in cytoskeletal microtubules within the brain's neurons (Penrose and Hameroff, 1995; Hameroff and Penrose, 1995; 1996). In this model, quantum-superposed states develop in microtubule subunit proteins (tubulins), remain coherent and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or reduction (OR) abruptly occurs. We equate the pre-reduction, coherent superposition (quantum computing) phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a stream of consciousness. Microtubule-associated-proteins can tune the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or orchestrated (Orch OR). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own space-time geometries (Penrose, 1994; 1996). These geometries are also superposed, and in some way but when sufficiently separated, the superposition of space-time geometries becomes significantly unstable, and reduce to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of space-time geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying space-time structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the hard problem of consciousness.
The Complexity of Consciousness and Orch OR Orch OR states that phenomena such as the discrete perception of time unfolding, the subjective wholeness of perception, spatio-temporal binding, causal free will [28], mechanisms of anesthesia, and the so-called "hard problem" are explainable aspects of consciousness. It organizes these phenomena within a systematic framework capable of explaining possible underlying links and offering interpretations of related philosophical issues [29].We believe that, at present, the Orch OR model represents the most comprehensive and bold attempt to propose a framework for the hard problem of consciousness and other features that are connected to it. The foundations of the Orch OR model include Penrose's objective reduction conjecture [12,13,30,31,32] and the concept of orchestration in neural processes [16,23,22]. To our knowledge, there is one computational study that reports explicit theoretical calculations estimating decoherence times and gravitational collapse times in microtubules [25]. These coherence times were estimated to range from 10 -6 to 10 -4 seconds.Coherence times within this range have also been observed experimentally in microtubules [33], and are considered sufficient for Orch OR processes. We have not found theoretical or computational studies about how, e.g., textcolorvioletslower synaptic activity, membrane potentials, calcium ion flows orchestrate the quantum dynamics of the microtubules's lattice. Experimental studies have investigated electronic conduction, excitonic coupling, and electromagnetic resonances in microtubules [34,35,36,33,37].Additional research has explored the possibility of quantum effects in brain structures, including MRI observations of cardiac-evoked zero quantum coherence signals in the brain [38], and theoretical models describing coherent excitations in biological systems [39,40,41,42,43]. These elements are combined into a framework that is both intellectually engaging and ambitious in its aim to connect gravitation, quantum physics, neuroscience, consciousness, and anesthesia.We regard this narrative not as a finished structure, but as a foundation, an invitation to contribute with rigorous analysis and an open mind. In this paper, we identify key ideas of the Orch OR model and examine how their internal relations could be analyzed using physically grounded tools. Rather than offering a critique or a generalization, we want to integrate quantum-classical dynamics in the Orch OR framework to describe the evolution of brain structures before and after quantum state reduction. This perspective emphasizes the orchestration process and seeks to formulate it in rigorous physical and mathematical terms, by means of quantum-classical Hamiltonians [44,45,46,47] and the quasi-Lie algebra of quantum-classical brackets [48,49]. In doing so, we want to enlarge the possibilities of the model without altering its foundational premises. For clarity, our specific goal in this work is to propose that the framework of orchestration might find its natural formal expression within a quantum-classical theory [50,51,52,49,53,54,48,45,53,47]. Our paper contributes to the scientific debate on the unfolding of brain dynamics at the boundary between the quantum and classical realms, and aims to help develop Orch OR into a more predictive and testable framework. This paper is structured as follows. In Sec. 2, we discuss objective reduction. The second main idea of the Orch OR model, i.e., orchestration, is presented in Sec. 3. In Sec. 4, we outline a quantum-classical framework that could offer a dynamical description of the classical modulation of quantum events in Orch OR, with the aim of supporting its integration into a testable and predictive multiscale model. Section 5 addresses the quantum dynamics of microtubules. In Sec. 6, we describe how Professor Hameroff has skillfully used the Orch OR model, specifically the randomization of orchestrated quantum effects in microtubules, to develop a compelling narrative for explaining anesthesia. In Sec. 7, we discuss how the Orch OR model tackles