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Decision theory and information propagation in quantum physics

Forrester, A

Published Apr 18, 2006• 6 citations
OpenAlex

Abstract

In recent papers on 'envariance', Zurek has objected to the decision-theoretic approach of Deutsch and Wallace to deriving the Born rule, on the grounds that it courts circularity. Zurek then derives the Born rule in the Schrodinger Picture using properties of the global Schrodinger state. In this paper a decision-theoretic approach to probability is used in the Heisenberg Picture to derive the Born rule. This derivation uses 'quantum Darwinism' - the notion that classical information is quantum information that can proliferate in the environement - following Ollivier et al. This derivation shows that envariance is not needed to derive the Born Rule and fixes the problem with the decision-theoretic approach that was pointed out by Zurek.

Related papers

Zurek's envariance derivation of Born's rule and measurement

Fedor Herbut

Zurek's derivation of Born's rule using envariance (invariance due to entanglement) is considered to capture the probability in full generality, but only as applied to measurement of a quantum observable. Contrariwise, textbook formulations of Born's rule begin with a pure state of a closed, undivided system. The task of this study is to show that a rearrangement of the Zurek approach is possible in which the latter is viewed as giving the probabilities for Schmidt states of an arbitrary composite state vector, and afterwards it is extended to probabilities in a closed, undivided system. This is achieved by determining simultaneously probability and measurement based on the fact that the physical meaning of probability and that of measurement are inextricably dependent on each other.

arXiv:1301.7696•Jan 31, 2013•0 citations

Probabilities from entanglement, Born’s rule p k = ∣ ψ k ∣ 2 from envariance

Wojciech Hubert Zurek

I show how probabilities arise in quantum physics by exploring the implications of environment-assisted invariance or envariance, a recently discovered symmetry exhibited by entangled quantum systems. Envariance of perfectly entangled ``Bell-like'' states can be used to rigorously justify complete ignorance of the observer about the outcome of any measurement on either of the members of the entangled pair. For more general states, envariance leads to Born's rule ${p}_{k}\ensuremath{\propto}{\ensuremath{\mid}{\ensuremath{\psi}}_{k}\ensuremath{\mid}}^{2}$ for the outcomes associated with Schmidt states. The probabilities derived in this manner are an objective reflection of the underlying state of the system---they represent experimentally verifiable symmetries, and not just a subjective ``state of knowledge'' of the observer. This envariance-based approach is compared with and found to be superior to prequantum definitions of probability including the standard definition based on the ``principle of indifference'' due to Laplace and the relative frequency approach advocated by von Mises. Implications of envariance for the interpretation of quantum theory go beyond the derivation of Born's rule: Envariance is enough to establish the dynamical independence of preferred branches of the evolving state vector of the composite system and, thus, to arrive at the environment-induced superselection (einselection) of pointer states, which was usually derived by an appeal to decoherence. The envariant origin of Born's rule for probabilities sheds light on the relation between ignorance (and, hence, information) and the nature of quantum states.

arXiv:quant-ph/0405161•Physical Review A•May 25, 2005•261 citations

A last word on quantum Darwinism

Wojciech Hubert Zurek

Zurek replies: When quantum objects interact, they can entangle, as does a system with an apparatus or environment in models of measurement or of decoherence. The envariance-based derivation I gave of Born’s rule relies on a quantum indeterminacy that precludes simultaneous complete knowledge of both the entangled whole and its parts. Probabilities that quantify the resulting ignorance about parts follow from symmetries of entanglement.The so-called problem of outcomes is therefore not a bug but a feature of quantum physics: The ignorance it reflects leads to Born’s rule.Ignorance disappears only when an observer correlates with an outcome, precipitating a specific perception. Observers acquire information indirectly, using environments—photons, for example—as communication channels.Quantum Darwinism recognizes that decoherence doesn’t just hide quantum information. Rather, an environment is a repository and a conduit for multiple copies of information about outcomes, classical pointer states that survive decoherence intact. Flagrantly quantum effects are simultaneously hidden out of the observer’s reach.11. M. Zwolak, W. H. Zurek, Sci. Rep. 3, 1729 (2013). https://doi.org/10.1038/srep01729Classical physics dealt with an objective reality that was believed to exist and evolve independently of information. Measurements had predetermined outcomes. Information was an inconsequential illusion, irrelevant to what happened. In the classical universe, observers were like puppets, their strings pulled by Newtonian dynamics.Quantum theory shattered that view. Information is no longer a shadow of the classical states of a clockwork universe; it helps define the underlying quantum states. When a state is entangled, the ignorance of outcomes implied by quantum indeterminacy yields the probabilities that are reflected in the mixed state of the system.This interdependence between what is and what is known means that a quantum state represents partly existence and partly information. In the classical world, one could theorize about the precise state of the system and blame ignorance on observers. When, in our quantum universe, a pure entangled state is known, that fact implies complementary ignorance about parts; information and existence are inextricably intertwined.The decohered cat is neither dead nor alive. However, it is also no longer a superposition of dead and alive. The information amplified by decoherence and disseminated—for example, by photons—contains multiple records of the fate of the cat. Observers will agree about what happened and will take for granted the objective nature of the past.22. C. J. Riedel, W. H. Zurek, M. Zwolak, arXiv:1312.0331REFERENCESSection:ChooseTop of pageREFERENCES <<1. M. Zwolak, W. H. Zurek, Sci. Rep. 3, 1729 (2013). https://doi.org/10.1038/srep01729, Google ScholarCrossref2. C. J. Riedel, W. H. Zurek, M. Zwolak, arXiv:1312.0331, Google Scholar© 2015 American Institute of Physics.

