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arXiv:2103.03966 · Routledge eBooks

The Everett Interpretation: Probability 1

Simon W. Saunders

Published Aug 11, 2021• 26 citations
arXivHTMLPDF

Abstract

The Everett interpretation of quantum mechanics is, inter alia, an interpretation of objective probability: an account of what probability really is. Everett called his work “wave mechanics without probability” for good reason: it provides a non-chancy base level of categorical properties and relations. The objection may concern justification rather than understanding, particularly if decoherence theory is used to derive the Born rule. The branch-counting rule makes nonsense of quantum mechanics but it appears to be suggested by the picture of branching. Branch counting is hardly a rival to the branch-weight rule as an interpretation of branching structure, if it brings that branching structure crashing down. Denizens of anomalous branches, or of anomalous stretches of history in one-world theories, will be misled by the observed statistics of measurements.

DOI
10.4324/9781315623818-21

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The Everett interpretation of quantum mechanics is, inter alia, an interpretation of objective probability: an account of what probability really is. Everett called his work “wave mechanics without probability” for good reason: it provides a non-chancy base level of categorical properties and relations. The objection may concern justification rather than understanding, particularly if decoherence theory is used to derive the Born rule. The branch-counting rule makes nonsense of quantum mechanics but it appears to be suggested by the picture of branching. Branch counting is hardly a rival to the branch-weight rule as an interpretation of branching structure, if it brings that branching structure crashing down. Denizens of anomalous branches, or of anomalous stretches of history in one-world theories, will be misled by the observed statistics of measurements.
A defence is offered of a version of the branch-counting rule in the Everett interpretation (otherwise known as many worlds interpretation) of quantum mechanics that both depends on the state and is continuous in the norm topology on Hilbert space. The well-known branch-counting rule, for realistic models of measurements, in which branches are defined by decoherence theory, fails this test. The new rule hinges on the use of decoherence theory in defining branching structure, and specifically decoherent histories theory. On this basis ratios of branch numbers are defined, free of any convention. They agree with the Born rule and deliver a notion of objective probability similar to naive frequentism, save that the frequencies of outcomes are not confined to a single world at different times, but spread over worlds at a single time. Nor is it ad hoc : it is recognizably akin to the combinatorial approach to thermodynamic probability, as introduced by Boltzmann in 1879. It is identical to the procedure followed by Planck, Bose, Einstein and Dirac in defining the equilibrium distribution of the Bose–Einstein gas. It also connects in a simple way with the decision-theory approach to quantum probability.
Abstract Much of the evidence for quantum mechanics is statistical in nature. Relative frequency data summarizing the results of repeated experiments is compared to probabilities calculated from the theory; close agreement between the observed relative frequencies and calculated probabilities is taken as evidence in favour of the theory. The Everett interpretation, if it is to be a candidate for serious consideration, must be capable of doing justice to this sort of reasoning. Since, on the Everett interpretation, all outcomes with non-zero amplitude are actualized on different branches, it is not obvious that sense can be made of ascribing probabilities to outcomes of experiments, and this poses a prima facie problem for statistical inference. It is incumbent on the Everettian either to make sense of ascribing probabilities to outcomes of experiments in the Everett interpretation, or to find a substitute on which the usual statistical analysis of experimental results continues to count as evidence for quantum mechanics, and, since it is the very evidence for quantum mechanics that is at stake, this must be done in a way that does not presuppose the correctness of Everettian quantum mechanics. This requires an account of theory confirmation that applies to branching-universe theories but does not presuppose the correctness of any such theory. This chapter supplies and defends such an account. The account has the consequence that statistical evidence can confirm a branching-universe theory such as Everettian quantum mechanics in the same way in which it can confirm a non-branching probabilistic theory.