big questions such as stimulus integration, free will, and the subjective sense of time's irreversibility associated with awareness. In Sec. 8 we discuss our thoughts about complexity and the meaning of quantum-classical complexity. Finally, in Sec. 9, we present our main conclusions and final remarks.The orthodox interpretation of quantum mechanics considers the quantum state ontologically real [9]. One of its main faults is that it fails to provide a unique and rigorous account of how the classical limit emerges [55,56,57]. Being a linear theory, it obeys the superposition principle, according to which a system can occupy two quantum states at the same time. If one assigns an ontological status to the quantum states, then the superposition principle does not obey the rule of reality. In the Copenhagen interpretation [9], only an act of measurement can destroy a superposition and, therefore, create reality as we know it, with systems only occupying a single state at a time. However, since in the Copenhagen interpretation [9], any act of measurements implies an observer and a measurement, the reality associated with it, is subjective.Typically, the collapse of the wave function is introduced in an ad hoc manner to force, although in a probabilistic way, the correspondence with the classical world. This has led to interpretations of quantum mechanics that border on metaphysics, such as the many-worlds interpretation [58,59,60,61,62].Penrose developed the idea that the probabilistic and observer-dependent nature of collapse could be dispensed with by using gravity as a constraint on the lifetime of generic superpositions. This is implemented by considering quantum superpositions not just as superpositions of physical states, but as superpositions of spacetime geometries. Drawing on Einstein's general relativity, where mass and energy curve spacetime, Penrose proposed that a quantum particle in a spatial superposition corresponds to a superposition of distinct spacetime curvatures, differing at the Planck scale. When the gravitational selfenergy of this superposition reaches a certain threshold, the state undergoes an objective reduction (OR), spontaneously collapsing to a definite geometry [30,31,32]. The timescale for quantum state reduction is determined by the gravitational self-energy E G of the difference between the mass distributions of the superposed states. This leads to the characteristic relation:τ ∼ E G ,(1)where τ is the mean lifetime of the superposition and is the reduced Planck's constant. According to Penrose [30,31,32,12,13], the exact time of the collapse cannot be predicted by any currently known physical law. Instead, it is hypothesized to follow a yet-to-be-formulated principle emerging from the unresolved conflict between general relativity and quantum mechanics [12,13,30,31,32]. The law proposed in Eq. ( 1) is said to be neither random nor algorithmically deterministic, but rather deterministic and non-computable.Objective reduction, with its threshold time given by Eq. ( 1), provides a physical solution to the quantumto-classical transition [55,56,57] which is neither derived from the currently known laws of physics nor computable by any algorithms using a finite number of steps. Reasoning about Gödel's theorem and free will, Penrose concluded that objective reduction could also be the root of what he called protoconsciousness [12,13]. In fact, the central assumption of Orch OR is that consciousness arises exclusively through objective reduction (OR). More precisely, Orch OR posits that the collapse of the quantum state of the microtubule lattice within the neuronal cytoplasm constitutes a proto-conscious event. Coherent quantum dynamics entangle the quantum states of individual microtubules, producing a unified quantum state for the entire lattice [13,16,23,22,28]. In summary, the OR model offers a compelling unification of quantum mechanics and gravity, and gives the Orch OR framework its unique character.The Orch OR framework posits that each objective reduction (OR) event corresponds to a discrete moment of subjective experience, or proto-conscious qualia, occurring when quantum superpositions self-collapse into definite classical states. In this view, OR events in isolated systems would give rise to random, disconnected moments, metaphorically described as proto-conscious noise, lacking continuity, memory, or context. These have been likened to the tones of musicians individually tuning their instruments. In contrast, Orch OR proposes that in the brain, OR events are orchestrated across entangled microtubule networks, forming temporally and spatially coherent patterns of reduction. This orchestration is proposed to underlie unified conscious states, resonating and interfering across multiple scales, much like chords and harmonies in a musical composition. The orchestration, realized in part by classical processes occurring in the brain, synchronizes all OR events within individual neurons [13,16,17,23,22]. The synchronization of multiple OR events gives rise to conscious experience.An analogy can be made with a classical system: consider many pendulum clocks, each initially out of phase, but all mounted on