Physics Today•Nov 30, 2015•0 citations

Deutsch on quantum decision theory

Peter J. Lewis

A major problem facing no-collapse interpretations of quantum mechanics in the tradition of Everett is how to understand the probabilistic axiom of quantum mechanics (the Born rule) in the context of a deterministic theory in which every outcome of a measurement occurs. Deutsch claims to derive a decision-theoretic analogue of the Born rule from the non-probabilistic part of quantum mechanics and some non-probabilistic axioms of classical decision theory, and hence concludes that no probabilistic axiom is needed. I argue that Deutsch’s derivation begs the question.

•Jan 1, 2003•5 citations

Quantum theory of the classical: quantum jumps, Born’s Rule and objective classical reality via quantum Darwinism

Wojciech Hubert Zurek

The emergence of the classical world from the quantum substrate of our Universe is a long-standing conundrum. In this paper, I describe three insights into the transition from quantum to classical that are based on the recognition of the role of the environment. I begin with the derivation of preferred sets of states that help to define what exists—our everyday classical reality. They emerge as a result of the breaking of the unitary symmetry of the Hilbert space which happens when the unitarity of quantum evolutions encounters nonlinearities inherent in the process of amplification—of replicating information. This derivation is accomplished without the usual tools of decoherence, and accounts for the appearance of quantum jumps and the emergence of preferred pointer states consistent with those obtained via environment-induced superselection, or einselection . The pointer states obtained in this way determine what can happen—define events—without appealing to Born’s Rule for probabilities. Therefore, p k =| ψ k | 2 can now be deduced from the entanglement-assisted invariance, or envariance —a symmetry of entangled quantum states. With probabilities at hand, one also gains new insights into the foundations of quantum statistical physics. Moreover, one can now analyse the information flows responsible for decoherence. These information flows explain how the perception of objective classical reality arises from the quantum substrate: the effective amplification that they represent accounts for the objective existence of the einselected states of macroscopic quantum systems through the redundancy of pointer state records in their environment—through quantum Darwinism . This article is part of a discussion meeting issue ‘Foundations of quantum mechanics and their impact on contemporary society’.

arXiv:1807.02092•Philosophical Transactions of the Royal Society A Mathematical Physical and Engineering Sciences•May 28, 2018•49 citations

Summing to Uncertainty: On the Necessity of Additivity in Deriving the Born Rule

Jiaxuan Zhang

The emergence of intrinsic probability has long been one of the most important and puzzling problems in quantum mechanics, and the law most directly related to this problem is the Born rule. For a century, there have been many attempts to derive the Born rule as a theorem rather than postulating it. However, existing derivations of the Born rule are each based on different frameworks and have attracted different criticisms. The assumptions from which they start are also highly divergent, and the connections between them have not been sufficiently studied. These possible connections are very likely to be the key to answering questions about the origin of probability in quantum mechanics. This paper focuses on proving the necessity and indispensability of the additivity assumption in the derivation of the Born rule. This supports the view that the Born rule cannot be derived solely from other non-probabilistic quantum or additional postulates. We first prove that additivity cannot be derived from two other commonly used non-probabilistic additional assumptions, non-contextuality and normalization. Then we analyze the crucial role of the additivity assumption in five important existing derivations of the Born rule. These include Gleason's Theorem, Busch's extension of Gleason's Theorem, the Deutsch-Wallace Theorem, Zurek's envariance proof, and the Finkelstein-Hartle Theorem. We show that these derivations either depend heavily on the additivity assumption or lead to obvious loopholes due to the lack of additivity. We also point out some problems arised from the lack of a non-contextuality assumption. Our results provide a novel insight into the important role of additivity assumption in quantum measurement, as well as into the origin of probability in quantum mechanics.

