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Physics Essays

Einstein on measurement theory: A heuristic point of view

Richard Joseph Oldani

Published Mar 18, 2022• 4 citations
Publisher

Abstract

Einstein did not contribute significantly to the quantum mechanics we are familiar with, but he did contribute to its theoretical foundations. In a seminal theory on black body radiation, he used two physically distinct sets of coordinates, a classical set to describe the continuity of heat energy with Maxwell Boltzmann statistics and an atomic set to describe discrete energy states required by the Planck radiation law. His methods are extended here to reveal that matrix mechanics is an incomplete description of atomic structure. In addition to the discrete energy states of the diagonal matrix elements, classically derived components of kinetic energy are necessary. We conclude that the diagonalized matrix elements and eigenvalues of the Schrödinger equation both describe characteristics of the steady states, but the physical variables they describe are different, because they are measured with respect to different coordinate systems. Einstein’s assumptions lead to a resolution of the measurement problem by introducing statistical laws at the microscopic level.

DOI
10.4006/0836-1398-35.1.51

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Einstein did not contribute significantly to the quantum mechanics we are familiar with, but he did contribute to its theoretical foundations. In a seminal theory on black body radiation, he used two physically distinct sets of coordinates, a classical set to describe the continuity of heat energy with Maxwell Boltzmann statistics and an atomic set to describe discrete energy states required by the Planck radiation law. His methods are extended here to reveal that matrix mechanics is an incomplete description of atomic structure. In addition to the discrete energy states of the diagonal matrix elements, classically derived components of kinetic energy are necessary. We conclude that the diagonalized matrix elements and eigenvalues of the Schrödinger equation both describe characteristics of the steady states, but the physical variables they describe are different, because they are measured with respect to different coordinate systems. Einstein’s assumptions lead to a resolution of the measurement problem by introducing statistical laws at the microscopic level.
Einstein showed in his seminal paper on radiation that molecules with a quantum-theoretical distribution of states in thermal equilibrium are in dynamical equilibrium with the Planck radiation. The method he used assigns coordinates fixed with respect to molecules to derive the A and B coefficients, and fixed relative to laboratory coordinates to specify their thermal motion. The resulting dynamical equilibrium between quantum mechanical and classically defined statistics is critically dependent upon considerations of momentum exchange. When Einstein’s methods relating classical and quantum mechanical statistical laws are applied to the level of the single quantum oscillator they show that matrix mechanics describes the external appearances of an atom as determined by photon-electron interactions in laboratory coordinates, and wave mechanics describes an atom’s internal structure according to the Schrödinger wave equation. Non-commutation is due to the irreversibility of momentum exchange when transforming between atomic and laboratory coordinates. This allows the “rotation” of the wave function to be interpreted as the changing phase of an electromagnetic wave. In order to describe the momentum exchange of a quantum oscillator the Hamiltonian model of atomic structure is replaced by a Lagrangian model that is formulated with equal contributions from electron, photon, and nucleus. The fields of the particles superpose linearly, but otherwise their physical integrity is maintained throughout. The failure of past and present theoretical models to include momentum is attributed to the overwhelming requirement of human visual systems for an explicit stimulus.
The experimental foundations of quantum theory are presented in some detail in this chapter: on the one hand, the investigation of black-body radiation, which helps in developing an interdisciplinary view of physics, besides having historical interest; on the other hand, the energy and linear momentum of photons, atomic spectra, discrete energy levels, wave-like properties of electrons, interference phenomena and uncertainty relations. Black-body radiation Black-body radiation is not just a topic of historical interest. From a pedagogical point of view, it helps in developing an interdisciplinary view of physics, since it involves, among the other, branches of physics such as electrodynamics and thermodynamics, as well as a new constant of nature, the Planck constant, which is peculiar to quantum theory and quantum statistics. Moreover, looking at modern developments, the radiation that pervades the whole universe (Gamow 1946, Penzias and Wilson 1965, Smoot et al . 1992, Spergel et al . 2003) is a black-body radiation, and the expected emission of particles from black holes (space–time regions where gravity is so strong that no light ray can escape to infinity, and all nearby matter gets eaten up) is also (approximately) a black-body radiation (Hawking 1974, 1975). In this section, relying in part on Born (1969), we are aiming to derive the law of heat radiation, following Planck's method. We think of a box for which the walls are heated to a definite temperature T .