the same wall. Because the shared wall transmits vibrations among the clocks, constructive and destructive interference leads them to synchronize over time. Orchestration in Orch OR is a similar process, involving 'quantum clocks' inside neurons, with the classical processes of the brain acting as the shared 'wall.' This analogy aligns with more recent interpretations of microtubules as time crystals, structures that may exhibit intrinsic periodicity and support coordinated timing of OR events. [63,64,65,34,35,36,33] According to Orch OR [16,17,23], orchestration is caused by processes such as resonance, synaptic activity, membrane dynamics, cytoskeletal regulation (e.g., MAPs [66,67], microtubule-associated proteins, and CAMKII [68,69,70,71,72,73], biochemical activity (e.g., calcium waves, GTP hydrolysis), and, e.g., anesthesia. These are proposed to modulate or 'tune' the quantum superposition within microtubules, without collapsing it. Therefore, orchestration is the quantum coherent dynamics, embedded in the classical environment provided by brain structures, unfolding before an OR event occurs.If the interplay between the coherent dynamics of microtubules and the dynamics of synapses, membranes, cytoskeleton, MAPs [66,67], calcium waves, GTP et cetera invokes both quantum and classical phenomena, then the corresponding modeling requires an advanced formalism that treats quantum and classical degrees of freedom on the same footing [50,51,52,49,53,54,48,47]. At the same time, expecting that quantumclassical dynamics does generate quantum transitions, destroying quantum superpositions, is not consistent with what experiments and quantum-classical theory [50,51,52,49,54,48,45,53,47] tells us regarding nonadiabatic dynamics. Quantum-classical theory allows for a consistent description of mutual influence and back-reaction between quantum and classical variables, also the of and that can be with this is not in to Orch it aims to and of its with the goal of the mathematical and predictive is hard to that orchestration within the of quantum-classical dynamics, unfolding at the boundary between quantum and classical processes in the The theory of systems provides a framework for modeling with both quantum and classical means of this can also the formal quantum-classical limit of quantum as as the dynamics of the quantum mathematical there are many algorithms that have to be for the of systems theory of to describe the dynamical of a system quantum and classical These on quantum variables, such as and classical and and for a of When the is in a of et quantum it a function The of a function allows one to by over quantum and over classical an also allows one to and theory of one a quantum perspective in which over dynamical variables, both and quantum and classical systems in from systems to quantum processes in classical gravitational want to give a of this We consider a quantum and a classical and The classical for is we are considering in which i.e., the of is much of the of classical of is is a for the The quantum of is by the is by The we by the and by the et theory of that the obeys the of of the final Eq. ( the quantum-classical in the of the quantum-classical The in the of Eq. ( the is the in the two in the of Eq. ( brackets in quantum-classical is a quasi-Lie that fails to the ( of of the quantum-classical algebra the of quantum features the system time with an initially ( when is Our is that, energy and is the quantum-classical of in irreversibility by the two quantum-classical formalism has also been derived as a of the for quantum for a offers a consistent framework to model systems where one is such as dynamics with classical and quantum or quantum in a classical gravitational In these are not their Eq. ( can be by a number of algorithms on the system and its is quantum-classical can be time are by the to Eq. ( believe that the quantum-classical formalism we in this and that has been in many of brain dynamics could be used to within the framework of are by the of one of the most in the brain and a of the neuronal of in a intrinsic to the from the and the where is more the by is the or within the neuronal In neurons, microtubules exhibit a distinct from that of other microtubules are and and the in The microtubules are in the and of 5 This unique neuronal that microtubules may classical to their in and synaptic microtubules have also been in mechanisms and of consciousness. to the Orch OR framework is the that microtubules support a range of and electromagnetic resonances computational models proposed that the of microtubules could to conscious this of the computational of cytoskeletal structures in the It has also been proposed that microtubules can support interference patterns from in their These interference effects could in the to this a possible between microtubule dynamics and neural to Orch OR, a coherent quantum state can within the of individual microtubules by and This state is proposed to dynamics of the and and of these synchronization may to a unified quantum state the across multiple microtubules with as a possible These are hypothesized to a from to and may contribute to the of conscious corresponding to characteristic