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Journal of Consciousness Studies

Conscious events as orchestrated space-time selections

Stuart R. Hameroff, Roger Penrose

Published Dec 1, 1996• 385 citations
OpenAlex

Abstract

What is consciousness? Some philosophers have contended that qualia, or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being comprised of occasions of To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of space-time--as is described by Einstein's general theory of relativity--and its relation to the fundamental theory of matter--as described by quantum theory. This leads us to employ a new physics of reduction: which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline (Penrose, 1994; 1996). Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific objective criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: We contend that this type of self-collapse introduces non-computability, an essential feature of consciousness. OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental space-time--and a candidate for a conscious Whitehead occasion of experience. How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate an OR process with the requisite characteristics to be occurring in cytoskeletal microtubules within the brain's neurons (Penrose and Hameroff, 1995; Hameroff and Penrose, 1995; 1996). In this model, quantum-superposed states develop in microtubule subunit proteins (tubulins), remain coherent and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or reduction (OR) abruptly occurs. We equate the pre-reduction, coherent superposition (quantum computing) phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a stream of consciousness. Microtubule-associated-proteins can tune the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or orchestrated (Orch OR). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own space-time geometries (Penrose, 1994; 1996). These geometries are also superposed, and in some way but when sufficiently separated, the superposition of space-time geometries becomes significantly unstable, and reduce to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of space-time geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying space-time structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the hard problem of consciousness.

Related papers

Conscious Events as Orchestrated Space-Time Selections

Stuart R. Hameroff, Roger Penrose

What is consciousness? Some philosophers have contended that qualia, or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being comprised of occasions of To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of space-time--as is described by Einstein's general theory of relativity--and its relation to the fundamental theory of matter--as described by quantum theory. This leads us to employ a new physics of reduction: which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline (Penrose, 1994; 1996). Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific objective criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: We contend that this type of self-collapse introduces non-computability, an essential feature of consciousness. OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental space-time--and a candidate for a conscious Whitehead occasion of experience. How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate an OR process with the requisite characteristics to be occurring in cytoskeletal microtubules within the brain's neurons (Penrose and Hameroff, 1995; Hameroff and Penrose, 1995; 1996). In this model, quantum-superposed states develop in microtubule subunit proteins (tubulins), remain coherent and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or reduction (OR) abruptly occurs. We equate the pre-reduction, coherent superposition (quantum computing) phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a stream of consciousness. Microtubule-associated-proteins can tune the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or orchestrated (Orch OR). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own space-time geometries (Penrose, 1994; 1996). These geometries are also superposed, and in some way but when sufficiently separated, the superposition of space-time geometries becomes significantly unstable, and reduce to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of space-time geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying space-time structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the hard problem of consciousness.

NeuroQuantology•Sep 3, 2007•201 citations

Consciousness, the Brain, and Spacetime Geometry

Stuart R. Hameroff

What is consciousness? Conventional approaches see it as an emergent property of complex interactions among individual neurons; however these approaches fail to address enigmatic features of consciousness. Accordingly, some philosophers have contended that "qualia," or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being composed of "occasions of experience." To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of spacetime--as described by Einstein's general theory of relativity, and its relation to the fundamental theory of matter--as described by quantum theory. Roger Penrose has proposed a new physics of objective reduction: "OR," which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline. Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific "objective" criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: OR). We contend that this type of objective self-collapse introduces non-computability, an essential feature of consciousness which distinguishes our minds from classical computers. Each OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental spacetime--and a candidate for a conscious Whitehead "occasion of experience." How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate a quantum computational OR process with the requisite characteristics to be occurring in cytoskeletal micro-tubules within the brain's neurons. In this model, quantum-superposed states develop in microtubule subunit proteins ("tubulins") within certain brain neurons, remain coherent, and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or objective reduction (OR), abruptly occurs. We equate the pre-reduction, coherent superposition ("quantum computing") phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a "stream" of consciousness. Microtubule-associated proteins can "tune" the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or "orchestrated" ("Orch OR"). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own spacetime geometries. These geometries are also superposed, and in some way "separated," but when sufficiently separated, the superposition of spacetime geometries becomes significantly unstable and reduces to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of spacetime geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying spacetime structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the difficult problems of consciousness.