We review here the main contributions of Einstein to the quantum theory. To put them in perspective we first give an account of Physics as it was before him. It is followed by a brief account of the problem of black body radiation which provided the context for Planck to introduce the idea of quantum. Einstein's revolutionary paper of 1905 on light-quantum hypothesis is then described as well as an application of this idea to the photoelectric effect. We next take up a discussion of Einstein's other contributions to old quantum theory. These include (i) his theory of specific heat of solids, which was the first application of quantum theory to matter, (ii) his discovery of wave-particle duality for light and (iii) Einstein's A and B coefficients relating to the probabilities of emission and absorption of light by atomic systems and his discovery of radiation stimulated emission of light which provides the basis for laser action. We then describe Einstein's contribution to quantum statistics viz Bose-Einstein Statistics and his prediction of Bose-Einstein condensation of a boson gas. Einstein played a pivotal role in the discovery of Quantum mechanics and this is briefly mentioned. After 1925 Einstein's contributed mainly to the foundations of Quantum Mechanics. We choose to discuss here (i) his Ensemble (or Statistical) Interpretation of Quantum Mechanics and (ii) the discovery of Einstein-Podolsky-Rosen (EPR) correlations and the EPR theorem on the conflict between Einstein-Locality and the completeness of the formalism of Quantum Mechanics. We end with some comments on later developments.
It is often claimed that Einstein is wrong about quantum mechanics. However, when comparisons are made with respect to theoretical foundations rather than experimental results Einstein’s theories are found to be superior. Although statistical formulations of quantum mechanics correctly describe energy and momentum exchange with remarkable accuracy there are individual cases, paradoxically, that violate the conservation laws. A recent study finds that in order to account for observed violations frames of reference involved in preparation of the initial state must be explicitly taken into account [1]. We show here that the same conclusion was arrived at in a much simpler way by Einstein over 100 years ago. Deficiencies in the foundations of non-relativistic theory are corrected by introducing Hamilton’s principle and deriving relativistic equations of motion. This allows quantum mechanical formalism in abstract space to be replaced by the superposition of particle field geometries in real space. Applying the calculus of variations to the Schrödinger wave equation reveals that the wave function is incomplete because it requires twice the allowable action minimum.
This is an account of Einstein's work and thoughts on the quantum theory. The following topics will be discussed: The light-quantum hypothesis and its gradual evolution into the photon concept. Early history of the photoelectric effect. The theoretical and experimental reasons why the resistance to the photon was stronger and more protracted than for any other particle proposed to date. Einstein's position regarding the Bohr-Kramers-Slater suggestion, the last bastion of resistance to the photon. Einstein's analysis of fluctuations around thermal equilibrium and his proposal of a duality between particles and waves, in 1909 for electromagnetic radiation (the first time this duality was ever stated) and in January 1925 for matter (prior to quantum mechanics and for reasons independent of those given earlier by de Broglie). His demonstration that long-known specific heat anomalies are quantum effects. His role in the evolution of the third law of thermodynamics. His new derivation of Planck's law in 1917 which also marks the beginning of his concern with the failure of classical causality. His role as one of the founders of quantum statistics and his discovery of the first example of a phase transition derived by using purely statistical methods. His position as a critic of quantum mechanics. Initial doubts on the consistency of quantum mechanics (1926-1930). His view maintained from 1930 until the end of his life: quantum mechanics is logically consistent and quite successful but it is incomplete. His attitude toward success. His criterion of objective reality. Differences in the roles relativity and quantum theory played in Einstein's life. His vision regarding quantum theory in the context of a unified field theory. His last autobiographical sketch, written a few months before his death, concluding with a statement about the quantum theory, a subject to which (by his own account) he had given more thought than even to general relativity.
The origin of the relativity theories was closely bound up with the development of electromagnetic concepts, a development that approached a coherent fieldtheoretical formulation, according to which all actions may vary in a continuous manner. In contrast, quantum theory arose out of the development of atomic concepts, a development that was characterized by the acknowledgment of a fundamental limitation to classical physical ideas when applied to atomic phenomena. This restriction was expressed in the so-called quantum postulate, which attributed to any atomic process an essential discontinuity that was symbolized by Planck's quantum of action. Quantum field theory (QFT) is a later phase of the conceptual developments of quantum theory, and has the old quantum theory and non-relativistic quantum mechanics, essentially the preliminary analyses of the interactions between atoms and radiation, as its predecessors. This chapter will review some features of quantum physics that are relevant to the rise of QFT. The quantization of motion In solving the problem of the equilibrium between matter and radiation, Max Planck (1900) showed that the laws of heat radiation demanded an element of discontinuity in the description of atomic processes. In the statistical behavior of atoms represented, in Planck's description, by linear resonators in their interactions with radiation, only states of vibration should be taken into account whose energy was an integral multiple of a quantum, hv , where h is Planck's constant and v is the frequency of the resonator. Planck himself believed that the discontinuity of energy was only a property of atoms, and was not ready to apply the idea of energy quantization to radiation itself.