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What is Probability?

Simon W. Saunders

Published Jan 1, 2004• 53 citations
OpenAlex

Abstract

Probabilities may be subjective or objective; we are concerned with both kinds of probability, and the relationship between them. The fundamental theory of objective probability is quantum mechanics: it is argued that neither Bohr's Copenhagen interpretation, nor the pilot-wave theory, nor stochastic state-reduction theories, give a satisfactory answer to the question of what objective probabilities are in quantum mechanics, or why they should satisfy the Born rule; nor do they give any reason why subjective probabilities should track objective ones. But it is shown that if probability only arises with decoherence, then they must be given by the Born rule. That further, on the Everett interpretation, we have a clear statement of what probabilities are, in terms of purely categorical physical properties; and finally, along lines laid out by Deutsch and Wallace, that there is a clear basis in the axioms of decision theory as to why subjective probabilities should track these objective ones. These results hinge critically on the absence of hidden-variables or any other mechanism (such as state-reduction) from the physical interpretation of the theory. The account of probability has traditionally been considered the principal weakness of the Everett interpretation; on the contrary it emerges as one of its principal strengths.

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At the intersection of the foundations of statistics and the foundations of quantum theory, one comes across a hotly-debated question: what are the probabilities in quantum theories? Do they all reflect the subjective opinions of various agents, or do some of them reflect objective features of the world? One answer—Lewisian dualism, a view that takes some quantum probabilities to be subjective and others to be objective—has gained near-consensus among philosophers of science. However, our most sophisticated defense of this view (due to Deutsch, Wallace, Saunders, Myrvold, Greaves, and others) has two significant problems. First, it requires a very particular approach to the measurement problem (namely, the Everett interpretation). Second, it relies on the pragmatic goals of scientists (e.g., their aim to avoid losses in bets) rather than their epistemic goals (e.g., their aim to accurately describe the world). I give a new defense of dualism that rectifies both of these problems. I generalize the Deutsch-Wallace argument to defend the objective probabilities in a host of realist approaches to measurement, and I modify the accuracy-dominance argument for probabilism to defend the subjective probabilities in these approaches. I also critically examine several previous attempts to interpret all quantum probabilities subjectively.

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The Everett interpretation of quantum mechanics is, inter alia, an interpretation of objective probability: an account of what probability really is. Everett called his work “wave mechanics without probability” for good reason: it provides a non-chancy base level of categorical properties and relations. The objection may concern justification rather than understanding, particularly if decoherence theory is used to derive the Born rule. The branch-counting rule makes nonsense of quantum mechanics but it appears to be suggested by the picture of branching. Branch counting is hardly a rival to the branch-weight rule as an interpretation of branching structure, if it brings that branching structure crashing down. Denizens of anomalous branches, or of anomalous stretches of history in one-world theories, will be misled by the observed statistics of measurements.

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The article discusses approaches to understanding the nature of probability in mathematics and physics with the consequences of these approaches, as well as the difficulties that arise. The ontological status of probability is discussed. It is shown that probability theory, contrary to R. Mises, should be classified as a mathematical science, using the definition formulated by A.N. Kolmogorov. The application of this definition in practice is provided within the framework of the classical approach, provided that the connection with physical reality is defined through the concept of equal opportunity. To do this, the concepts of simple and complex events are introduced, and the method of decomposing complex events into simple ones is explained. The point of view is substantiated, according to which a mathematical probability determined and related to physical reality in this way can be considered an objective probability, that is, existing independently of any tests. Various interpretations of quantum mechanics and approaches to understanding probability are also revealed. It is shown that in physics today the existing approaches to understanding the nature of probability contradict each other. In the Bohm interpretation, probability is an analogue of the classical approach – statistical objective probability, which has a mathematical formalization, and in quantum Bayesianism, probability quantifies the degree of reliability and depends on the subject conducting the experiment. The Copenhagen interpretation of quantum mechanics tries to eliminate the difficulties associated with combining the wave and corpuscular properties of light and electron beams into a single picture by giving the ontological status of probability, which leads to the problem of understanding physical reality. The article argues for the need for a new connection between the mathematical description of probability and physical reality. The empirical (frequency) approach of R. Mises is analyzed, which causes a lot of criticism, as it does not have a clear consistent formalization. The article argues that this approach is inconsistent with quantum mechanics. The probability given by M. Born in the Copenhagen interpretation of quantum mechanics is also considered, which formulates a new definition of probability, which does not exclude the difficulties associated with the physical interpretation of probability. Born’s approach is based on the classical approach and is reduced to a formal axiomatic definition, which assumes the interpretation of probability as a mathematical construct. The connection of probability with physical reality and the consistency of the statistical method of finding probability values remain unresolved problems, which creates a dualism of understanding probability: in mathematics – one thing, in physics – another. If in the mathematical approach, the solution of these problems is carried out through the connection of probability with physical properties, then in quantum mechanics, in the Copenhagen interpretation, problems persist, which is caused by giving the wave function an ontological status.