A non-relativistic quantum mechanical theory is proposed that combines elements of Bohmian mechanics and of Everett's "many-worlds" interpretation. The resulting theory has the advantage of resolving known issues of both theories, as well as those of standard quantum mechanics. It has a clear ontology and a set of precisely defined postulates from where the predictions of standard quantum mechanics can be derived. Most importantly, the Born rule can be derived by straightforward application of the Laplacian rule, without reliance on a "quantum equilibrium hypothesis" that is crucial for Bohmian mechanics, and without reliance on a "branch weight" that is crucial for Everett-type theories. The theory describes a continuum of worlds rather than a single world or a discrete set of worlds, so it is similar in spirit to many-worlds interpretations based on Everett's approach, without being actually reducible to these. In particular, there is no "splitting of worlds", which is a typical feature of Everett-type theories. Altogether, the theory explains 1) the subjective occurrence of probabilities, 2) their quantitative value as given by the Born rule, 3) the identification of observables as self-adjoint operators on Hilbert space, and 4) the apparently random "collapse of the wavefunction" caused by the measurement, while still being an objectively deterministic theory.
As we saw in the previous chapter, the Everett interpretation seems to dispense with probabilities in quantum mechanics. Instead of describing a world for which many things are possible, but only some of those possibilities are actualised, it suggests a world in which all possibilities actually happen . Moreover, this is something of which we can be absolutely certain . Obviously, this does not straightforwardly fit our experience. We do not see multiple possibilities becoming actual. Whenever we measure a superposed particle, we observe only one property or another. Moreover, we have a very useful probabilistic rule to help us to predict what we will see. How can the success of this probabilistic rule be explained, if an Everett world does not involve any uncertainty? There are two main moves that are employed in response to this challenge. The first – what I call Stage A – is to show that there is a relevant sort of uncertainty, even in a universe where we are certain that everything will happen. The second move – Stage B – is to try to vindicate the probability of the Born rule in particular. That is, to show that we should not merely be uncertain about the future, but that we have good reason to attach the particular probabilities dictated by the Born rule to the possible outcomes of a quantum experiment. We will consider these two stages in turn.
Everett's interpretation is best known under the name "many worlds", a name Everett never used in his published writings and which has concentrated the criticism directed at it: how many worlds are there? when do they split? what can probability mean if everything happens? We argue that these questions target the popularization of the theory rather than the theory itself, and that the last of them can now be retired on a precise ground. The probability problem divides into a quantitative question (why the Born weights?) and a question of meaning (what is there to be uncertain about?). The quantitative question is closed by a theorem, T*: the Born rule is the unique weighting of alternatives that is independent of the chosen grain of description, convergent among observers sharing the same records, and stable under branching. T* is established in a companion article by reduction to two published theorems, Gleason (1957) and Short (2023); non-contextuality, the traditionally contested premise of Gleason-type arguments, is derived there from grain coherence rather than postulated; convergence turns out to be a corollary; and the central theorem is verified end to end in Lean 4 with Mathlib, in full generality, with Gleason's theorem as the single declared axiom. The question of meaning is answered by internality: an observer who is part of the state is, by theorem, ignorant of their own location in it, and self-locates on accessible records. What then remains is one posited principle, the bridge between an objective measure and rational expectation, and we show step by step that it is the same principle a deterministic coin already exacts from classical physics. Everett's interpretation, properly formulated, therefore has no special problem of probability: it carries the normative residue that all probabilistic physics carries, and one postulate fewer, since the Born measure is derived and nothing collapses.
A non-relativistic quantum mechanical theory is proposed that describes the universe as a continuum of worlds whose mutual interference gives rise to quantum phenomena. A logical framework is introduced to properly deal with propositions about objects in a multiplicity of worlds. In this logical framework, the continuum of worlds is treated in analogy to the continuum of time points; both “time” and “world” are considered as mutually independent modes of existence. The theory combines elements of Bohmian mechanics and of Everett’s many-worlds interpretation; it has a clear ontology and a set of precisely defined postulates from where the predictions of standard quantum mechanics can be derived. Probability as given by the Born rule emerges as a consequence of insufficient knowledge of observers about which world it is that they live in. The theory describes a continuum of worlds rather than a single world or a discrete set of worlds, so it is similar in spirit to many-worlds interpretations based on Everett’s approach, without being actually reducible to these. In particular, there is no splitting of worlds, which is a typical feature of Everett-type theories. Altogether, the theory explains (1) the subjective occurrence of probabilities, (2) their quantitative value as given by the Born rule, and (3) the apparently random “collapse of the wavefunction” caused by the measurement, while still being an objectively deterministic theory.