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Cambridge University Press eBooks

Experimental foundations of quantum theory

Giampiero V. M. Esposito, Giuseppe Marmo, Gennaro Miele, George Sudarshan

Published Oct 31, 2014• 0 citations
Publisher

Abstract

The experimental foundations of quantum theory are presented in some detail in this chapter: on the one hand, the investigation of black-body radiation, which helps in developing an interdisciplinary view of physics, besides having historical interest; on the other hand, the energy and linear momentum of photons, atomic spectra, discrete energy levels, wave-like properties of electrons, interference phenomena and uncertainty relations. Black-body radiation Black-body radiation is not just a topic of historical interest. From a pedagogical point of view, it helps in developing an interdisciplinary view of physics, since it involves, among the other, branches of physics such as electrodynamics and thermodynamics, as well as a new constant of nature, the Planck constant, which is peculiar to quantum theory and quantum statistics. Moreover, looking at modern developments, the radiation that pervades the whole universe (Gamow 1946, Penzias and Wilson 1965, Smoot et al . 1992, Spergel et al . 2003) is a black-body radiation, and the expected emission of particles from black holes (space–time regions where gravity is so strong that no light ray can escape to infinity, and all nearby matter gets eaten up) is also (approximately) a black-body radiation (Hawking 1974, 1975). In this section, relying in part on Born (1969), we are aiming to derive the law of heat radiation, following Planck's method. We think of a box for which the walls are heated to a definite temperature T .