quant-pharXiv:2603.06211•Physical Review A•Mar 9, 2026•2 citations
In recent papers on 'envariance', Zurek has objected to the decision-theoretic approach of Deutsch and Wallace to deriving the Born rule, on the grounds that it courts circularity. Zurek then derives the Born rule in the Schrodinger Picture using properties of the global Schrodinger state. In this paper a decision-theoretic approach to probability is used in the Heisenberg Picture to derive the Born rule. This derivation uses 'quantum Darwinism' - the notion that classical information is quantum information that can proliferate in the environement - following Ollivier et al. This derivation shows that envariance is not needed to derive the Born Rule and fixes the problem with the decision-theoretic approach that was pointed out by Zurek.
Zurek's derivation of Born's rule using envariance (invariance due to entanglement) is considered to capture the probability in full generality, but only as applied to measurement of a quantum observable. Contrariwise, textbook formulations of Born's rule begin with a pure state of a closed, undivided system. The task of this study is to show that a rearrangement of the Zurek approach is possible in which the latter is viewed as giving the probabilities for Schmidt states of an arbitrary composite state vector, and afterwards it is extended to probabilities in a closed, undivided system. This is achieved by determining simultaneously probability and measurement based on the fact that the physical meaning of probability and that of measurement are inextricably dependent on each other.
I show how probabilities arise in quantum physics by exploring the implications of environment-assisted invariance or envariance, a recently discovered symmetry exhibited by entangled quantum systems. Envariance of perfectly entangled ``Bell-like'' states can be used to rigorously justify complete ignorance of the observer about the outcome of any measurement on either of the members of the entangled pair. For more general states, envariance leads to Born's rule ${p}_{k}\ensuremath{\propto}{\ensuremath{\mid}{\ensuremath{\psi}}_{k}\ensuremath{\mid}}^{2}$ for the outcomes associated with Schmidt states. The probabilities derived in this manner are an objective reflection of the underlying state of the system---they represent experimentally verifiable symmetries, and not just a subjective ``state of knowledge'' of the observer. This envariance-based approach is compared with and found to be superior to prequantum definitions of probability including the standard definition based on the ``principle of indifference'' due to Laplace and the relative frequency approach advocated by von Mises. Implications of envariance for the interpretation of quantum theory go beyond the derivation of Born's rule: Envariance is enough to establish the dynamical independence of preferred branches of the evolving state vector of the composite system and, thus, to arrive at the environment-induced superselection (einselection) of pointer states, which was usually derived by an appeal to decoherence. The envariant origin of Born's rule for probabilities sheds light on the relation between ignorance (and, hence, information) and the nature of quantum states.
Zurek replies: When quantum objects interact, they can entangle, as does a system with an apparatus or environment in models of measurement or of decoherence. The envariance-based derivation I gave of Born’s rule relies on a quantum indeterminacy that precludes simultaneous complete knowledge of both the entangled whole and its parts. Probabilities that quantify the resulting ignorance about parts follow from symmetries of entanglement.The so-called problem of outcomes is therefore not a bug but a feature of quantum physics: The ignorance it reflects leads to Born’s rule.Ignorance disappears only when an observer correlates with an outcome, precipitating a specific perception. Observers acquire information indirectly, using environments—photons, for example—as communication channels.Quantum Darwinism recognizes that decoherence doesn’t just hide quantum information. Rather, an environment is a repository and a conduit for multiple copies of information about outcomes, classical pointer states that survive decoherence intact. Flagrantly quantum effects are simultaneously hidden out of the observer’s reach.11. M. Zwolak, W. H. Zurek, Sci. Rep. 3, 1729 (2013). https://doi.org/10.1038/srep01729Classical physics dealt with an objective reality that was believed to exist and evolve independently of information. Measurements had predetermined outcomes. Information was an inconsequential illusion, irrelevant to what happened. In the classical universe, observers were like puppets, their strings pulled by Newtonian dynamics.Quantum theory shattered that view. Information is no longer a shadow of the classical states of a clockwork universe; it helps define the underlying quantum states. When a state is entangled, the ignorance of outcomes implied by quantum indeterminacy yields the probabilities that are reflected in the mixed state of the system.This interdependence between what is and what is known means that a