neural and waves, are as of neuronal activity by classical electromagnetic and These that, Orch OR is in quantum mechanics its physical framework for a quantum-classical description also to exhibit coherent and resonances in patterns of from to and that function as capable of supporting Orch OR across effects involving the of are proposed to quantum processes. the mass of is to and their influence is the However, effects involving electromagnetic or in may For an undergoes a or superposition on the of one it through or coupling, a by about one the the Orch OR collapse time τ Eq. ( 1) is related to the gravitational self-energy E G involving more such as E G and the collapse were considered for estimating E G in a single spatial of of its spatial by the of a or 10 by the of a (e.g., a or the E G and the This then used to the number of to be in superposition to Eq. For to to a 10 10 would to be that a single estimated 10 coherence for is and decoherence may in only the time of from much in microtubules, from to This led to a Orch OR events 10 coherence to for only 10 a experimentally conscious phenomena such as potentials, and at in the range of of central of the Orch OR model is the of quantum in microtubules, in analogy with coherence were in the framework of microtubule dynamics Experimental work by has in isolated microtubules, single proteins, and neurons, including patterns across to These observations have been as of dynamics, coherence and ideas were in the work of although without explicit to time provides a perspective on consciousness, as it conscious other brain According to the with in to in neuronal In the Orch OR such are associated with in the of microtubules. These are hypothesized to support quantum coherence and as for of excitonic in microtubules, consistent with this and the of in of research into mechanisms at the of membrane and ion including have not a unified for the of consciousness. et concluded that single or of could account for In the same that a may be one not on specific This perspective the to such as the structures proposed in the Orch OR and have as a of et among a of in brain, that of membrane expression studies in altering experiments by et using a caused in analysis that the specifically to in microtubules. These support the for as a and the Orch OR quantum microtubule dynamics to consciousness observations have that such as and may modulate in both and These the possibility of a cytoskeletal to the mechanisms of anesthesia. computational by have proposed that may quantum among in with the such models offer an perspective with quantum of consciousness, including the Orch OR these interpretations in the of It is also to consider that classical such as in membrane dynamics, or neuronal may account for the observed Therefore, the of microtubules in cannot be research is to their to the to a single for all and the only possibility is work has been as supporting key of the Orch OR model by that through microtubules classical in range and a quantum this by including and these are and it is to them with The of quantum effects in biological systems at and open to such as In the between dynamics and consciousness, as as the of such in to be We such studies as to the of consciousness mechanisms but not regard them as in of any single theoretical has been proposed that microtubule time consciousness to to consciousness at the of in the microtubules which would and with conscious and Orch OR event conscious and and classical states of microtubules to causal superposition and isolated quantum events with classical for and to conscious moments, quantum effects have been proposed to be for the integration of the spatio-temporal of conscious and the of all of which may the of computational models found in the theoretical consciousness and free will are as i.e., as In contrast, other consider them to be and ontologically real phenomena, emerging through processes or from quantum effects Orch OR the that for consciousness and free will to be description [12,13]. thoughts and are through would be to a determined by its and lacking subjective or This the to a physical process to account for the of real consciousness and free In the Orch OR model, on Penrose's ideas about quantum gravity the collapse of the quantum state provides a of a process The that microtubules might as the this quantum state reduction to for consciousness from the work of Hameroff shared by the Orch OR model and the quantum-classical is the of this from a deterministic, law quantum state reduction, or from nonadiabatic and with classical dynamics to the conscious perception of the of time. by and in our work the of is one of the most and features of conscious We all time as in one quantum dynamics is the of a collapse this and are In quantum-classical dynamics, a similar emerges as an description through nonadiabatic quantum-classical of are in the the dynamics is realized through the of of is by quantum In such a the of the elements of the function provides about the lifetime of superpositions This is not in with the bold ideas proposed by Hameroff and Penrose In fact, the of the nonadiabatic dynamics of the function requires the times at