Annals of the New York Academy of Sciences•Apr 1, 2001•62 citations

Orchestrated Objective Reduction of Quantum Coherence in Brain Microtubules: The "Orch OR" Model for Consciousness

Stuart R. Hameroff, Roger Penrose

Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function self-collapse(objective reduction: OR -Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 milliseconds) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum classical reduction occurs. Unlike the random, subjective reduction(SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. Possibilities and probabilities for post-reduction tubulin states are influenced by factors including attachments of microtubule-associated proteins (MAPs) acting as nodeswhich tune and orchestratethe quantum oscillations. We thus term the self-tuning OR process in microtubules orchestrated objective reduction(B>Orch OR, and calculate an estimate for the number of tubulins (and neurons) whose coherence for relevant time periods (e.g. 500 milliseconds) will elicit Orch OR. In providing a connection among 1) pre-conscious to conscious transition, 2) fundamental space-time notions, 3) non-computability, and 4) binding of various (time scale and spatial) reductions into an instantaneous event (conscious now, we believe Orch OR in brain microtubules is the most specific and plausible model for consciousness yet proposed.

Mathematics and Computers in Simulation•Jan 1, 1996•48 citations

Orchestrated Reduction of Quantum Coherence in Brain Microtubules: A Model of Consciousness

Stuart R. Hameroff, Roger Penrose

Abstract Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function “self-collapse” (objective reduction: OR - Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 ms) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum → classical reduction occurs. Unlike the random, “subjective reduction” (SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. Possibilities and probabilities for post-reduction tubulin states are influenced by factors including attachments of microtubule-associated proteins (MAPs) acting as “nodes” which tune and “orchestrate” the quantum oscillations. We thus term the self-tuning OR process in microtubules “orchestrated objective reduction” (“Orch OR”), and calculate an estimate for the number of tubulins (and neurons) whose coherence for relevant time periods (e.g. 500 ms) will elicit Orch OR. In providing a connection among (1) pre-conscious to conscious transition, (2) fundamental space-time notions, (3) non-computability, and (4) binding of various (time scale and spatial) reductions into an instantaneous event (“conscious now”), we believe Orch OR in brain microtubules is the most specific and plausible model for consciousness yet proposed.

The MIT Press eBooks•Mar 26, 1996•79 citations

Consciousness Is Quantum State Reduction Which Creates the Flow of Time

Stuart R. Hameroff

Abstract In neuroscience, the flow of time is a conscious experience produced by the brain. But in physics, time is either a process, or a dimension in four-dimensional spacetime geometry. Could all three explanations be correct? The Penrose–Hameroff ‘Orch OR’ theory suggests consciousness is a sequence of discrete, irreversible quantum state reductions occurring at an objective threshold (‘objective reduction’, ‘OR’) a process in fundamental spacetime geometry. These ‘self-collapses’ of the quantum wavefunction are ‘orchestrated’ in microtubules inside brain neurons. Each Orch OR event selects microtubule states which purposefully regulate neuronal functions, and provide sequences of ‘NOW’ moments of conscious experience. Connected to fundamental spacetime geometry by Penrose ‘OR’, consciousness is quantum state reduction, a set of irreversible steps which ‘ratchet forward’ in the fine scale geometry of the universe, creating a flow of time.

Timing & Time Perception•Nov 6, 2023•6 citations

Consciousness in the Universe: Neuroscience, Quantum Space-Time Geometry and Orch OR Theory

Roger Penrose, Stuart R. Hameroff

The nature of consciousness, its occurrence in the brain, and its ultimate place in the universe are unknown. We proposed in the mid 1990's that consciousness depends on biologically 'orchestrated' quantum computations in collections of microtubules within brain neurons, that these quantum computations correlate with and regulate neuronal activity, and that the continuous Schrodinger evolution of each quantum computation terminates in accordance with the specific Diosi‐Penrose (DP) scheme of 'objective reduction' of the quantum state (OR). This orchestrated OR activity (Orch OR) is taken to result in a moment of conscious awareness and/or choice. This particular (DP) form of OR is taken to be a quantum-gravity process related to the fundamentals of spacetime geometry, so Orch OR suggests a connection between brain biomolecular processes and fine-scale structure of the universe. Here we review and update Orch OR in light of criticisms and developments in quantum biology, neuroscience, physics and cosmology. We conclude that consciousness plays an intrinsic role in the universe.

