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arXiv:2604.12926

Chaos and Quantum Tunneling

Akira Shudo

nlin.CDquant-phSubmitted Apr 14, 2026• Announced Apr 15, 2026
arXivHTMLPDF

Abstract

In generic Hamiltonian systems that are neither completely integrable nor fully chaotic, phase space consists of a mixture of regular and chaotic components. In classical dynamics, transitions between different invariant sets in phase space are strictly forbidden, and these sets act as dynamical barriers to one another. In quantum mechanics, in contrast, wave effects allow transitions through such dynamical barriers. This process, known as dynamical tunneling, refers to penetration through dynamical barriers in phase space and was first recognized in the early 1980s. Since then, various aspects of dynamical tunneling have been elucidated, significantly advancing our understanding of such a novel quantum phenomenon. In this article, we provide an overview of several phenomenological perspectives of dynamical tunneling, including chaos-assisted and resonance-assisted tunneling, and also introduce approaches based on classical mechanics extended into the complex domain. In particular, we seek to clarify what is meant by the common claim that "chaos leads to an enhancement of the tunneling probability", which is often made when dynamical tunneling is dressed. We discuss what regime this refers to and, if such an enhancement occurs, what its likely origin is.

Comments
29 pages, 14 figures. Chapter for the Quantum Chaos volume in 'Comprehensive Quantum Mechanics', to be published by Elsevier (Main editor: R. Mann; volume editors: S. Gnutzmann and K. Życzkowski)

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In generic Hamiltonian systems that are neither completely integrable nor fully chaotic, phase space consists of a mixture of regular and chaotic components. In classical dynamics, transitions between different invariant sets in phase space are strictly forbidden, and these sets act as dynamical barriers to one another. In quantum mechanics, in contrast, wave effects allow transitions through such dynamical barriers. This process, known as dynamical tunneling, refers to penetration through dynamical barriers in phase space and was first recognized in the early 1980s. Since then, various aspects of dynamical tunneling have been elucidated, significantly advancing our understanding of such a novel quantum phenomenon. In this article, we provide an overview of several phenomenological perspectives of dynamical tunneling, including chaos-assisted and resonance-assisted tunneling, and also introduce approaches based on classical mechanics extended into the complex domain. In particular, we seek to clarify what is meant by the common claim that "chaos leads to an enhancement of the tunneling probability", which is often made when dynamical tunneling is dressed. We discuss what regime this refers to and, if such an enhancement occurs, what its likely origin is.
The study of quantum tunneling dates back to the early days of quantum mechanics, and has been a major topic of investigation in both theory and experiment. In recent years, there has been significant effort to understand tunneling phenomena for systems that exhibit chaos in their classical counterpart [13,15,18,29,42]. In particular, tunneling was predicted for mixed systems where chaotic and stable regions are intermingled [14]. The tunneling in this case is between two stable regions (referred to as nonlinear resonances, or islands of stability) in the classical phase space. The classical transport between these islands is forbidden by “dynamical barriers” in phase space. In contrast, quantum tunneling can couple the two islands so that a wave packet oscillates coherently between the two symmetry-related regions. This phenomenon is called dynamical tunneling because it occurs in phase space, without a fixed potential barrier. In the case of a mixed phase space, the presence of the chaotic region can enhance the rate of dynamical tunneling, a phenomenon known as chaos-assisted tunneling [53]. In this chapter, we review our experimental observation of chaosassisted tunneling with ultracold cesium atoms [48-51]. We first give a brief overview of some basic concepts and of earlier work in order to provide a context for our results.
Since the early days of quantum mechanics, tunneling has been recognized as one of the hallmarks of the wave character of microscopic physics. The possibility of a quantum particle to penetrate an energetic barrier represents certainly one of the most spectacular implications of quantum theory and has led to various applications in nuclear, atomic, and molecular physics as well as in mesoscopic science. Typical scenarios in which tunneling manifests are the escape route of a quantum particle from a quasibounded region, the transition between two or more symmetry-related, but classically disconnected wells (which we shall focus on in the following), as well as scattering or transport through potential barriers. The spectrum of scenarios becomes even richer when the concept of tunneling is generalized to any kind of classically forbidden transitions in phase space, that is, to transitions that are not necessarily inhibited by static potential barriers but by some other constraints of the underlying classical dynamics (such as integrals of motion). Such “dynamical tunneling” processes arise frequently in molecular systems [1] and were realized with cold atoms propagating in periodically modulated optical lattices [2-4]. Moreover, the electromagnetic analog of dynamical tunneling was also obtained with microwaves in billiards [5].
The interplay between classical chaos and quantum tunneling is examined in driven nonlinear systems, with emphasis on how semi classical phase space structures influence purely quantum transport phenomena. We show that, in the presence of external driving and stochastic perturbations, tunneling rates acquire an activated form determined by effective classical barriers, providing a transparent link between chaotic dynamics and quantum tunneling. Within this framework, chaos assisted tunneling and coherent destruction of tunneling emerge as closely related manifestations of the same underlying phase space restructuring and interference effects induced by driving. The results offer a unified perspective on tunneling control in non integrable systems and remain relevant for modern studies of driven quantum dynamics and decoherence resistant transport.
In the usual quantum tunneling, a low-energy quantum particle penetrates across a physical barrier of higher potential energy, by traversing a classically forbidden region, and finally escapes into another region. In an analogous scenario, a classical particle inside a closed regular region in the phase space is dynamically bound from escaping to other regions of the phase space. Here, the physical potential barrier is replaced by dynamical barriers which separate different regions of the phase space. However, in the quantum regime, the system can overcome such dynamical barriers and escape through them, giving rise to dynamical tunneling. In chaotic Hamiltonian systems, dynamical tunneling refers to quantum tunneling between states whose classical limits correspond to symmetry-related regular regions separated by a chaotic zone between which any classical transport is prohibited. Here, an experimental realization of dynamical tunneling in spin systems is reported using nuclear magnetic resonance (NMR) architecture. In particular, dynamical tunneling in quantum kicked tops of spin-1 and spin-3/2 systems using two- and three-qubit NMR registers is investigated. By extracting time-dependent expectation values of the angular momentum operator components, size-dependent tunneling behavior for various initial states is systematically investigated. Further, by monitoring the adverse effects of dephasing noise on the tunneling oscillations, we assert the importance of quantum coherence in enabling dynamical tunneling.
Dynamical tunneling is a phenomenon that can be observed in certain dynamical systems at the borderline of quantum and classical dynamics. Rather than tunneling through an energy barrier (as in the case of “conventional” tunneling), a different constant of motion forbids this classically forbidden process. It is mostly observed in dynamical systems that exhibit a mixed classical phase space. In a mixed phase space, the dynamics of a particle can be either chaotic or regular depending on the initial position and momentum of the particle.
Quantum tunneling rates through a barrier separating two-dimensional, symmetric, double-well potentials are shown to depend on the classical dynamics of the billiard trajectories in each well and, hence, on the shape of the wells. For shapes that lead to regular (integrable) classical dynamics the tunneling rates fluctuate greatly with eigenenergies of the states sometimes by over two orders of magnitude. Contrarily, shapes that lead to completely chaotic trajectories lead to tunneling rates whose fluctuations are greatly reduced, a phenomenon we call regularization of tunneling rates. We show that a random-plane-wave theory of tunneling accounts for the mean tunneling rates and the small fluctuation variances for the chaotic systems.