We study a periodically driven Bloch system connected to a heat bath by introducing a formalism that combines the Floquet analysis and the quantum Liouville equation. We first obtain the density matrix for such a system without electron-electron interactions, and find that by turning off the thermal contact, the system goes into a diagonal ensemble where the density matrix is diagonal under the Floquet-Bloch eigenbasis. We then calculate the current response that consists of a dissipationless intrinsic part and a dissipative extrinsic correction to the first order in damping. The correction originates from a shift in polarization between the diagonal ensemble and a Bloch thermal equilibrium. We further apply the result to a two-band model with broken time-reversal and inversion symmetries revealing the role of the external driven field strength.
We study a periodically driven Bloch system connected to a heat bath by introducing a formalism that combines the Floquet analysis and the quantum Liouville equation. We first obtain the density matrix for such a system without electron-electron interactions, and find that by turning off the thermal contact, the system goes into a diagonal ensemble where the density matrix is diagonal under the Floquet-Bloch eigenbasis. We then calculate the current response that consists of a dissipationless intrinsic part and a dissipative extrinsic correction to the first order in damping. The correction originates from a shift in polarization between the diagonal ensemble and a Bloch thermal equilibrium. We further apply the result to a two-band model with broken time-reversal and inversion symmetries revealing the role of the external driven field strength.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
Periodically driven quantum systems are commonly modeled using master equations constructed in the eigenbasis of an undriven Hamiltonian, implicitly assuming that environmental dissipation couples to static energy transitions even under strong time-periodic driving. The validity of this approximation beyond weak or near-resonant driving remains poorly understood. To address the need for a more self-consistent quantum theory approach, we formulate a nonsecular Floquet--Markov generalized master equation (F-GME) in the quasienergy basis, treating interaction-induced (internal) and drive-induced (external) nonperturbative dressing on an equal footing. We subsequently investigate dissipation in two minimal driven open quantum systems---a harmonically driven two-level system and a harmonically driven coupled-two-level-system---each weakly coupled to a Markovian bath. Comparing the F-GME to a time-independent dressed-basis master equation, we show that even for a flat-bath spectral density and weak dissipation, the two approaches can yield qualitatively different steady-state populations and emission spectra. We resolve dissipation into drive-assisted sideband processes decaying via Floquet extended-space quasienergy channels, and show these channels can hybridize through nonsecular couplings into collective Floquet--Liouville modes governing observable spectral resonances. This analysis demonstrates that time-independent dissipative descriptions can incorrectly weight multiphoton Floquet transitions by collapsing quasienergy-resolved decay pathways into static energy gaps. The F-GME framework provides a systematic diagnostic for identifying regimes where Floquet-consistent dissipation is essential and clarifies the physical origin of discrepancies between commonly used master-equation approaches.
We develop the Floquet-Bloch theory of noninteracting fermions on a periodic lattice in the presence of a constant electric field. As long as the field lies along a reciprocal-lattice vector, time periodicity of the Bloch Hamiltonian is inherited from the evolution of momentum in the Brillouin zone. The corresponding Floquet quasienergies yield the Wannier-Stark ladder with interband couplings included to all orders. These results are compared to perturbative results where the lowest-order interband correction gives the field-induced polarization shift in terms of the electric susceptibility. Additionally, we investigate electronic transport by coupling the system to a bath within the Floquet-Keldysh formalism. We then study the breakdown of the band-projected theory from the onset of interband contributions and Landau-Zener resonances in the band-resolved currents. In particular, we consider the transverse quantum-geometric response in two spatial dimensions due to the Berry curvature. In the strong-field regime, the semiclassical theory predicts a plateau of the geometric response as a function of field strength. Here, we scrutinize the conditions under which the semiclassical results continue to hold in the quantum theory.
We present an approach for efficiently simulating strongly damped quantum systems subjected to periodic driving, employing a periodic matrix product operator representation of the influence functional. This representation enables the construction of a numerically exact Floquet propagator that captures the non-Markovian open system dynamics, thus providing a dissipative analogue to the Floquet Hamiltonian of driven isolated quantum systems. We apply this method to study the asymptotic heating of a reservoir in spin-boson models, characterizing the deviation from equilibrium conditions. Moreover, we show how a local driving of two qubits can be utilized to stabilize a transient entanglement buildup of the qubits originating from the interaction with a common environment. Our results make it possible to directly study both stationary and transient dynamics of strongly damped and driven quantum systems within a transparent theoretical and numerical framework.
We report an alternate formulation of the quantum master equation (QME) to describe the dynamics of a quantum system weakly coupled to a heat bath, in the presence of weak external driving. A key feature of this approach is the introduction of an explicit Hamiltonian to model the thermal fluctuations in the heat bath. We show that the resulting time coarse-grained dynamical equation for the quantum system has dissipators with a natural regulator, which emerges from an ensemble average over the fluctuations. Importantly, such regularized dissipators arise from the second-order contributions of both the external drive as well as the system-environment coupling. We show that the second-order drive terms, regularized to time-scales set by the fluctuations, result in dynamic drive-induced frequency shifts as well as drive-dependent relaxation phenomena. Considering the specific case of an ensemble of two-level systems, subjected to a linearly polarized external drive, we derive the modified Bloch Equations with such drive-dependent shift and damping terms. The resulting drive-induced frequency shifts converge to the known forms of dynamic frequency shifts, such as the Bloch-Siegert shift or the dynamic Stark shift, in appropriate limits. The Kramers-Kronig pairs of these frequency shifts - manifest as drive-dependent damping terms in the modified Bloch Equations and help explain the Redfield limit of free-induction-decay (FID) rates as well as the non-Bloch decay of Rabi oscillations in isotropic medium. Our method predicts correct orders of magnitudes of non-Bloch decay rates in isotropic medium as well as their observed temperature dependence. The QME reported here, correctly describes all known aspects of the driven-dissipative dynamics up to second-order of an open quantum system with appropriate thermal signatures and as such is expected to provide deeper insights into the study of quantum information processing on real systems.
We provide a comprehensive study of heat transport in periodically driven quantum systems using a master equation approach in the Floquet basis. Starting from the exact, formal expressions, we obtain, within the weak coupling regime of system-bath coupling, a generalized Floquet-Redfield master equation which does not involve Markovian or secular approximations and the corresponding formula for the heat current. From this approach we derive the standard, full secular master equation. Moreover, we present a master equation for the driven spin-boson model in the instantaneous eigenbasis. The different approaches are compared by applying them to the steady-state heat transport in the driven spin-boson model. An analytical solution is provided for the master equation in the instantaneous eigenbasis which reproduces the numerics and explains the features of the heat current as a function of the drive parameters.