•Jan 1, 2011•138 citations
What is consciousness? Some philosophers have contended that qualia, or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being comprised of occasions of To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of space-time--as is described by Einstein's general theory of relativity--and its relation to the fundamental theory of matter--as described by quantum theory. This leads us to employ a new physics of reduction: which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline (Penrose, 1994; 1996). Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific objective criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: We contend that this type of self-collapse introduces non-computability, an essential feature of consciousness. OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental space-time--and a candidate for a conscious Whitehead occasion of experience. How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate an OR process with the requisite characteristics to be occurring in cytoskeletal microtubules within the brain's neurons (Penrose and Hameroff, 1995; Hameroff and Penrose, 1995; 1996). In this model, quantum-superposed states develop in microtubule subunit proteins (tubulins), remain coherent and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or reduction (OR) abruptly occurs. We equate the pre-reduction, coherent superposition (quantum computing) phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a stream of consciousness. Microtubule-associated-proteins can tune the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or orchestrated (Orch OR). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own space-time geometries (Penrose, 1994; 1996). These geometries are also superposed, and in some way but when sufficiently separated, the superposition of space-time geometries becomes significantly unstable, and reduce to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of space-time geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying space-time structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the hard problem of consciousness.
What is consciousness? Some philosophers have contended that qualia, or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being comprised of occasions of To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of space-time--as is described by Einstein's general theory of relativity--and its relation to the fundamental theory of matter--as described by quantum theory. This leads us to employ a new physics of reduction: which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline (Penrose, 1994; 1996). Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific objective criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: We contend that this type of self-collapse introduces non-computability, an essential feature of consciousness. OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental space-time--and a candidate for a conscious Whitehead occasion of experience. How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate an OR process with the requisite characteristics to be occurring in cytoskeletal microtubules within the brain's neurons (Penrose and Hameroff, 1995; Hameroff and Penrose, 1995; 1996). In this model, quantum-superposed states develop in microtubule subunit proteins (tubulins), remain coherent and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or reduction (OR) abruptly occurs. We equate the pre-reduction, coherent superposition (quantum computing) phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a stream of consciousness. Microtubule-associated-proteins can tune the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or orchestrated (Orch OR). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own space-time geometries (Penrose, 1994; 1996). These geometries are also superposed, and in some way but when sufficiently separated, the superposition of space-time geometries becomes significantly unstable, and reduce to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of space-time geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying space-time structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the hard problem of consciousness.
What is consciousness? Conventional approaches see it as an emergent property of complex interactions among individual neurons; however these approaches fail to address enigmatic features of consciousness. Accordingly, some philosophers have contended that "qualia," or an experiential medium from which consciousness is derived, exists as a fundamental component of reality. Whitehead, for example, described the universe as being composed of "occasions of experience." To examine this possibility scientifically, the very nature of physical reality must be re-examined. We must come to terms with the physics of spacetime--as described by Einstein's general theory of relativity, and its relation to the fundamental theory of matter--as described by quantum theory. Roger Penrose has proposed a new physics of objective reduction: "OR," which appeals to a form of quantum gravity to provide a useful description of fundamental processes at the quantum/classical borderline. Within the OR scheme, we consider that consciousness occurs if an appropriately organized system is able to develop and maintain quantum coherent superposition until a specific "objective" criterion (a threshold related to quantum gravity) is reached; the coherent system then self-reduces (objective reduction: OR). We contend that this type of objective self-collapse introduces non-computability, an essential feature of consciousness which distinguishes our minds from classical computers. Each OR is taken as an instantaneous event--the climax of a self-organizing process in fundamental spacetime--and a candidate for a conscious Whitehead "occasion of experience." How could an OR process occur in the brain, be coupled to neural activities, and account for other features of consciousness? We nominate a quantum computational OR process with the requisite characteristics to be occurring in cytoskeletal micro-tubules within the brain's neurons. In this model, quantum-superposed