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Probabilities in Physics

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Abstract Many theories and models from physics are probabilistic. This observation raises several philosophical questions: What are probabilities in physics? Do they reflect objective chances which exist independently of the human mind? Or do they only express subjective credences and thus capture our own uncertainty about the world? Finally, which metaphysical lessons, if at all, can one draw from the largely probabilistic character of physics? The chapters collected in this volume address these questions and provide a detailed philosophical appraisal of the status of probabilities in all of physics. Particular emphasis is laid upon statistical physics and quantum mechanics. Many chapters reflect a desire to understand probabilities from physics as objective chances. These chances are characterized, e.g., as time-averages, as probabilities from a best system in the terms of David Lewis, or using the Boltzmannian typicality approach. Other chapters are sympathetic to a Bayesian view of probabilities in physics. The chapters about quantum mechanics elucidate the peculiar characteristics of quantum correlations and discuss strategies to justify the Born Rule. Finally, the chapters of this volume demonstrate how closely interpretive issues about probabilities are entangled with other foundational problems of physics such as the Reversibility Paradox, the ontology of the quantum world and the question whether the world is deterministic.

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Abstract I propose an account of probability in the Everett interpretation of quantum mechanics. According to the account, probabilities are objective chances of centered propositions. As I show, the account solves a number of problems concerning the role of probability in the Everett interpretation. It also challenges an implicit assumption, concerning the aim and scope of fundamental physical theories, that is made throughout the philosophy of physics literature.