DOI
10.1017/cbo9781139875950.003

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The experimental foundations of quantum theory are presented in some detail in this chapter: on the one hand, the investigation of black-body radiation, which helps in developing an interdisciplinary view of physics, besides having historical interest; on the other hand, the energy and linear momentum of photons, atomic spectra, discrete energy levels, wave-like properties of electrons, interference phenomena and uncertainty relations. Black-body radiation Black-body radiation is not just a topic of historical interest. From a pedagogical point of view, it helps in developing an interdisciplinary view of physics, since it involves, among the other, branches of physics such as electrodynamics and thermodynamics, as well as a new constant of nature, the Planck constant, which is peculiar to quantum theory and quantum statistics. Moreover, looking at modern developments, the radiation that pervades the whole universe (Gamow 1946, Penzias and Wilson 1965, Smoot et al . 1992, Spergel et al . 2003) is a black-body radiation, and the expected emission of particles from black holes (space–time regions where gravity is so strong that no light ray can escape to infinity, and all nearby matter gets eaten up) is also (approximately) a black-body radiation (Hawking 1974, 1975). In this section, relying in part on Born (1969), we are aiming to derive the law of heat radiation, following Planck's method. We think of a box for which the walls are heated to a definite temperature T .
This chapter begins with a brief outline of some of the key motivations for considering a quantum theory: the early attempts to determine the spectral distribution of energy density of black bodies; stability of atoms and molecules; specific heats of solids; interference and diffraction of light beams; polarization of photons. The experimental foundations of wave mechanics are then presented in detail, but in a logical order quite different from its historical development: photo-emission of electrons by metallic surfaces, X- and γ-ray scattering from gases, liquids and solids, interference experiments, atomic spectra and the Bohr hypotheses, the experiment of Franck and Hertz, the Bragg experiment, diffraction of electrons by a crystal of nickel (Davisson and Germer), and measurements of position and velocity of an electron. The need for a quantum theory In the second half of the nineteenth century it seemed that the laws of classical mechanics, developed by the genius of Newton, Lagrange, Hamilton, Jacobi and Poincaré, the Maxwell theory of electromagnetic phenomena and the laws of classical statistical mechanics could account for all known physical phenomena. Still, it became gradually clear, after several decades of experimental and theoretical work, that one has to formulate a new kind of mechanics, which reduces to classical mechanics in a suitable limit, and makes it possible to obtain a consistent description of phenomena that cannot be understood within the classical framework. It is now appropriate to present a brief outline of this new class of phenomena, the systematic investigation of which is the object of the following sections and of chapters 4 and 14.
In this chapter, we present the basic principles of the quantum mechanics of particle systems from a modern mathematical perspective. The proper study of quantum mechanics brings together several interesting mathematical ideas, ranging from group representations to the spectral theory of unbounded self-adjoint operators in Hilbert spaces and the theory of C * algebras. The facts from analysis of operators in Hilbert spaces and C * algebras needed in this chapter are presented in detail in the appendices at the end of the book. More on the mathematical foundations of quantum mechanics can be found in the books by L. Fadeev and O. Yakubovskii [FY], G. Mackey [M], and F. Strocchi [Str] listed in the bibliography. The birth of quantum theory The origins of quantum theory can be traced back to M. Planck's study, published in 1900, of so-called black-body radiation. It is well known that matter glows when heated, going from red-hot to white-hot as the temperature rises. The color (or frequency of radiation) of the radiating body is independent of its surface, and for a black body it is found to be a function of temperature alone. The behavior of the radiation energy as a function of temperature seemed quite different at high temperatures and low temperatures. In a desperate attempt to fit these different behaviors into a single law, Planck introduced the hypothesis that energy was not continuous, but came in discrete packets or quanta . At the beginning of the twentieth century, a number of experiments pointed to a breakdown of the laws of classical mechanics at very small (subatomic) scales.
Chapter 4 deals with Quantum Mechanical (QM) phenomena. The first section describes the first attempts at quantization of energy, momentum, angular momentum, etc. We start with Plank's solution to the black-body problem, introducing the concept of photons: discrete packets of electromagnetic energy. We show how Plank's description of black-body radiation is perfectly fit by the cosmic microwave radiation, providing the strongest evidence for the Big-Bang at the origin of the Universe. We then describe Bohr's solution to the paradoxical stability of atoms, introducing quantization of angular momentum (or action) and correctly predicting the energy levels of the hydrogen atom. We show how Einstein used Plank's idea to explain the photo-electric effect (an effect exploited in CCD cameras and solar cells) and how he used Bohr's understanding of energy levels in atoms to provide an intuitive explanation of Plank's law. Einstein insight opened the way to the field of spectroscopy and the development of the laser. In the second section, following the lead of Dirac, we show that QM is equivalent to Linear Algebra in the space of complex functions (which describe the state of the system). We show that Schrödinger's equation is a natural consequence of that description, once the relation between energy and frequency established by Plank (for photons) and de Broglie (for particles) is taken into account. In the context of the chiral ammonia molecule we discuss the queerness of QM which describes physical systems as superposition of states (such as left and right chirality state of a molecule, dead and alive cat). We show that this queerness is nonetheless supported by experiments and is behind much of our technology: masers and lasers, atomic clocks, semiconductors (diodes, transistors, etc.). In the following section we introduce the representation of operators in QM (the equivalent of matrices in linear algebra): momentum, position, energy, etc. which correspond to measurements on the system. We show that the non-commutability of some operators (common with matrix operations) leads to Heisenberg uncertainty principle: the position and momentum of a particle cannot be determined with absolute precision. We discuss the solution of Schrödinger's equation for free particles demonstrating their equivalence with EM phenomena: particles undergo refraction and diffraction, exemplifying the particle/wave duality inherent to QM systems. We discuss QM tunneling and its use in the Scanning Tunneling Microscope. In the following section we study Dirac's equation: the successful attempt by Dirac to unify QM with Einstein's relativity, with the resulting prediction of anti-particles and spin. We then solve for the energy levels of electrons in the hydrogen atom (from Schrödinger's equation) and show that the existence of spin profoundly affects the behavior of electrons in an atom: they cannot share the same energy level, a rule known as Pauli's exclusion principle. Pauli's principle is central to the understanding of the chemical properties of atoms and fully explains Mendeleev's periodic table of the elements. In the next section we discuss along with two exactly soluble systems (diatomic rotational and vibrational levels), various approximations used to study systems (e.g. molecules) for which there are no analytical solutions. In particular, we introduce Pauling's variational approach, Hückel molecular orbital theory and time independent perturbation theory. We apply those approaches to determine the energy levels in alkenes, in multi-electron atoms and in systems under constant electric or magnetic field (such as in Magnetic Resonance Imaging). In the last section we discuss time dependent perturbation theory. We use it to establish the rules allowing for transitions between energy levels and revisit Einstein description of absorption/emission phenomena.
Abstract This chapter examines some crucial experiments and basic principles of quantum mechanics that have strongly influenced the development of quantum theory in its modern form: starting from Planck’s law of black-body radiation and its derivation using the quantization of energy; Einstein’s photon hypothesis for the puzzle presented by the photoelectric effect and its test via the Millikan experiment; the Compton effect; Bohr’s theses for the structure of the hydrogen atom and the complementarity of waves and particles i.e., the wave-particle duality, culminating in de Broglie’s ideas for matter waves and their confirmation in the Davisson-Germer experiment for electron diffraction from a crystal; Heisenberg’s uncertainty principle for position and momentum as well as for energy an time; the famous double-slit experiment and Born’s probability interpretation, and finally the provocative thought experiment of Schrödinger’s cat
This chapter presents the basic physical ideas that underpin the quantum theory. Historians place the beginnings of the quantum theory at 1900. That year Max Planck published his famous formula for the distribution of energy as a function of frequency in black-body radiation. Curiously, although radiation theory gave birth to quantum mechanics, the interaction of matter and electromagnetic radiation is a rather advanced topic in quantum mechanics and it took almost fifty years for an acceptable formulation to be achieved. One reason for this is that photons are quanta of the electromagnetic field, and the quantum theory of fields requires a relativistic treatment to be entirely successful. The corpuscular nature of light was only half of the input that gave birth to quantum mechanics. The other half concerns matter. Given that the discreteness of photons manifests itself during the emission and absorption process, it is not surprising to find that quantum oddities afflict the behaviour of material particles too.
This chapter deals with the important experimental studies on black-body radiation, Wein’s law, Rayleigh–Jeans law, Planck’s distribution law, etc. The black-body radiation studies reveal that the maximum wavelength of radiation 1 is inversely proportional to temperature T . The expression for Wein’s law has been deduced on the basis of thermodynamic considerations. The law gives a clue to understand that it holds true only at low temperatures and short wavelengths. The Rayleigh–Jeans law is based on the general theorem of elasticity and is in excellent quantitative agreement with experimental observations for large wavelengths and high temperatures, leading to ultraviolet ‘catastrophe’. Actually, Max Planck enunciated the correct form of the temperature–radiation law based on some assumptions and finally proposed Planck’s quantum theory. This chapter also explains the photoelectric effect and important conclusions drawn on the basis of experimental facts. Einstein applied the quantum theory to explain the photoelectric effect and to define threshold frequency. On the basis of plot of frequency of radiation versus voltage applied, a linear graph was obtained, which enabled finding the value of Planck’s constant h. The Compton effect has also been written in a lucid manner involving the mathematical formulation from which the Compton shift can easily be obtained. This chapter also details the atomic hydrogen spectrum including Bohr’s model of an atom, energy of electron revolving around the nucleus, radius of an orbit and expression for velocity of electron. It also mentions the drawbacks of Bohr’s theory. References, problems, and questions on this concept are provided at the end of the chapter.