states develop in microtubule subunit proteins ("tubulins") within certain brain neurons, remain coherent, and recruit more superposed tubulins until a mass-time-energy threshold (related to quantum gravity) is reached. At that point, self-collapse, or objective reduction (OR), abruptly occurs. We equate the pre-reduction, coherent superposition ("quantum computing") phase with pre-conscious processes, and each instantaneous (and non-computable) OR, or self-collapse, with a discrete conscious event. Sequences of OR events give rise to a "stream" of consciousness. Microtubule-associated proteins can "tune" the quantum oscillations of the coherent superposed states; the OR is thus self-organized, or "orchestrated" ("Orch OR"). Each Orch OR event selects (non-computably) microtubule subunit states which regulate synaptic/neural functions using classical signaling. The quantum gravity threshold for self-collapse is relevant to consciousness, according to our arguments, because macroscopic superposed quantum states each have their own spacetime geometries. These geometries are also superposed, and in some way "separated," but when sufficiently separated, the superposition of spacetime geometries becomes significantly unstable and reduces to a single universe state. Quantum gravity determines the limits of the instability; we contend that the actual choice of state made by Nature is non-computable. Thus each Orch OR event is a self-selection of spacetime geometry, coupled to the brain through microtubules and other biomolecules. If conscious experience is intimately connected with the very physics underlying spacetime structure, then Orch OR in microtubules indeed provides us with a completely new and uniquely promising perspective on the difficult problems of consciousness.
Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function self-collapse(objective reduction: OR -Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 milliseconds) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum classical reduction occurs. Unlike the random, subjective reduction(SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. Possibilities and probabilities for post-reduction tubulin states are influenced by factors including attachments of microtubule-associated proteins (MAPs) acting as nodeswhich tune and orchestratethe quantum oscillations. We thus term the self-tuning OR process in microtubules orchestrated objective reduction(B>Orch OR, and calculate an estimate for the number of tubulins (and neurons) whose coherence for relevant time periods (e.g. 500 milliseconds) will elicit Orch OR. In providing a connection among 1) pre-conscious to conscious transition, 2) fundamental space-time notions, 3) non-computability, and 4) binding of various (time scale and spatial) reductions into an instantaneous event (conscious now, we believe Orch OR in brain microtubules is the most specific and plausible model for consciousness yet proposed.
Abstract Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function “self-collapse” (objective reduction: OR - Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 ms) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum → classical reduction occurs. Unlike the random, “subjective reduction” (SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. Possibilities and probabilities for post-reduction tubulin states are influenced by factors including attachments of microtubule-associated proteins (MAPs) acting as “nodes” which tune and “orchestrate” the quantum oscillations. We thus term the self-tuning OR process in microtubules “orchestrated objective reduction” (“Orch OR”), and calculate an estimate for the number of tubulins (and neurons) whose coherence for relevant time periods (e.g. 500 ms) will elicit Orch OR. In providing a connection among (1) pre-conscious to conscious transition, (2) fundamental space-time notions, (3) non-computability, and (4) binding of various (time scale and spatial) reductions into an instantaneous event (“conscious now”), we believe Orch OR in brain microtubules is the most specific and plausible model for consciousness yet proposed.
Abstract In neuroscience, the flow of time is a conscious experience produced by the brain. But in physics, time is either a process, or a dimension in four-dimensional spacetime geometry. Could all three explanations be correct? The Penrose–Hameroff ‘Orch OR’ theory suggests consciousness is a sequence of discrete, irreversible quantum state reductions occurring at an objective threshold (‘objective reduction’, ‘OR’) a process in fundamental spacetime geometry. These ‘self-collapses’ of the quantum wavefunction are ‘orchestrated’ in microtubules inside brain neurons. Each Orch OR event selects microtubule states which purposefully regulate neuronal functions, and provide sequences of ‘NOW’ moments of conscious experience. Connected to fundamental spacetime geometry by Penrose ‘OR’, consciousness is quantum state reduction, a set of irreversible steps which ‘ratchet forward’ in the fine scale geometry of the universe, creating a flow of time.
The nature of consciousness, its occurrence in the brain, and its ultimate place in the universe are unknown. We proposed in the mid 1990's that consciousness depends on biologically 'orchestrated' quantum computations in collections of microtubules within brain neurons, that these quantum computations correlate with and regulate neuronal activity, and that the continuous Schrodinger evolution of each quantum computation terminates in accordance with the specific Diosi‐Penrose (DP) scheme of 'objective reduction' of the quantum state (OR). This orchestrated OR activity (Orch OR) is taken to result in a moment of conscious awareness and/or choice. This particular (DP) form of OR is taken to be a quantum-gravity process related to the fundamentals of spacetime geometry, so Orch OR suggests a connection between brain biomolecular processes and fine-scale structure of the universe. Here we review and update Orch OR in light of criticisms and developments in quantum biology, neuroscience, physics and cosmology. We conclude that consciousness plays an intrinsic role in the universe.