quantum state represents partly existence and partly information. In the classical world, one could theorize about the precise state of the system and blame ignorance on observers. When, in our quantum universe, a pure entangled state is known, that fact implies complementary ignorance about parts; information and existence are inextricably intertwined.The decohered cat is neither dead nor alive. However, it is also no longer a superposition of dead and alive. The information amplified by decoherence and disseminated—for example, by photons—contains multiple records of the fate of the cat. Observers will agree about what happened and will take for granted the objective nature of the past.22. C. J. Riedel, W. H. Zurek, M. Zwolak, arXiv:1312.0331REFERENCESSection:ChooseTop of pageREFERENCES <<1. M. Zwolak, W. H. Zurek, Sci. Rep. 3, 1729 (2013). https://doi.org/10.1038/srep01729, Google ScholarCrossref2. C. J. Riedel, W. H. Zurek, M. Zwolak, arXiv:1312.0331, Google Scholar© 2015 American Institute of Physics.
A major problem facing no-collapse interpretations of quantum mechanics in the tradition of Everett is how to understand the probabilistic axiom of quantum mechanics (the Born rule) in the context of a deterministic theory in which every outcome of a measurement occurs. Deutsch claims to derive a decision-theoretic analogue of the Born rule from the non-probabilistic part of quantum mechanics and some non-probabilistic axioms of classical decision theory, and hence concludes that no probabilistic axiom is needed. I argue that Deutsch’s derivation begs the question.
The emergence of the classical world from the quantum substrate of our Universe is a long-standing conundrum. In this paper, I describe three insights into the transition from quantum to classical that are based on the recognition of the role of the environment. I begin with the derivation of preferred sets of states that help to define what exists—our everyday classical reality. They emerge as a result of the breaking of the unitary symmetry of the Hilbert space which happens when the unitarity of quantum evolutions encounters nonlinearities inherent in the process of amplification—of replicating information. This derivation is accomplished without the usual tools of decoherence, and accounts for the appearance of quantum jumps and the emergence of preferred pointer states consistent with those obtained via environment-induced superselection, or einselection . The pointer states obtained in this way determine what can happen—define events—without appealing to Born’s Rule for probabilities. Therefore, p k =| ψ k | 2 can now be deduced from the entanglement-assisted invariance, or envariance —a symmetry of entangled quantum states. With probabilities at hand, one also gains new insights into the foundations of quantum statistical physics. Moreover, one can now analyse the information flows responsible for decoherence. These information flows explain how the perception of objective classical reality arises from the quantum substrate: the effective amplification that they represent accounts for the objective existence of the einselected states of macroscopic quantum systems through the redundancy of pointer state records in their environment—through quantum Darwinism . This article is part of a discussion meeting issue ‘Foundations of quantum mechanics and their impact on contemporary society’.
The emergence of intrinsic probability has long been one of the most important and puzzling problems in quantum mechanics, and the law most directly related to this problem is the Born rule. For a century, there have been many attempts to derive the Born rule as a theorem rather than postulating it. However, existing derivations of the Born rule are each based on different frameworks and have attracted different criticisms. The assumptions from which they start are also highly divergent, and the connections between them have not been sufficiently studied. These possible connections are very likely to be the key to answering questions about the origin of probability in quantum mechanics. This paper focuses on proving the necessity and indispensability of the additivity assumption in the derivation of the Born rule. This supports the view that the Born rule cannot be derived solely from other non-probabilistic quantum or additional postulates. We first prove that additivity cannot be derived from two other commonly used non-probabilistic additional assumptions, non-contextuality and normalization. Then we analyze the crucial role of the additivity assumption in five important existing derivations of the Born rule. These include Gleason's Theorem, Busch's extension of Gleason's Theorem, the Deutsch-Wallace Theorem, Zurek's envariance proof, and the Finkelstein-Hartle Theorem. We show that these derivations either depend heavily on the additivity assumption or lead to obvious loopholes due to the lack of additivity. We also point out some problems arised from the lack of a non-contextuality assumption. Our results provide a novel insight into the important role of additivity assumption in quantum measurement, as well as into the origin of probability in quantum mechanics.