which the quantum Orch OR, specifically Eq. ( 1), provides a physically for the times of the quantum which to such a law cannot be implemented in quantum-classical it can be using a Quantum-classical models may also be to study how the classical environment can modulate the of superpositions. In this the dynamical to are the from the i.e., the of the to the is an multiple of from physical and biological to and comprehensive theory account for this nature without aspects such as subjective and It an open can of consciousness or all processes of conscious awareness. consciousness from to and from in to its in features that consciousness be as a system by and the of systems cannot be by a single mathematical a of models is to its many the models that study consciousness, the Orch OR framework a as it addresses the hard problem of consciousness the perspective of quantum-classical systems have two The is that integrate both quantum mechanics and classical mechanics through a quasi-Lie This that quantum-classical systems more than one theoretical model for their using the laws of can across scales, from the quantum of and to the of about phenomena reduction to a single model, on the problem of that not a and are or to be by a single This is developed in such as the and In that and have multiple and, therefore, cannot be through a single 2, If there is an in the natural where this principle is it is in the questions such as is or is reduction to a single concept or This of that only can model is an and theory a framework for the hard problem of consciousness. It is grounded in the that consciousness is deterministic, and to the objective reduction of quantum states, a that aims to the quantum measurement problem and the hard problem of consciousness within a single physical framework. Orch OR the of the microtubule lattice as the physical of quantum processes inside In it proposes orchestration, from the dynamics of classical neuronal networks, and other brain structures, these quantum processes. Orch OR also proposes that act by quantum (e.g., within microtubules, the lattice at may only at that the brain may to a quantum at the environment of the brain has led to the of Orch In calculations on a model of the microtubule analysis that decoherence would on from 10 to 10 quantum effects as to in the The of with conclusions the much decoherence proposed in the of that are sufficient to account for decoherence in the brain, the for quantum gravitational effects want to on these It is to that the of microtubules is a environment that more models of the microtubule have coherence times by of than neural these may a of quantum effects to neural dynamics of the of the support the that can the of to quantum coherence by is in the of quantum These also questions about how is in biological systems is also to does not the classical limit or the of quantum effects the of the system in a the energy However, this means that the system may have a of occupying states. Instead, to have a classical systems occupy single definite states This can be only through quantum state which Penrose's objective reduction the hard there are many other questions about consciousness. For the between and conscious is not states also from to and from to its as in These features to consciousness as a system by and with other systems it requires multiple mathematical each a and perspective on the of these in this paper we propose the of the quantum-classical theory in This the transition across from the quantum to the classical of or and to and it is to phenomena through a theory that quantum and classical theory multiscale from the to and may provide a model for the complexity of brain predictive from the of and a and computational aim is not to an to Orch our is as a It is a for quantum-classical theory within the Orch OR framework. one it may provide a for Eq. ( 1) nonadiabatic transition in quantum-classical dynamics, to and of the other it may to model how classical brain structures modulate quantum states in microtubules and related a we to develop models for the of dynamics of and other systems These aim to quantum dynamics, or contribute to the of consciousness.
What is consciousness? Conventional approaches see it as an emergent property of complex interactions among individual neurons; however these approaches fail to address enigmatic features of consciousness. Accordingly, some philosophers have contended that "qualia," or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being composed of "occasions of experience." To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of spacetime--as described by Einstein's general theory of relativity, and its relation to the fundamental theory of matter--as described by quantum theory. Roger Penrose has proposed a new physics of objective reduction: "OR," which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline. Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific "objective" criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: OR). We contend that this type of objective self-collapse introduces non-computability, an essential feature of consciousness which distinguishes our minds from classical computers. Each OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental spacetime--and a candidate for a conscious Whitehead "occasion of experience." How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate a quantum computational OR process with the requisite characteristics to be occurring in cytoskeletal micro-tubules within the brain's neurons. In this model, quantum-superposed states develop in microtubule subunit proteins ("tubulins") within certain brain neurons, remain coherent, and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or objective reduction (OR), abruptly occurs. We equate the pre-reduction, coherent superposition ("quantum computing") phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a "stream" of consciousness. Microtubule-associated proteins can "tune" the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or "orchestrated" ("Orch OR"). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own spacetime geometries. These geometries are also superposed, and in some way "separated," but when sufficiently separated, the superposition of spacetime geometries becomes significantly unstable and reduces to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of spacetime geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying spacetime structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the difficult problems of consciousness.
Consciousness is a multidisciplinary problem that has puzzled all human beings since the origin of human life. Being defined in various pointcuts by philosophers, biologists, physicists, and neuroscientists, the definitive explanation of consciousness is still suspending. The nature of consciousness has taken great evolution by centering on the behavioral and neuronal correlates of perception and cognition, for example, the theory of Neural Correlates of Consciousness, the Global Workspace Theory, the Integrated Information Theory. While tremendous progress has been achieved, they are not enough if we are to understand even basic facts-how and where does the consciousness emerge. The Quantum mechanics, a thriving branch of physics, has an inseparable relationship with consciousness (e.g., observer effect) since Planck created this subject and its derived quantum consciousness theory can perfectly fill this gap. In this review, we briefly introduce some consciousness hypotheses derived from quantum mechanics and focus on the framework of orchestrated objective reduction (Orch-OR), including its principal points and practicality.
This article considers a partly philosophical question: What are the ontological and epistemological reasons for using quantum-like models or theories (models and theories based on the mathematical formalism of quantum theory) vs. classical-like ones (based on the mathematics of classical physics), in considering human thinking and decision making? This question is only partly philosophical because it also concerns the scientific understanding of the phenomena considered by the theories that use mathematical models of either type, just as in physics itself, where this question also arises as a physical question. This is because this question is in effect: What are the physical reasons for using, even if not requiring, these types of theories in considering quantum phenomena, which these theories predict fully in accord with the experiment? This is clearly also a physical, rather than only philosophical, question and so is, accordingly, the question of whether one needs classical-like or quantum-like theories or both (just as in physics we use both classical and quantum theories) in considering human thinking in psychology and related fields, such as decision science. It comes as no surprise that many of these reasons are parallel to those that are responsible for the use of QM and QFT in the case of quantum phenomena. Still, the corresponding situations should be understood and justified in terms of the phenomena considered, phenomena defined by human thinking, because there are important differences between these phenomena and quantum phenomena, which this article aims to address. In order to do so, this article will first consider quantum phenomena and quantum theory, before turning to human thinking and decision making, in addressing which it will also discuss two recent quantum-like approaches to human thinking, that by M. G. D'Ariano and F. Faggin and that by A. Khrennikov. Both approaches are ontological in the sense of offering representations, different in character in each approach, of human thinking by the formalism of quantum theory. Whether such a representation, as opposed to only predicting the outcomes of relevant experiments, is possible either in quantum theory or in quantum-like theories of human thinking is one of the questions addressed in this article. The philosophical position adopted in it is that it may not be possible to make this assumption, which, however, is not the same as saying that it is impossible. I designate this view as the reality-without-realism, RWR, view and in considering strictly mental processes as the ideality-without-idealism, IWI, view, in the second case in part following, but also moving beyond, I. Kant's philosophy.