Quantum theory (QT) is usually formulated in terms of abstract mathematical postulates involving Hilbert spaces, state vectors and unitary operators. In this paper, we show that the full formalism of QT can instead be derived from five simple physical requirements, based on elementary assumptions regarding preparations, transformations and measurements. This is very similar to the usual formulation of special relativity, where two simple physical requirements-the principles of relativity and light speed invariance-are used to derive the mathematical structure of Minkowski space-time. Our derivation provides insights into the physical origin of the structure of quantum state spaces (including a group-theoretic explanation of the Bloch ball and its three dimensionality) and suggests several natural possibilities to construct consistent modifications of QT.
Quantum theory (QT) is usually formulated in terms of abstract mathematical postulates involving Hilbert spaces, state vectors and unitary operators. In this paper, we show that the full formalism of QT can instead be derived from five simple physical requirements, based on elementary assumptions regarding preparations, transformations and measurements. This is very similar to the usual formulation of special relativity, where two simple physical requirements-the principles of relativity and light speed invariance-are used to derive the mathematical structure of Minkowski space-time. Our derivation provides insights into the physical origin of the structure of quantum state spaces (including a group-theoretic explanation of the Bloch ball and its three dimensionality) and suggests several natural possibilities to construct consistent modifications of QT.
Quantum theory (QT) is usually formulated in terms of abstract mathematical postulates involving Hilbert spaces, state vectors and unitary operators. In this paper, we show that the full formalism of QT can instead be derived from five simple physical requirements, based on elementary assumptions regarding preparations, transformations and measurements. This is very similar to the usual formulation of special relativity, where two simple physical requirements—the principles of relativity and light speed invariance—are used to derive the mathematical structure of Minkowski space–time. Our derivation provides insights into the physical origin of the structure of quantum state spaces (including a group-theoretic explanation of the Bloch ball and its three dimensionality) and suggests several natural possibilities to construct consistent modifications of QT.
Feynman's formulation of quantum theory is remarkable in its combination of formal simplicity and computational power. However, as a formulation of the abstract structure of quantum theory, it is incomplete as it does not account for most of the fundamental mathematical structure of the standard von Neumann--Dirac formalism such as the unitary evolution of quantum states. In this paper, we show how to reconstruct the entirety of the finite-dimensional quantum formalism starting from Feynman's rules with the aid of a single physical postulate, the no-disturbance postulate. This postulate states that a particular class of measurements have no effect on the outcome probabilities of subsequent measurements performed. We also show how it is possible to derive both the amplitude rule for composite systems of distinguishable subsystems and Dirac's amplitude-action rule, each from a single elementary and natural assumption, by making use of the fact that these assumptions must be consistent with Feynman's rules.
We present a heuristic derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. This approach naturally leads to the usual quantum formalism, within a new realistic conceptual framework that is discussed in details. Physically, the structure of Quantum Mechanics appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities. Mathematically, the Hilbert space structure appears as a consequence of a specific "extra-contextuality" of modalities, closely related to the hypothesis of Gleason's theorem, and consistent with its conclusions.
We present a heuristic derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. This approach naturally leads to the usual quantum formalism, within a new realistic conceptual framework that is discussed in details. Physically, the structure of Quantum Mechanics appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities. Mathematically, the Hilbert space structure appears as a consequence of a specific "extra-contextuality" of modalities, closely related to the hypothesis of Gleason's theorem, and consistent with its conclusions.
Quantum theory is the soul of contemporary physics. It was discovered in an adventurous way, under the urge to solve the puzzles posed by atomic spectra and blackbody radiation. But after its invention, it immediately became clear that it was not just a theory of specific physical systems: it was rather a new language of universal applicability. Already in 1928, the theory had received solid mathematical foundations by Hilbert, von Neumann, and Nordheim, and this work was brought to completion in the monumental work of von Neumann, in the form that we still study nowadays. The theory is extraordinarily successful, and its predictions have been confirmed to an astonishing level of precision in a large spectrum of experiments. However, almost 90 years after von Neumann's book, quantum theory remains mysterious. Its mathematical formulation – based on Hilbert spaces and self-adjoint operators – is far from having an intuitive interpretation. The association of physical systems to Hilbert spaces whose unit vectors represent pure states, the representation of transformations by unitary operators and of observables by self-adjoint operators – all such postulates look artificial and ad hoc . A slightly more operational approach is provided by the C * -algebraic formulation of quantum theory – still, this formulation relies on the assumption that observables form an algebra , where the physical meanings of the multiplication and the sum are far from clear. In short, the postulates of quantum theory impose mathematical structures without providing any simple reason for this choice: the mathematics of Hilbert spaces is adopted as a magic blackbox that “works well” at producing experimental predictions. However, in a satisfactory axiomatization of a physical theory the mathematical structures should emerge as a consequence of postulates that have a direct physical interpretation. By this we mean postulates referring, e.g., to primitive notions like physical system, measurement, or process, rather than notions like, e.g., Hilbert space, C * -algebra, unit vector, or selfadjoint operator. The crucial question thus remains unanswered: why quantum theory? Which are the principles at the basis of the theory? A case that is often invoked in contrast is that of Special Relativity theory, which directly follows from the simple understandable principle of relativity.
In this paper and a companion paper, we attempt to systematically investigate the possibility that the concept of information may enable a derivation of the quantum formalism from a set of physically comprehensible postulates. To do so, we formulate an abstract experimental set-up and a set of assumptions based on generalizations of experimental facts that can be reasonably taken to be representative of quantum phenomena, and on theoretical ideas and principles, and show that it is possible to deduce the quantum formalism. In particular, we show that it is possible to derive the abstract quantum formalism for finite-dimensional quantum systems and the formal relations, such as the canonical commutation relationships and Dirac's Poisson Bracket rule, that are needed to apply the abstract formalism to particular systems of interest. The concept of information, via an information-theoretic invariance principle, plays a key role in the derivation, and gives rise to some of the central structural features of the quantum formalism.