The Philosophical Quarterly•Dec 9, 2021•12 citations
Probabilities may be subjective or objective; we are concerned with both kinds of probability, and the relationship between them. The fundamental theory of objective probability is quantum mechanics: it is argued that neither Bohr's Copenhagen interpretation, nor the pilot-wave theory, nor stochastic state-reduction theories, give a satisfactory answer to the question of what objective probabilities are in quantum mechanics, or why they should satisfy the Born rule; nor do they give any reason why subjective probabilities should track objective ones. But it is shown that if probability only arises with decoherence, then they must be given by the Born rule. That further, on the Everett interpretation, we have a clear statement of what probabilities are, in terms of purely categorical physical properties; and finally, along lines laid out by Deutsch and Wallace, that there is a clear basis in the axioms of decision theory as to why subjective probabilities should track these objective ones. These results hinge critically on the absence of hidden-variables or any other mechanism (such as state-reduction) from the physical interpretation of the theory. The account of probability has traditionally been considered the principal weakness of the Everett interpretation; on the contrary it emerges as one of its principal strengths.
At the intersection of the foundations of statistics and the foundations of quantum theory, one comes across a hotly-debated question: what are the probabilities in quantum theories? Do they all reflect the subjective opinions of various agents, or do some of them reflect objective features of the world? One answer—Lewisian dualism, a view that takes some quantum probabilities to be subjective and others to be objective—has gained near-consensus among philosophers of science. However, our most sophisticated defense of this view (due to Deutsch, Wallace, Saunders, Myrvold, Greaves, and others) has two significant problems. First, it requires a very particular approach to the measurement problem (namely, the Everett interpretation). Second, it relies on the pragmatic goals of scientists (e.g., their aim to avoid losses in bets) rather than their epistemic goals (e.g., their aim to accurately describe the world). I give a new defense of dualism that rectifies both of these problems. I generalize the Deutsch-Wallace argument to defend the objective probabilities in a host of realist approaches to measurement, and I modify the accuracy-dominance argument for probabilism to defend the subjective probabilities in these approaches. I also critically examine several previous attempts to interpret all quantum probabilities subjectively.
I consider exactly what is involved in a solution to the probability problem of the Everett interpretation, in the light of recent work on applying considerations from decision theory to that problem. I suggest an overall framework for understanding probability in a physical theory, and conclude that this framework, when applied to the Everett interpretation, yields the result that that interpretation satisfactorily solves the measurement problem. 1. Introduction 2. What is probability? 2.1Objective probability and the Principal Principle 2.2Three ways of satisfying the functional definition 2.3Cautious functionalism 2.4Is the functional definition complete? 3. The Everett interpretation and subjective uncertainty 3.1Interpreting quantum mechanics 3.2The need for subjective uncertainty 3.3Saunders' argument for subjective uncertainty 3.4Objections to Saunders' argument 3.5Subjective uncertainty again: arguments from interpretative charity 3.6Quantum weights and the functional definition of probability 4. Rejecting subjective uncertainty 4.1The fission program 4.2Against the fission program 5. Justifying the axioms of decision theory 5.1The primitive status of the decision-theoretic axioms 5.2Holistic scepticism 5.3The role of an explanation of decision theory 6. Conclusion
The Everett interpretation of quantum mechanics is, inter alia, an interpretation of objective probability: an account of what probability really is. Everett called his work “wave mechanics without probability” for good reason: it provides a non-chancy base level of categorical properties and relations. The objection may concern justification rather than understanding, particularly if decoherence theory is used to derive the Born rule. The branch-counting rule makes nonsense of quantum mechanics but it appears to be suggested by the picture of branching. Branch counting is hardly a rival to the branch-weight rule as an interpretation of branching structure, if it brings that branching structure crashing down. Denizens of anomalous branches, or of anomalous stretches of history in one-world theories, will be misled by the observed statistics of measurements.
The article discusses approaches to understanding the nature of probability in mathematics and physics with the consequences of these approaches, as well as the difficulties that arise. The ontological status of probability is discussed. It is shown that probability theory, contrary to R. Mises, should be classified as a mathematical science, using the definition formulated by A.N. Kolmogorov. The application of this definition in practice is provided within the framework of the classical approach, provided that the connection with physical reality is defined through the concept of equal opportunity. To do this, the concepts of simple and complex events are introduced, and the method of decomposing complex events into simple ones is explained. The point of view is substantiated, according to which a mathematical probability determined and related to physical reality in this way can be considered an objective probability, that is, existing independently of any tests. Various interpretations of quantum mechanics and approaches to understanding probability are also revealed. It is shown that in physics today the existing approaches to understanding the nature of probability contradict each other. In the Bohm interpretation, probability is an analogue of the classical approach – statistical objective probability, which has a mathematical formalization, and in quantum Bayesianism, probability quantifies the degree of reliability and depends on the subject conducting the experiment. The Copenhagen interpretation of quantum mechanics tries to eliminate the difficulties associated with combining the wave and corpuscular properties of light and electron beams into a single picture by giving the ontological status of probability, which leads to the problem of understanding physical reality. The article argues for the need for a new connection between the mathematical description of probability and physical reality. The empirical (frequency) approach of R. Mises is analyzed, which causes a lot of criticism, as it does not have a clear consistent formalization. The article argues that this approach is inconsistent with quantum mechanics. The probability given by M. Born in the Copenhagen interpretation of quantum mechanics is also considered, which formulates a new definition of probability, which does not exclude the difficulties associated with the physical interpretation of probability. Born’s approach is based on the classical approach and is reduced to a formal axiomatic definition, which assumes the interpretation of probability as a mathematical construct. The connection of probability with physical reality and the consistency of the statistical method of finding probability values remain unresolved problems, which creates a dualism of understanding probability: in mathematics – one thing, in physics – another. If in the mathematical approach, the solution of these problems is carried out through the connection of probability with physical properties, then in quantum mechanics, in the Copenhagen interpretation, problems persist, which is caused by giving the wave function an ontological status.
Abstract Many theories and models from physics are probabilistic. This observation raises several philosophical questions: What are probabilities in physics? Do they reflect objective chances which exist independently of the human mind? Or do they only express subjective credences and thus capture our own uncertainty about the world? Finally, which metaphysical lessons, if at all, can one draw from the largely probabilistic character of physics? The chapters collected in this volume address these questions and provide a detailed philosophical appraisal of the status of probabilities in all of physics. Particular emphasis is laid upon statistical physics and quantum mechanics. Many chapters reflect a desire to understand probabilities from physics as objective chances. These chances are characterized, e.g., as time-averages, as probabilities from a best system in the terms of David Lewis, or using the Boltzmannian typicality approach. Other chapters are sympathetic to a Bayesian view of probabilities in physics. The chapters about quantum mechanics elucidate the peculiar characteristics of quantum correlations and discuss strategies to justify the Born Rule. Finally, the chapters of this volume demonstrate how closely interpretive issues about probabilities are entangled with other foundational problems of physics such as the Reversibility Paradox, the ontology of the quantum world and the question whether the world is deterministic.