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Journal of Physics A Mathematical and Theoretical

Quantum dynamics in a single excitation subspace: deviations from eigenstate thermalization via long time correlations

Charlie Nation, Diego Porras

Published Nov 17, 2022• 1 citation
Publisher

Abstract

Abstract In this work we study a scenario where unitary quantum dynamics in a many-body interacting system is restricted to a single excitation subspace. We ask how dynamics within to such a subspace may in general differ from predictions of the eigenstate thermalization hypothesis (ETH). We show that for certain initial states and observables, if thermalization occurs, it will not fulfil other key predictions of the ETH; instead following differing generic behaviours. We show this by analysing long-time fluctuations, two-point correlation functions, and the out-of-time-ordered correlator; analytically detailing deviation from ETH predictions. We derive instead an ETH-like relation, with non-random off-diagonals for matrix elements of observables, with correlations which alter long-time behaviour and constrain dynamics. Further, we analytically compute the time-dependence of the decay to equilibrium, showing it is proportional to the survival probability of the initial state. We finally note the conditions studied are common in many physical scenarios, such as under the rotating-wave approximation. We show numerically our predictions are robust to perturbations which break this approximation.

DOI
10.1088/1751-8121/aca3dc

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Abstract In this work we study a scenario where unitary quantum dynamics in a many-body interacting system is restricted to a single excitation subspace. We ask how dynamics within to such a subspace may in general differ from predictions of the eigenstate thermalization hypothesis (ETH). We show that for certain initial states and observables, if thermalization occurs, it will not fulfil other key predictions of the ETH; instead following differing generic behaviours. We show this by analysing long-time fluctuations, two-point correlation functions, and the out-of-time-ordered correlator; analytically detailing deviation from ETH predictions. We derive instead an ETH-like relation, with non-random off-diagonals for matrix elements of observables, with correlations which alter long-time behaviour and constrain dynamics. Further, we analytically compute the time-dependence of the decay to equilibrium, showing it is proportional to the survival probability of the initial state. We finally note the conditions studied are common in many physical scenarios, such as under the rotating-wave approximation. We show numerically our predictions are robust to perturbations which break this approximation.
In this work we study a scenario where dynamics is restricted to a single excitation manifold, for particular physical observables with support in the manifold, which we label a `correlated quench'. We ask how such dynamics may in general differ from predictions of the eigenstate thermalization hypothesis (ETH). We show that if thermalization occurs, it will not fulfil other key predictions of the ETH; instead following differing generic behaviours. We show this by analysing long-time fluctuations, two-point correlation functions, and the out-of-time-ordered correlator; analytically detailing deviation from ETH predictions. We derive instead an ETH-like relation, with non-random off-diagonals, for matrix elements of observables, with correlations that alter long-time behaviour and constrain dynamics. Further, we analytically compute the time-dependence of the decay to equilibrium, showing that it is proportional to the survival probability of the initial state. We finally note that the conditions studied are common in many physical scenarios, such as under the rotating-wave approximation. We show numerically that predictions are robust to perturbations that break this approximation.
Understanding how out-of-equilibrium states thermalize under quantum unitary dynamics is an important problem in many-body physics. In this work, we propose a statistical Ansatz for the matrix elements of non-equilibrium initial states in the energy eigenbasis, in order to describe such evolution. The approach is inspired by the Eigenstate Thermalisation Hypothesis (ETH) but the proposed Ansatz exhibits different scaling. Importantly, we point out the exponentially small cross-correlations between the observable and the initial state matrix elements that determine relaxation dynamics toward equilibrium. We numerically verify scaling and cross-correlation, point out the emergent universality of the high-frequency behavior, and outline possible generalizations.
One of the fundamental problems of quantum statistical physics is how an ideally isolated quantum system can ever reach thermal equilibrium behavior despite the unitary time evolution of quantum-mechanical systems. Here, we study, via explicit time evolution for the generic model system of an interacting, trapped Bose gas with discrete single-particle levels, how the measurement of one or more observables subdivides the system into observed and non-observed Hilbert subspaces and the tracing over the non-measured quantum numbers defines an effective, thermodynamic bath, induces the entanglement of the observed Hilbert subspace with the bath, and leads to a bi-exponential approach of the entanglement entropy and of the measured observables to thermal equilibrium behavior as a function of time. We find this to be more generally fulfilled than in the scenario of the eigenstate thermalization hypothesis (ETH), namely for both local particle occupation numbers and non-local density correlation functions, and independent of the specific initial quantum state of the time evolution.
The Eigenstate Thermalization Hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention towards the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.
Deriving conditions under which a macroscopic system thermalizes directly from the underlying quantum many-body dynamics of its microscopic constituents is a long-standing challenge in theoretical physics. The well-known eigenstate thermalization hypothesis (ETH) is presumed to be a key mechanism, but has defied rigorous verification for generic systems thus far. A weaker variant (weak ETH), by contrast, is provably true for a large variety of systems, including even many integrable models, but its implications with respect to the problem of thermalization are still largely unexplored. Here we analytically demonstrate that systems satisfying the weak ETH exhibit thermalization for two very natural classes of far-from-equilibrium initial conditions: the overwhelming majority of all pure states with a preset nonequilibrium expectation value of some given local observable, and the Gibbs states of a Hamiltonian which subsequently is subject to a quantum quench in the form of a sudden change of some local system properties.
The eigenstate thermalization hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention toward the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.