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Resonance-Assisted Tunneling

Olivier Brodier, Peter Schlagheck, Denis Ullmo

Published Jan 1, 2002• 55 citations
OpenAlex

Abstract

We present evidence that tunneling processes in near-integrable systems are enhanced due to the manifestation of nonlinear resonances and their respective island chains in phase space. A semiclassical description of this "resonance-assisted" mechanism is given, which is based on a local perturbative description of the dynamics in the vicinity of the resonances. As underlying picture, we obtain that the quantum state is coupled, via a succession of classically forbidden transitions across nonlinear resonances, to high excitations within the well, from where tunneling occurs with a rather large rate. The connection between this description and the complex classical structure of the underlying integrable dynamics is furthermore studied, giving ground to the general coherence of the description as well as guidelines for the identification of the dominant tunneling paths. The validity of this mechanism is demonstrated within the kicked Harper model, where good agreement between quantum and semiclassical (resonance-assisted) tunneling rates is found.

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In generic Hamiltonian systems that are neither completely integrable nor fully chaotic, phase space consists of a mixture of regular and chaotic components. In classical dynamics, transitions between different invariant sets in phase space are strictly forbidden, and these sets act as dynamical barriers to one another. In quantum mechanics, in contrast, wave effects allow transitions through such dynamical barriers. This process, known as dynamical tunneling, refers to penetration through dynamical barriers in phase space and was first recognized in the early 1980s. Since then, various aspects of dynamical tunneling have been elucidated, significantly advancing our understanding of such a novel quantum phenomenon. In this article, we provide an overview of several phenomenological perspectives of dynamical tunneling, including chaos-assisted and resonance-assisted tunneling, and also introduce approaches based on classical mechanics extended into the complex domain. In particular, we seek to clarify what is meant by the common claim that "chaos leads to an enhancement of the tunneling probability", which is often made when dynamical tunneling is dressed. We discuss what regime this refers to and, if such an enhancement occurs, what its likely origin is.

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Science•Jul 13, 2001•340 citations
We present evidence that tunneling processes in near-integrable systems are enhanced due to the manifestation of nonlinear resonances and their respective island chains in phase space. A semiclassical description of this "resonance-assisted" mechanism is given, which is based on a local perturbative description of the dynamics in the vicinity of the resonances. As underlying picture, we obtain that the quantum state is coupled, via a succession of classically forbidden transitions across nonlinear resonances, to high excitations within the well, from where tunneling occurs with a rather large rate. The connection between this description and the complex classical structure of the underlying integrable dynamics is furthermore studied, giving ground to the general coherence of the description as well as guidelines for the identification of the dominant tunneling paths. The validity of this mechanism is demonstrated within the kicked Harper model, where good agreement between quantum and semiclassical (resonance-assisted) tunneling rates is found.
In generic Hamiltonian systems that are neither completely integrable nor fully chaotic, phase space consists of a mixture of regular and chaotic components. In classical dynamics, transitions between different invariant sets in phase space are strictly forbidden, and these sets act as dynamical barriers to one another. In quantum mechanics, in contrast, wave effects allow transitions through such dynamical barriers. This process, known as dynamical tunneling, refers to penetration through dynamical barriers in phase space and was first recognized in the early 1980s. Since then, various aspects of dynamical tunneling have been elucidated, significantly advancing our understanding of such a novel quantum phenomenon. In this article, we provide an overview of several phenomenological perspectives of dynamical tunneling, including chaos-assisted and resonance-assisted tunneling, and also introduce approaches based on classical mechanics extended into the complex domain. In particular, we seek to clarify what is meant by the common claim that "chaos leads to an enhancement of the tunneling probability", which is often made when dynamical tunneling is dressed. We discuss what regime this refers to and, if such an enhancement occurs, what its likely origin is.
The study of quantum tunneling dates back to the early days of quantum mechanics, and has been a major topic of investigation in both theory and experiment. In recent years, there has been significant effort to understand tunneling phenomena for systems that exhibit chaos in their classical counterpart [13,15,18,29,42]. In particular, tunneling was predicted for mixed systems where chaotic and stable regions are intermingled [14]. The tunneling in this case is between two stable regions (referred to as nonlinear resonances, or islands of stability) in the classical phase space. The classical transport between these islands is forbidden by “dynamical barriers” in phase space. In contrast, quantum tunneling can couple the two islands so that a wave packet oscillates coherently between the two symmetry-related regions. This phenomenon is called dynamical tunneling because it occurs in phase space, without a fixed potential barrier. In the case of a mixed phase space, the presence of the chaotic region can enhance the rate of dynamical tunneling, a phenomenon known as chaos-assisted tunneling [53]. In this chapter, we review our experimental observation of chaosassisted tunneling with ultracold cesium atoms [48-51]. We first give a brief overview of some basic concepts and of earlier work in order to provide a context for our results.
The interplay between classical chaos and quantum tunneling is examined in driven nonlinear systems, with emphasis on how semi classical phase space structures influence purely quantum transport phenomena. We show that, in the presence of external driving and stochastic perturbations, tunneling rates acquire an activated form determined by effective classical barriers, providing a transparent link between chaotic dynamics and quantum tunneling. Within this framework, chaos assisted tunneling and coherent destruction of tunneling emerge as closely related manifestations of the same underlying phase space restructuring and interference effects induced by driving. The results offer a unified perspective on tunneling control in non integrable systems and remain relevant for modern studies of driven quantum dynamics and decoherence resistant transport.
Since the early days of quantum mechanics, tunneling has been recognized as one of the hallmarks of the wave character of microscopic physics. The possibility of a quantum particle to penetrate an energetic barrier represents certainly one of the most spectacular implications of quantum theory and has led to various applications in nuclear, atomic, and molecular physics as well as in mesoscopic science. Typical scenarios in which tunneling manifests are the escape route of a quantum particle from a quasibounded region, the transition between two or more symmetry-related, but classically disconnected wells (which we shall focus on in the following), as well as scattering or transport through potential barriers. The spectrum of scenarios becomes even richer when the concept of tunneling is generalized to any kind of classically forbidden transitions in phase space, that is, to transitions that are not necessarily inhibited by static potential barriers but by some other constraints of the underlying classical dynamics (such as integrals of motion). Such “dynamical tunneling” processes arise frequently in molecular systems [1] and were realized with cold atoms propagating in periodically modulated optical lattices [2-4]. Moreover, the electromagnetic analog of dynamical tunneling was also obtained with microwaves in billiards [5].
We discuss and give evidence for the existence of a new mechanism for quantum dynamical tunneling. It may occur when a quantum system's underlying classical dynamics are far from integrability. In these circumstances, we show that the dominant tunneling contributions arise through chaos-assisted processes. This leads to behavior that is drastically different from that found in integrable and quasi-integrable systems. In particular, one can observe a marked crossing mechanism when a chaotic level passes nearby the tunneling ones, and the distributions of splitting (due to tunneling) can be modeled using properly designed ensembles of random matrices. Such tunneling should be amenable to experimental detection.